The Saint-Simonian doctrine proposed a benevolent dictatorship of industrialists and scientists to remove the inequities of the free-for-all liberal system. Other reformers, such as the practical Robert Owen, who organized successful communities in Scotland and the United States, depended on a strong leader using ad hoc methods. Still others, such as Leroux and Cabet, were communists of divergent kinds seeking to carry out elaborate blueprints of the perfect state. Proudhon denounced the state, as such, and all private property. As a philosophical anarchist, he wished to substitute free association and contract for all legal compulsions. In England, the school of Bentham and Mill—utilitarians or philosophical radicals—attacked existing institutions in the name of the greatest good of the greatest number, and by their arguments they succeeded in reforming the top-heavy legal system. Without doctrine but moved by a similar sense of wrong, Thomas Carlyle fought the utilitarians for their materialistic expediency and himself sought light on the common problem by pondering the lessons of the French Revolution and publishing in 1837 what is still the greatest account of its catastrophic course. Later, Carlyle gave in Past and Present a suggestive picture of what he deemed a true community: quasi-medieval, based on the Faustian joy of work, and relying for its cohesion on its leader’s genius and strength of soul.
In the Germanies, repeated outbreaks changed little the system imposed from Vienna by Metternich—censorship, spying on students and intellectuals, repression of group activities at the first sign of political or social advocacy. This drove original thought underground or abroad in the persons of refugees such as the poet Heine and later Karl Marx. At home, the prevailing mood was despair. Max Stirner in his book The Ego and His Own (1845) recommended, instead of social reform, a ruthless individualism that should seek satisfaction by any means and at whatever risk. A small group of other individualists, Die Freien (“The Free”), found that satisfaction of the ego through total disillusion and radical repudiation: nothing is true or good—the state is a monster, society sheer hypocrisy, religion a fraud, for God is dead (1840).
Elsewhere the struggle went on, taking shape as reform or revolt as occasion arose. In Italy and France, secret societies carried on propaganda for programs that might be liberal, nationalist, or socialist, but all revolutionary. One irony about the socialists is that the tag that has clung to them is utopian. It suggests purely theoretical notions, whereas the historical fact is that a great many were tried out in practice, and some lasted for a considerable time. As in Carlyle’s book, the force of character of one man (Owen was a striking example) usually proved to be the efficient cause of success. Throughout this social theorizing, whatever the means or ends proposed, two assumptions hold: one is that individuals have a duty to change European society, to purge it of its evils; the other is that individuals can change society—they need only come together and decide what form the change shall take. These axioms by themselves, without the memory of 1789, were enough to keep alive in European culture the hope and the threat of continuing revolution. The principle of evolution
Yet it should not be imagined that revolution by force or radical remodeling inspired every thinking European. Even if liberals and reactionaries were still ready to take to the barricades to achieve their ends, the conservatives were not, except in self-defense. The conservative philosophy, stemming from Burke and reinforced by modern historical studies, maintained the contrary principle of evolution. Evolution indeed swayed as many 19th-century minds as its rival, and it was sometimes the same minds.
Evolution was the belief that lasting and beneficial change comes about by slow and small degrees. It is often imperceptible and therefore congenial to human habits. It breaks no heads and spills no blood; it is natural, organic. The idea of evolution is patterned on biology—the slow growth and decay of living things. More than that, evolution in the zoological sense of “descent with modification” had been a recognized speculation among men of science since 1750, when Buffon included it in his Histoire naturelle. Lamarck had elaborated the idea at the turn of the 18th century, while Erasmus Darwin, the grandfather of Charles, had by 1796 worked out for himself a compendious theory of similar import. In 1830–33 the geologist Lyell, setting forth the corresponding notion that changes in the Earth take place through the operation of constant and not cataclysmic causes, devoted a chapter to Lamarckian biology—to the evolution of species by imperceptible steps.
As if these teachings were not enough to implant a form of thought, the revival of interest in history made easy and obvious the transition from the world of nature to that of man. It seemed logical to think of both as evolutions and even to liken the state to an organism. Certainly the student of institutions finds them steadily and profoundly altered by minute incidents and variations. Compared to these causes, the violent breaks made by war and revolution seem more superficial and less permanent.
The evolutionary scheme encouraged several other beliefs while also furnishing fresh arguments and convenient principles. Anyone who had inherited from the previous era a faith in progress could now attach it to this new motive power, evolution. Anyone who wished to classify nations or institutions by rank could place them as he thought proper on an evolutionary scale. Anyone who resisted change or wished to speed it up could be admonished with the aid of some evolutionary yardstick. Finally, anyone who intended to write a work of history or propaganda found the organizing principle ready-made. In the first half of the 19th century, every subject of interest, from costume to the criminal law, was presented in innumerable studies as proceeding majestically at an evolutionary pace.
Another way of stating the influence of this great idea is to say that the mind of Europe had experienced the “biological revolution.” Whereas in the 17th century Newtonian physics and its description of the cosmos had imposed the model of mechanics and mathematics, what impressed itself on the 19th century as the universal pattern was the living organism—change and variety as against fixity and regularity. The logic of preferring “biology” to “mechanics” in an age of individualism, of realism about concrete particulars, and of passionate imagination and introspection need only be stated to be evident. Science
This is not to say that the science of physics stood still during the Romanticist period. It was the time when the conservation of energy was established and the mechanical equivalent of heat demonstrated. There also prevailed the “physical” pseudo-science of phrenology, which professed to relate individual attributes to bumps and hollows in the skull and which led to the physical anthropology that defined 3, 10, 20, and 100 different races of man by the end of the century. Still, the 19th was more emphatically the century that furnished the theory of the cell (Schleiden and Schwann, 1838–39), which led ultimately to the notion of microscopic creatures responsible for putrefaction and disease and, later still, to cytology and genetics.
It is noteworthy, too, that the 19th century saw the establishment of chemistry on the Daltonian hypothesis of the atom, but it was coloured by the “biological” notion of elective affinities to explain compounds. Goethe, who was an early evolutionist and the scientific expositor of the metamorphosis of plants, called his last novel of human love Elective Affinities.
On the surface the poetic mind of the age seemed hostile to both science and technology. Wordsworth looks like an enemy of science when he says: “We murder to dissect” and deprecates the man who is willing to “peep and botanize upon his mother’s grave.” Yet reflection shows that the animus here is not so much against science in general as for the science of life and the reality of human thought and feeling. To understand this temper of the times one must remember how uncertain the intellectual status of physical science still was. Eighteenth-century philosophy had ended in materialism and skepticism. Some writers, such as d’Holbach, had reduced all phenomena to the interaction of hard and unfeeling particles; others, such as Hume, had “proved” that man can know nothing beyond his impressions and therefore can have no certainty about the truth of cause and effect, on which scientific statements depend. The Romanticist generations could neither agree that life was a concourse of unfeeling atoms nor trust the physicists’ assertions based on a law of causation that the most acute thinkers had discredited.
Such were the iron constraints within which the famous “crises of the soul” and conversions to religions new or old took place in the 1820s and ’30s. Carlyle, Mill, Lamennais, and many others described these crises in famous autobiographical works. The choice seemed to be between a blind and meaningless universe and human life conceived as a brief, pointless exception to the mechanical play of forces. Even if the latter scheme “explained,” it was vulnerable to Hume’s irrefutable doubts. Early 19th-century philosophy
What enabled 19th-century culture to pursue the scientific quest and regain confidence in spiritual truth was the work of the German idealist philosophers, beginning with Immanuel Kant. Kant
Kant took up Hume’s challenge and showed that, although we may never know “things as they are,” we can know truthfully and reliably the data of experience. The reason for this certitude is that the mind imposes its categories of time and space and causation on the flowing stream and gives it shape. Science, therefore, is not a guess, nor is human knowledge a dream. Both are solid and verifiable. Indeed, certainty, according to Kant, extends as far as morals and aesthetics. The essence of morals is the commandment not to perform any act that one would not want to become a precedent for all human action and always to consider an individual as an end in himself, not as the instrument of another’s purpose. The fusion in Kant of ideas stemming from Rousseau and the Enlightenment with ideas fitting the needs of the coming century (Kant died in 1804) made him the fountainhead of European philosophy for 50 years. Kant’s disciples
His disciples—Fichte, Hegel, Schopenhauer—twisted or amplified his teachings. Coleridge in England and Victor Cousin in France adapted to home use what seemed fitting. The school as a whole was known as German idealism because it relied on the distinction between the thinking subject and the perceived object; “idea” and “thing” were unlike, but idea (or the mind) played a role in shaping the reality of things, from which derived all stability and regularity in the universe.
Stability was desirable as a guarantor of natural science, but in the social world it was obviously contradicted by events, especially by those since the French Revolution. By 1840 many historians had told the story of the past 50 years, and the lesson they drew from it was almost uniformly that of pessimism. Deprived of Providence and the explanation it used to supply by its “mysterious workings,” history seemed neither morally rational nor humanly tolerable.
The German philosopher Hegel, however, drew a different conclusion. Coming after Kant and having witnessed Napoleon’s victory at Jena in 1806, he conceived the world as ruled by a new logic, no longer a logic of things static but of things in movement. He saw the forces of history in perpetual battle. Neither side wins, but the upshot of their struggle is an amalgam of their rival intentions. Hegel called the pros and the cons and their survivors thesis, antithesis, and synthesis. Human affairs are ever in dialectic (dialoguing) progression. At times a “world-historical figure” (Luther, Napoleon) embodies the aspirations of the masses and gives them effect through war, revolution, or religious reformation. Yet throughout the succession of events, what is taking place is the unfolding of Spirit or Idea taking on itself the concrete forms of the real. Hegel’s was another version of evolution and progress, for he foretold the extension of liberty to all men as the fulfillment of history. It is interesting to note that until 1848 or 1850 Hegel was generally considered a dangerous revolutionary, a believer in an irresistible progress that mankind must earn by blood and battle. Karl Marx, as a younger Hegelian, was to carry out Hegel’s unspoken promise on a different base.
Other branches of the all-powerful German philosophy deserve attention but can be spoken of only as they relate to high Romantic themes. Fichte’s modification of Kant made the ego the “creator” of the world, an extreme extension or generalization of individualism. At the other extreme, but more in tune with contemporary science and art, Schelling made nature the source of all energy, from which individual consciousness takes off to become the observer of the universe. Nature is a work of art and man is, so to say, its critic, and because human consciousness results from an act of self-limitation, it perceives moral duty and feels the need to worship. Religion and its alternatives
That need made itself felt ecumenically throughout Europe from the beginning of the 19th century. It had indeed been prepared by the writings of Rousseau as early as 1762 and in England by the even earlier preaching of John and Charles Wesley, the founders of Methodism. The surviving atheism and materialism of the 18th-century philosophes was in truth a greater stimulus to the religious revival of the early 19th century than anything the French Revolution had done, briefly, to replace the established religions. When in the 1800s the Roman Catholic writings of Chateaubriand and Lamennais in France, the neo-Catholic Tractarian movement in England, and the writings of Schleiermacher and his followers in Germany began to take effect, their success was due to the same conditions that made Romanticist art, German idealism, and all the “biological” analogies succeed: the great thirst caused by dry abstractions in the Age of Reason needed quenching. Religious fervour, artistic passion, and “gothic” systems of philosophy filled a void created by the previous simple and mechanical formulas.
The religious revivals, Catholic or Protestant, also aimed at political ends. Their participants feared the continuation in the 19th century of secularism and wholly material plans. In every country the liberals proposed to set up in the name of tolerance (“indifference,” said the Christian believers) governments that would serve exclusively practical (indeed commercial) interests. Church and state were to be separated, education was to be secular, which would really mean antireligious. National traditions would be broken, forgotten, and youth would grow into “economic man,” Benthamite utilitarian man, with no intuition of unseen realities, no sensitivity to art or nature, no humility, and no inbred morals or sanction for their dictates. Scientific positivism
This desire for renewed faith and passion, however, found alternative goals. One was scientific positivism; the other was the cult of art. The name positivism is the creation of Auguste Comte, a French thinker of a mathematical cast of mind who in 1824 began to supply a philosophy of the natural sciences opposed to all metaphysics. Science, according to Comte, delivers unshakable truth by limiting itself to the statement of relations among phenomena. It does not explain but describes—and that is all mankind needs to know. From the physical sciences rise the social and mental sciences in regular gradation (Comte coined the word sociology), and from these man will learn, in time, how to live in society.
Having elaborated this austere system, Comte discovered the softer emotions through a woman’s love, and he amended his scheme to provide a “religion of humanity” with the worship of secular saints, under a political arrangement that the sympathetic Mill nonetheless described as “the government of a beleaguered town.” Comte did not attract many orthodox disciples, but the influence of his positivism was very great down to recent times. Not alone in Europe but also in South America it formed a certain type of mind that survives to this day among some scientists and many engineers. The cult of art
The second “religious” alternative, the cult of art, has had even greater potency, being at the present time the main outlet for spirituality among Western intellectuals. In the Romantic period this fervour was allied with the love of nature and the idolatrous admiration of the man of genius, beginning with Napoleon. A writer as sober as Scott, a thinker as cogent as Hegel, and an artist as skeptical as Berlioz could all say that to them art and its masters were a religion; and they were not alone. At the death of Goethe in 1832, Heine inveighed against the great man’s followers who made art the only reality. In the second and third Romantic generations, born about 1820, the religion of art grew still more pronounced and took on an antisocial tone that became more and more emphatic as time passed. “Art for art’s sake” ended by signifying, among other things, “art the judge of society and the state.” This doctrine was expounded in full detail by the Romantic poet Gautier as early as 1835 in the preface to his entertaining and sexually daring novel Mademoiselle de Maupin. In those pages the familiar argument against bourgeois philistinism, against practical utility, against the prevailing dullness, ugliness, and wrongness of daily life was set forth with much wit and that spirit of defiance which one usually thinks of as belonging to the 1890s or the present day. Its occurrence then is but another proof that Romanticism was the comprehensive culture from which later styles, thoughts, and isms have sprung. The middle 19th century
During the half century when Romanticism was deploying its talents and ideas, the political minds inside or outside Romanticist culture were engaged in the effort to settle—each party or group or theory in its own way—the legacy of 1789. There were at least half a dozen great issues claiming attention and arousing passion. One was the fulfillment of the revolutionary promise to give all Europe political liberty—the vote for all men, a free press, a parliament, and a written constitution. Between 1815 and 1848 many outbreaks occurred for this cause. Steadily successful in France and England, they were put down in central and eastern Europe under the repressive system of Metternich.
A second issue was the maintenance of the territorial arrangements of the treaties that closed the Napoleonic Wars at the Congress of Vienna in 1815. Metternich’s spies and generals also worked to keep this part of the post-Napoleonic world intact; that is, the boundaries that often linked (or separated) national groups in order to buttress dynastic interests. Except in Belgium, the surge of national, as distinct from liberal, aspirations throughout Europe was unsuccessful in the 1830s. Defeats only strengthened resolve, particularly in Germany and Italy, where the repeated invasions by the French during the revolutionary period had led to reforms and stimulated alike royal and popular ambitions. In these two regions, liberalism and nationalism merged into one unceasing agitation that involved not merely the politically militant but the intellectual elite. Poets and musicians, students and lawyers joined with journalists, artisans, and good bourgeois in open or secret societies working for independence: they were all patriots and all more or less imbued with a Romanticist regard for the people as the originator of the living culture, which the nation was to enshrine and protect.
To be sure, this patriotic union of hearts did not mean agreement on the details of future political states, and the same disunion existed to the west, in England and France, where liberals, only half satisfied by the compromises of 1830 and 1832, felt the push of new radical demands from the socialists, communists, and anarchists. Reinforcing these pressures was the unrest caused by industrialization—the workingman’s claims on society, expressed in strikes, trade unions, or (in England) the Chartists’ demanding “the Charter” of a fully democratic Parliament. This cluster of parties agitated for a change that went well beyond what the advanced liberals themselves had not yet won. Add to these movements those that purposed to stand still or to restore former systems of monarchy, religion, or aristocracy, and it is not hard to understand why the great revolutionary furnace of 1848–52 was a catastrophe for European culture. The four years of war, exile, deportation, betrayals, coups d’état, and summary executions shattered not only lives and regimes but also the heart and will of the survivors. The hoped-for evolution of each nation and would-be nation, as well as the desire for a Europe at peace, was broken and, with all other hopes and imaginings, rendered ridiculous. The search began for new ways to achieve, on the one side, stability and, on the opposite, the final desperate revolution that would usher in the good society.
For although they seemed decisive, the battles of ’48 and after did not, in fact, test the worth of any one idea. Nationalism won and lost in different parts of Europe. Liberalism gained in Italy and Switzerland, but was set back in Germany and France. English Chartism seemed to collapse, yet its demands began to be carried out. The socialist experiment in France (Louis Blanc’s national workshops) also seemed discredited; yet the ensuing regime of Napoleon III made attempts, however clumsy, to deal with poverty by welfare methods. There was peace, but war was imminent; and subversive groups continued to plot and frighten the bourgeois, to try to kill royal heads of state, while machine industry and the resulting urbanization contributed their gains at the cost of the now familiar miseries and sordor.
In these circumstances the mind of Europe suffered an eclipse, followed by a protracted mood of despondency. Many established or emerging artists and thinkers had been killed or torn from their homes or deprived of their livelihood: Wagner fleeing Dresden, where he conducted the opera; Chopin and Berlioz at loose ends in London, because in Paris music other than opera was moribund; Verdi going back to Milan with high patriotic hopes and returning to Paris in a few months, utterly disillusioned; and Hugo in exile in Belgium and later in Guernsey—all typify the vicissitudes in which men of reputation found themselves in mid-career. For the young and unknown, such as the poet Baudelaire or the English painters who formed the Pre-Raphaelite Brotherhood, it was no time to invite the public to admire boldness and accept innovation. Critics and public alike were all nerves and hostility to subversion. To read Flaubert’s masterpiece, Sentimental Education (1869), is to understand the atmosphere in which the first phase of Romanticism ended and its ramified sequels came into being. Realism and Realpolitik
The dominant feeling was that high hopes had perished in gunfire, and this realization bred the thought that hope itself was an error. Any new effort must therefore stay close to the possible, the “real.” Realism with a capital R and Realpolitik together sink their roots in a distrust of man’s imagination. This grim caution born of harsh experience coincided with a sense of fatigue that made Romanticist work seem like the foolishness of youth.
The appropriate cultural note must no longer be the infinite or heroic or colourful but rather their opposites. If the commonly accepted term Realism for this reaction of the 1850s is used, it must be with these presuppositions in mind. For the Romantic passion for the particular and exact was a realism, too; it was what Dr. Johnson much earlier had called “vehement real life.” The Realism of the disillusioned ’50s dropped the vehement, the passionate and, in order to run no risk of further disillusion, limited what it called real to what could be readily seen and felt: the commonplace, the normal, the workaday, and often the sordid.
In the same spirit Realpolitik rejected principles. The word did not mean “real” in the English sense; in German it connotes “things”—hence a politics of adaptation to existing facts, pursuing plain objects, admitting no obligation to ideals. In this light we can understand the unexpected epithet “scientific” that Marx and his followers bestowed on their brand of socialism. It was a science not merely because it was presumably based on the laws of history but even more because in its view the advent of the socialist state was to result from the interaction of things (classes, means of production, and economic necessity) and not, as in earlier socialism, from the will (that is, the imaginative efforts of thinking men). The “objective” appearance given to the new politics of things, socialist or other, generated that tough, no-nonsense atmosphere, which people then wanted as a source of reassurance in all their dealings. Scientific materialism
This search for certainty went with a swinging back of the pendulum in science itself from the vitalism of the previous period to the materialism of the mid-century. German philosophers derided idealism and taught the equivalence of consciousness and chemistry: “without phosphorus, no thinking.” The machine once more became the great model of thought and analogy—and nowhere more vividly and persuasively than in biology, where Darwin’s advocacy of natural selection won the day because it provided a mechanical means for the march of evolution. The struggle for life (Spencer’s phrase of 1850, adopted by Darwin in the subtitle of his book) obviously had the requisite “toughness” to convince and, like Realpolitik, it followed no principle—whoever survived survived. That Darwin to the very last included other factors in his theory of evolution—Lamarckian “use and disuse” as well as direct environmental forces—carried no weight with a generation bent upon machine certainty. These secondary explanations were ignored, in the usual way of cultural single-mindedness, and for 30 years after the publication of the Origin of Species in 1859, an orthodoxy of universal mechanism reigned over all departments of thought.
It prevented the recognition of Mendel’s work on genetics; it put religious, philosophical, and ethical thought on the defensive—only what was “positive” (i.e., material) held a presumption of being real and true. The same reasoning produced a school of social Darwinists who saw war between nations and economic struggle among individuals as beneficent competition leading to the survival of “favoured races”—another phrase from Darwin’s subtitle. And by a final twist of logic, the creed of materialism reinforced the moral gloom of the period by casting doubt on both the permanence and the validity of all that was being redefined as “really real.” For on the one side, the second law of thermodynamics guaranteed the cooling of the Sun and the pulverization of the cosmos into cold and motionless bits of matter; and, on the other, orthodox “machine-ism” brought its leading prophets, Huxley and Tyndall, to consider people and animals as automatons moved as helplessly as atoms and planets. Consciousness is an epiphenomenon—in plain words, an illusion—precisely as in Karl Marx consciousness and culture are illusions floating above the reality of economic relations. Victorian morality
To be sure, not everybody in Europe believed or worried about these affirmations. And although ideas long debated do in the end filter down to the least intellectual layers of the population, the time and place of triumph for a philosophy are limited by this cultural lag—a fortunate delay, without which whole societies might collapse soon after the publication of a single book. What kept mid-19th-century civilization whole was a subdued faith in the reality of all the things Realism and materialistic science denied: religious belief, civic and social habits, the dogma of moral responsibility, and the hope that consciousness and will did exist.
The sum of these invisible forces is conveniently known as the Victorian ethos or Victorian morality, a formula applicable to the Continent as well as Britain and one whose meaning antedates not only the mid-century revolutions but also the accession of Queen Victoria in 1837. Like Romanticism, this powerful moralism had its roots in the late 18th century—in Wesleyan Methodism and the Evangelical movement, in Rousseau, Schiller, and Kant. Its earnestness was of popular origin; it was antiaristocratic in manners, and it sought the good and the true in a simple, direct, unhesitating way. Perceiving with warm feeling that all men are brothers under God, the moral man saw that slavery was wrong; and having so concluded, he proceeded to have it abolished by act of Parliament (Britain, 1833).
Such fervent convictions when widely shared exert tremendous power, and this concentration of belief and emotion made Victorian morality long impregnable. As Chesterton said of the Victorian painter Watts:
He has the one great certainty which marks off all the great Victorians from those who have come after them: he may not be certain that he is successful, or certain that he is great, or certain that he is good, or certain that he is capable: but he is certain that he is right.
The sense of rightness generated a sense of power, which the Victorians applied to the monumental task of keeping order in a postrevolutionary society.
Partly by taking thought and partly by instinct, they perceived that the drive to revolution and the sexual urge were somehow linked. Therefore they repressed sexuality; that is, repressed it in themselves and their literature, while containing it within specified limits in society. Further, they knew that the successful working of the vast industrial machine required a strict, inhuman discipline. The idolatry of respectability was the answer to natural waywardness. To pay one’s bills, wear dark clothes, stifle individual fancy, go to church regularly, and turn aggression upon oneself in the form of worry about salvation became the approved common modes of pursuing the pilgrimage of life.
It could not be expected that everybody would or could conform. From its beginning to the end, the Victorian age numbered a galaxy of dissenters and critics who scorned the conformity, called the religion a sham, and viewed respectability as mere hypocrisy. Yet the front held, and the massed forces behind it were at their strongest after the multiplied assaults of 1848.
Nothing gives a better idea of the astonishing moral structure called Victorianism than the development of the London Metropolitan Police, begun under Sir Robert Peel in 1829. A lawyer and a former captain who had fought in the Peninsular War were the first joint commissioners and creators of the force. At first they had to weed out the drunks and the bullies who had been the main types of recruit in earlier attempts at policing cities. At first, too, the people both ridiculed and fought with the new police. Gradually, the “peelers” came to be trusted; they remained unarmed regardless of circumstances; they learned to handle rioters without shedding blood; and in the putting down of crime they finally enlisted the public on their side. For something less than a century this unique relationship lasted, in which “law-abiding” and “police” were terms of respect—correlative terms, since the peelers (later “bobbies”) could not have become what they were without the self-discipline and moral cohesion of the “respectable.”
The upheavals of the mid-century, cultural as well as political, put Victorianism to a severe test, for after wars and civil disorders laxity is natural, and ensuing despair induces a reckless fatalism. There was cause indeed for apprehension. When the Great Exhibition of 1851 was planned on a scale theretofore unattempted, many expressed the fear that to allow tens of thousands from all over Europe to come together under the Crystal Palace was to invite massive riots. Ministers and heads of state would be assassinated. In the event, no protracted assembly of common people and their leaders was ever so quiet and orderly. The moral machinery worked as efficiently as that which was on display under the glass dome. The advance of democracy
Yet, while a stringent moralism held in check endemic subversion and anarchy, Darwinism and the machine analogy stimulated endless forms of self-consciousness. If man could fashion and continually improve these engines, perhaps he could also engineer an improved society. Because evolution was at last “proved,” thanks to Darwin, perhaps it also gave warrant for social and political progress by gradual steps. Spencer’s all-inclusive philosophy, likened then to Aristotle’s, foresaw an inevitable movement from the simple and undifferentiated to the complex and specialized—as in modern life. Clearly, whether automatons or not, people kept thinking and having purposes; and among evolutionists and scientific socialists alike, thought and purpose included the hastening by voluntary action of what was sure to come by force of natural laws. These and other desires acting in the light of Realism and taking shape in the increasing organization of the toiling masses brought Europe to accept democracy as inevitable.
The word democracy is used here in a cultural sense. It does not imply a set of political institutions so much as the signs and the agencies that herald the coming populist state of our day: for example, the extension of the franchise, in parliamentary or plebiscite form; the secret ballot; the legalization of trade unions; the rise of a Roman Catholic social movement; the passage of education acts providing free, public, and compulsory schooling; the formulation of the paternalistic Tory democracy as a cure for the evils of free-for-all economic liberalism; the beginnings of welfare legislation (in France under Napoleon III, in Germany under Bismarck); the secularization of life by state action, by the prestige of science, and also by the liberal movements within the churches themselves; and finally, after a decade or so of public education, the great extension and popularization of the press. At the passage of the Reform Act of 1867 in Britain, which gave the vote to urban workingmen, Robert Lowe had said, “Now we must educate our masters.” In a parliamentary system the means to that education cannot be the schools alone. The adult “common man” must continually be informed and appealed to for his own satisfaction as well as for coherent policy in government. The instrument for this purpose was the new journalism. The quarterlies of the early 19th century gave way to the monthlies in the 1860s and they in turn to the weeklies, while the daily papers, costing now but a penny and simplifying all they touched, began to reach the millions. Realism in the arts and philosophy
In the period of so-called Realism, the arts and philosophy as usual supplied—at least for the educated elite—form and substance to the prevailing fears and desires. The mood of soberness and objectivity was alone acceptable, and what art presented to the public confirmed the reasonableness of the mood. Literature
This interaction accounts for such things as the marked change of tone in Dickens’ novels that occurs between David Copperfield (1850) and Bleak House (1853). The temper expressed in most concentrated form the very next year in Hard Times now dominates Dickens’ mind and works to the end: life is a dreary sort of underworld; happy endings are artificially contrived and not to be believed.
The same mood explains why Gustave Flaubert’s Madame Bovary (1857), which ranks today as the realistic novel par excellence and is on all counts grim enough in its rendering of boredom and vulgar misery, was judged “too artistic” by some contemporary critics, not close enough to the most common of realities, that of common speech. At the same time, the sought-for effect could be achieved in poetry by juxtaposing the ideal, or simply the decent, with the dreary and disgusting, especially the occurrence of these in the now hateful urban life. This is what Baudelaire did in a volume of poems called The Flowers of Evil (1857). The attack this time came not from critics who found the work insufficiently real, but from the “respectable” readers who found it indecent and immoral.
Yet the evolution of Flaubert’s mind remains instructive for an understanding of Realism as a literary creed. Flaubert had begun by writing a highly coloured, imaginative story on The Temptation of Saint Anthony (1848), which the author’s friends advised him to burn, tone down, or rewrite. Flaubert put it aside and began the novel that became Madame Bovary. Its setting was the provincial world around him, not the Egyptian desert; the characters were of the most ordinary type, not an improbable Christian ascetic haunted by visions. Yet, even in the working out of his plain tale, Flaubert had to subdue his lyrical Romantic genius to the discipline he had adopted. The description of a rainstorm, for instance, had to be done over and over again so that it would not stand out and be “interesting” by virtue of the observer’s mind. It had to be made ordinary and the observer kept outside, just as in science. Madame Bovary, begun as a magazine serial, was soon censored by the editor and then prosecuted as immoral by the state. For Flaubert’s Realism had gone so far as to portray in no flattering colours the dreary lives and motives of average provincials of both sexes, and the picture violated the rules of the indispensable moralism. What is more, the fate of Flaubert’s unhappy heroine symbolized what had happened to the more daring and poetic-glorious time before 1848: as Flaubert said, Emma Bovary was himself.
His novel is thus simultaneously a model and a critique of the new genre—a critique, too, of the state of Europe that produced it. Many other writers between 1850 and 1890 pursued matter-of-factness without this ulterior effect and rendered the details of middling life with such impassiveness and fidelity that to this day many use “realistic” as a synonym for dreary or sordid and regard “the novel” as a reliable historical source. On the precise definition of Realism, George Gissing gave, through a character in one of his own novels, a brilliant commentary: the character is at work on a novel which shall be so true to the dullness of daily life that no one will be able to read it. Painting and sculpture
The term Realism applies no less to the plastic arts than to literature, but in painting and sculpture it proved difficult to give form overnight to the change of attitude just noticed in literature and political life. The transition between the passionate poetry and drama of Géricault and Delacroix and the Realism of Courbet and Manet was gradual. It came by way of the “open-air” school of Barbizon, whose landscapes seemed arid (at least to the classically trained academic painters of the day) and pointless in the sense that they depicted the commonplace. Still, when the full shock of Realism inflicted by the works of Courbet and Manet occurred, it was severe: here were coarseness and violence in manner and subject. Courbet’s backgrounds are thick and his people drab; Manet’s nude “Olympia” is no goddess nor even a beautiful woman; she is a prostitute, and her name seems like a piece of irony. The portrait of his parents is a painful representation of simple poverty unrelieved by any glow of spirit or intelligence—yet the work itself is beautiful: such was, throughout, the aim and achievement of Realism.
In England, by an historical accident, pictorial realism was embodied in subjects that seem far removed from the commonplace. The school that took up the challenge against academic painting and modified the vision of Constable and Turner called itself Pre-Raphaelite. Its members were Holman Hunt, John Millais, and Dante Gabriel Rossetti, and the name they took for their “brotherhood” expressed their resolve to paint like the masters who came before the imitators of Raphael. It is necessary to put it in this clumsy way in order to make clear that Raphael himself was not being condemned, but only his academic followers who introduced “unreality.”
To be a Pre-Raphaelite was to see the world with a sharp eye and an undistorting mind and to render it with intense application to solidity of form, bright colour, and natural pose and grouping. All this was to be understood from the motto “Death to Slosh!” In order to make the new virtues vividly clear and also because the Pre-Raphaelites were reared on great literature, their subjects tended to draw upon legend, or Dante, or the New Testament. It was the conception and treatment that constituted the innovation. Everybody could see it, because it went against the habit of “pretty-pretty” illustration. In fact the nominal subject dropped out of sight in the startled response to form and colour. Paradoxically, then, the commonplace subjects of the French Realists and the legendary ones of the English Pre-Raphaelites were alike insignificant when compared with the effort to re-create by art the texture and “feel” of actuality—and nothing more. Such was precisely the goal Flaubert pursued and reached in Madame Bovary. His final version of the St. Anthony story (1874) made the same point with a legendary subject, like the Pre-Raphaelites. Popular art
It hardly needs to be added that this conscious purpose of high art could interest but a relatively small portion of the public and that, for the growing mass of readers of fiction and viewers of art, other kinds of satisfaction were necessary. The ordinary three-volume novel from the lending library and the continued serial in the magazine or newspaper supplied the demand by aping, adapting, and diluting not one but half a dozen literary tendencies, old and new. The number of novels produced in all languages in the 19th century has never been estimated, but it surely must be on the order of astronomical magnitudes. And the whole output was realistic in the sense that it professed to impart the real truth about life. It was contemporary in setting and speech, took the form of a history, and taught its readers how other people lived. The pictorial counterpart was the “chromo,” the cheap colour lithograph that illustrated either fiction or news stories in forms which, however false they must seem to a critical eye, again gave the illusion of commonplace reality. Music
At first sight, it would seem as if music were a medium in its nature resistant to Realism, but that is to reckon without the obvious use that music has always made of sounds directly associated with life—church bells, hunting horns, military bands, and the like. In an age when Realism was at a premium, the opera would be the form where these and other associations easily found their place. So it was in mid-century Europe, where Meyerbeer and others provided the effects to suit the fussily “real” staging of all plays, musical or not. Clocks, tables, animals, waterfalls, and especially costume could be relied on to be genuine up to the limit of the possible: live bullets for real deaths were shied away from, and real lightning was out of reach.
A genius who is often mistakenly grouped with the Romantics, Richard Wagner, supplied this ultimate deficiency—and by musical means. As critics have pointed out, Wagner’s system of leitmotivs, or musical tags that denoted an object, a person, or an idea, was consciously or unconsciously an accommodation of Realist intent to operatic understanding. This is true not simply because the musical notes “wave” up and down as Isolde waves her scarf at Tristan—a trivial enough device of a sort found in many composers; it is also true in the deeper sense, which constitutes Wagner’s unique genius, namely that he was able to compose great music that was steadily and precisely denotative of items in the story by repeating and interweaving their assigned musical tags. Summary
Looking back from the perspective of Modernism, which is characteristic of 20th-century culture, it is clear that its predecessor, Romanticism, did not stop in the middle of the 19th. Rather, it evolved and branched out into the phases known as Realism, Neo-Classicism, Naturalism, and Symbolism. All the tendencies and techniques that gave passing unity to these actions and reactions are found in germ in the original flowering of art and thought that dates from about 1790.
By concentrating on one purpose, by specializing as it were in one affirmation, the succeeding movements after 1848 made their emphatic mark, until the original inspiration was exhausted. It is thus that cultural movements end—in sterile imitation and pointlessness—and thereby earn the scorn of the next generation. This in turn explains why in the decade before World War I one finds, besides a fresh surge of energy and shocking creations, the driving force of anti-Romanticism, anti-Victorianism, anti-everything that was not some form of the new and “Modern.” Jacques Barzun A maturing industrial society The “second industrial revolution”
As during the previous half century, much of the framework for Europe’s history following 1850 was set by rapidly changing social and economic patterns, which extended to virtually the entire continent. In western Europe, shifts were less dramatic than they had been at the onset of the Industrial Revolution, but they posed important challenges to older traditions and to early industrial behaviours alike. In Russia, initial industrialization contributed to literally revolutionary tensions soon after 1900.
The geographic spread of the Industrial Revolution was important in its own right. Germany’s industrial output began to surpass that of Britain by the 1870s, especially in heavy industry. The United States became a major industrial power, competing actively with Europe; American agriculture also began to compete as steamships, canning, and refrigeration altered the terms of international trade in foodstuffs. Russia and Japan, though less vibrant competitors by 1900, entered the lists, while significant industrialization began in parts of Italy, Austria, and Scandinavia. These developments were compatible with increased economic growth in older industrial centres, but they did produce an atmosphere of rivalry and uncertainty even in prosperous years.
Throughout the most-advanced industrial zone (from Britain through Germany) the second half of the 19th century was also marked by a new round of technological change. New processes of iron smelting such as that involving the use of the Bessemer converter (invented in 1856) expanded steel production by allowing more automatic introduction of alloys and in general increased the scale of heavy industrial operations. The development of electrical and internal combustion engines allowed transmission of power even outside factory centres. The result was a rise of sweatshop industries that used sewing machines for clothing manufacturing; the spread of powered equipment to artisanal production, on construction sites, in bakeries and other food-processing centres (some of which saw the advent of factories); and the use of powered equipment on the larger agricultural estates and for processes such as cream separation in the dairy industry. In factories themselves, a new round of innovation by the 1890s brought larger looms to the textile industry and automatic processes to shoe manufacture and machine- and shipbuilding (through automatic riveters) that reduced skill requirements and greatly increased per capita production. Technological transformation was virtually universal in industrial societies. Work speeded up still further, semi-skilled operatives became increasingly characteristic, and, on the plus side, production and thus prosperity reached new heights.
Organizational changes matched the “second industrial revolution” in technology. More expensive equipment, plus economies made possible by increasing scale, promoted the formation of larger businesses. All western European countries eased limits on the formation of joint-stock corporations from the 1850s, and the rate of corporate growth was breathtaking by the end of the century. Giant corporations grouped together to influence the terms of trade, especially in countries such as Germany, where cartels controlled as much as 90 percent of production in the electrical equipment and chemical industries. Big business techniques had a direct impact on labour. Increasingly, engineers set production quotas, displacing not only individual workers but also foremen by introducing time-and-motion procedures designed to maximize efficiency. Modifications in social structure
Developments in technology and organization reshaped social structure. A recognizable peasantry continued to exist in western Europe, but it increasingly had to adapt to new methods. In many areas (most notably, the Netherlands and Denmark) a cooperative movement spread to allow peasants to market dairy goods and other specialties to the growing urban areas without abandoning individual landownership. Many peasants began to achieve new levels of education and to adopt innovations such as new crops, better seeds, and fertilizers; they also began to innovate politically, learning to press governments to protect their agricultural interests.
In the cities the working classes continued to expand, and distinctions between artisans and factory workers, though real, began to fade. A new urban class emerged as sales outlets proliferated and growing managerial bureaucracies (both private and public) created the need for secretaries, bank tellers, and other clerical workers. A lower middle class, composed of salaried personnel who could boast a certain level of education—indeed, whose jobs depended on literacy—and who worked in conditions different from manufacturing labourers, added an important ingredient to European society and politics. Though their material conditions differed little from those of some factory workers, though they too were subject to bosses and to challenging new technologies such as typewriters and cash registers, most white-collar workers shunned association with blue-collar ranks. Big business employers encouraged this separation by setting up separate payment systems and benefit programs, for they were eager to avoid a union of interests that might augment labour unrest.
At the top of European society a new upper class formed as big business took shape, representing a partial amalgam of aristocratic landowners and corporate magnates. This upper class wielded immense political influence, for example, in supporting government armaments buildups that provided markets for heavy industrial goods and jobs for aristocratic military officers.
Along with modifications in social structure came important shifts in popular behaviour, some of them cutting across class lines. As a result of growing production, prosperity increased throughout most of western Europe. Major economic recessions interrupted this prosperity, as factory output could outstrip demand and as investment speculation could, relatedly, outstrip real economic gains. Speculative bank crises and economic downturns occurred in the mid-1850s and particularly in the middle years of both the 1870s and ’90s, causing substantial hardship and even wider uncertainty. Nevertheless, the general trend in standards of living for most groups was upward, allowing ordinary people to improve their diets and housing and maintain a small margin for additional purchases. The success of mass newspapers, for example, which reached several million subscribers by the 1890s, depended on the ability to pay as well as on literacy. A bicycle craze, beginning among the middle classes in the 1880s and gradually spreading downward, represented a consumer passion for a more expensive item. Improvement in standards of living was aided by a general reduction in the birth rate, which developed rapidly among urban workers and even peasants. Families increasingly regarded children as an expense, to be weighed against other possibilities, and altered traditional behaviour accordingly. Reduction in the birth rate was achieved in part by sexual abstinence but also by the use of birth control devices, which had been widely available since the vulcanization of rubber in the 1840s, and by illegal abortions, while infanticide continued in rural areas. Completing the installation of a new demographic regime was a rapid decline in infant mortality after 1880.
Rising living standards were accompanied by increased leisure time. Workers pressed for a workday of 12, then 10 hours, and shortly after 1900 a few groups began to demand an even shorter period. Scattered vacation days also were introduced, and the “English weekend,” which allowed time off on Saturday afternoons as well as Sundays, spread widely. Middle-class groups, for their part, loosened their previous work ethic in order to accommodate a wider range of leisure activities.
The second half of the 19th century witnessed the birth of modern leisure in western Europe and, to an extent, beyond. Team sports were played in middle-class schools and through a variety of amateur and professional teams. Many sports, such as soccer (football), had originated in traditional games but now gained standardized rules, increasing specialization among players, and the impassioned record-keeping appropriate to an industrial age. Sports commanded widespread participation among various social groups and served as the basis for extensive commercial operations. Huge stadiums and professional leagues signaled the advent of a new level of spectatorship. While many sports primarily focused on male interests, women began to participate in tennis and entire families in pastimes such as croquet and bicycling.
Leisure options were by no means confined to sports. Mass newspapers emphasized entertaining feature stories rather than politics. Parks and museums open to the public became standard urban features. Train excursions to beaches won wide patronage from factory workers as well as middle-class vacationers. A popular theatre expanded in the cities; British music-hall, typical of the genre, combined song and satire, poking fun at life’s tribulations and providing an escapist emphasis on pleasure-seeking. After 1900, similar themes spilled into the new visual technology that soon coalesced into early motion pictures. The rise of organized labour and mass protests
Mass leisure coexisted interestingly with the final major social development of the later 19th century, the escalating forms of class conflict. Pressed by the rapid pace and often dulling routine of work, antagonized by a faceless corporate management structure seemingly bent on efficiency at all costs, workers in various categories developed more active protest modes in the later 19th century. They were aided by their growing familiarity with basic industrial conditions, which facilitated the formation of relevant demands and made organization more feasible. Legal changes, spreading widely in western Europe after 1870, reduced political barriers to unionization and strikes, though clashes with government forces remained a common part of labour unrest.
Not surprisingly, given the mood of reaction following the failures of the 1848 revolutions, the 1850s constituted a period of relative placidity in labour relations. Skilled workers in Britain formed a conservative craft union movement, known as New Model Unionism, that urged calm negotiation and respectability; a number of durable trade unions were formed as a result, and a minority of workers gained experience in national organization. Miners and factory workers rose in strikes occasionally, signaling a class-based tension with management in many areas, but no consistent pattern developed.
The depression of the 1870s, which brought new hardship and reminded workers of the uncertainty of their lot, encouraged a wider range of agitation, and by the 1890s mass unionism surfaced throughout western Europe. Not only artisans but also factory workers and relatively unskilled groups, such as dockers, showed a growing ability to form national unions that made use of the sheer power of numbers, even in default of special skills, to press for gains. Strike rates increased steadily. In 1892 French workers struck 261 times against 500 companies; most of the efforts remained small and local, and only 50,000 workers were involved. By 1906, the peak French strike year before 1914, 1,309 strikes brought 438,000 workers off the job. British and German strike rates were higher still; in Britain, more than 2,000,000 workers struck between 1909 and 1913. A number of nationwide strikes showed labour’s new muscle.
Unionization formed the second prong of the new labour surge. Along with mass unions in individual industries, general federations formed at the national level, such as the British Trades Union Congress and the French and Italian general confederations of labour. Unions provided social and material benefits for members along with their protest action; in many industries they managed to win collective bargaining procedures with employers, though this was far from a uniform pattern in an atmosphere of bitter competition over management rights; and they could influence governmental decisions in the labour area.
The rise of organized labour signaled an unprecedented development in the history of European popular protest. Never before had so many people been formally organized; never before had withdrawal of labour served as the chief protest weapon. Many workers joined a sweeping ideological fervor to their protest. Many were socialists, and a number of trade union movements were tightly linked to the rising socialist parties; this was particularly true in Germany and Austria. In other areas, especially France and Italy, an alternative syndicalist ideology won many adherents in the union movement; syndicalists urged that direct action through strikes should topple governments and usher in a new age in which organizations of workers would control production. Against these varied revolutionary currents, many workers saw in unions and strikes primarily a means to compensate for changes in their work environment, through higher pay (as a reward for less pleasant labour) and shorter hours. Even here, there was an ability to seek new ends rather than appealing to past standards. Overall, pragmatism battled with ideology in most labour movements, and in point of fact none of the large organizations aimed primarily at revolution.
Labour unrest was not the only form of protest in the later 19th century. In many continental nations (but not in Britain or Scandinavia), nationalist organizations drew the attention of discontented shopkeepers and others in the lower middle class who felt pressed by new business forms, such as department stores and elaborate managerial bureaucracies, but who were also hostile to socialism and the union movement. Nationalist riots surfaced periodically in many countries around such issues as setbacks in imperialist competition or internal political scandals. Some of the riots and accompanying organizations were also anti-Semitic, holding Jews responsible for big business and socialism alike. France witnessed the most important agitation from the radical right, through organizations like the Action Française; but anti-Semitic political movements also developed in Germany and Austria.
Important women’s movements completed the new roster of mass protests. The basic conditions of women did not change greatly in western Europe during the second half of the 19th century, with the significant exception of the rapidly declining birth rate. The steady spread of primary education increased female literacy, bringing it nearly equal to male levels by 1900. A growing minority of middle-class women also entered secondary schools, and by the 1870s a handful reached universities and professional schools. Several separate women’s colleges were founded in centres such as Oxford and Cambridge, and, against heavy resistance, a few women became doctors and lawyers. For somewhat larger numbers of women, new jobs in the service sector of the economy, such as telephone operators, primary-school teachers, and nurses, provided opportunities for work before marriage. Gradually some older sectors of employment, such as domestic service, began to decline. Nevertheless, emphasis on a domestic sphere for women changed little. Public schools, while teaching literacy, also taught the importance of household skills and support for a working husband.
These were the circumstances that produced increasingly active feminist movements, sometimes independently and sometimes in association with socialist parties. Feminist leaders sought greater equality under the law, an attack on a double-standard sexuality that advantaged men. Above all, they came to concentrate on winning the vote. Massive petitions in Britain, accompanied by considerable violence after 1900, signaled Europe’s most active feminist movement, drawing mainly on middle-class ranks. Feminists in Scandinavia were successful in winning voting rights after 1900. Almost everywhere, feminist pressures added to the new variety of mass protest action. Conditions in eastern Europe
Social conditions in eastern and southern Europe differed substantially from those of the west, but there were some common elements. Middle- and upper-class women in Russia, for example, surged into new educational and professional opportunities in some numbers. Growing cities and factories produced some trade union activity, on the part of skilled groups such as the printers and metalworkers, that resembled efforts elsewhere.
Rural conditions, however, were vastly different from those in western Europe. Eastern and southern Europe remained dominated by the peasantry, as urbanization, though rapid, was at a far earlier stage. Peasant conditions were generally poor. Amid growing population pressure, many peasants suffered from a lack of land in areas dominated by large estates. One result was rapid emigration, to the Americas and elsewhere, from Spain, southern Italy, and eastern Europe. Another result was recurrent unrest. Peasants in southern Spain, loosely organized under anarchist banners, rose almost once a decade in the late 19th century, seizing land and burning estate records.
The social and economic situation was most complex in Russia. Stung by the loss of the Crimean War (1854–56) to Britain, France, and the Ottoman Empire, literally in their own backyard, Russian leaders decided on a modernization program. The key ingredient was an end to the rigid manorial system, and in 1861 Alexander II, a reform-minded tsar, issued the Emancipation Manifesto, freeing the serfs. This act sought to produce a freer labour market but also to protect the status of the nobility. As a result, noble landlords retained some of the best land and were paid for the loss of their servile labour; in turn, serfs, though technically in control of most land, owed redemption payments to the state. This arrangement produced important changes in the countryside. Peasants did develop some commercial habits, aided by gradually spreading education and literacy. More and more peasants migrated, temporarily or permanently, to cities, where they swelled the manufacturing labour force and also the ranks of urban poor. Rural unrest continued, however, as peasants resented their taxes and payments and the large estates that remained.
From the 1870s the Russian government also launched a program of industrial development, beginning with the construction of a national rail network capped by the Trans-Siberian Railroad. Factory industry was encouraged; much of it was held under foreign ownership, though a native entrepreneurial class emerged. Large factories developed to produce textiles and to process metals. Conditions remained poor, however, and combined with the unfamiliar pace of factory work and rural grievances to spur recurrent worker unrest. Illegal strikes and unions became increasingly prominent after 1900. A minority of urban workers, especially in St. Petersburg and Moscow, were won to socialist doctrines, and a well-organized Marxist movement arose, its leadership after 1900 increasingly dominated by Vladimir Ilich Lenin, a creative theorist who adapted Marxist theory to the Russian situation and who concentrated single-mindedly on creating the network of underground cells that could foment outright revolution. Russia was embarked on a genuine industrial revolution; with its massive size and resources, it ranked among world leaders in many categories of production by 1900. However, it operated in an exceptionally unstable social and political climate. The emergence of the industrial state Political patterns
During the second half of the 19th century, politics and socioeconomic conditions became increasingly intertwined in Europe, producing a new definition of government functions, including a greatly expanded state and a new political spectrum. Linkage to cultural trends also showed through an interest in hard-headed realism. Predictably, political conditions in eastern Europe, though mirroring some of the general developments, remained distinctive.
The decades between 1850 and 1870 served as a crucial turning point in European politics and diplomacy, somewhat surprisingly given the apparent victory of conservative forces over the revolutions of 1848. Reactionary impulses did surface during these years. A Conservative Party eager to hold the line against further change emerged in Prussia. A number of governments made new arrangements with the Roman Catholic church to encourage religion against political attacks. Pope Pius IX, who had been chased from Rome during the final surge of agitation in 1848, turned adamantly against new political ideas. In the Syllabus of Errors accompanying the encyclical Quanta cura (“With What Great Care,” 1864), he denounced liberalism and nationalism and insisted on the duty of Roman Catholic rulers to protect the established church, even against religious toleration. The proclamation of papal infallibility (1870) was widely seen as another move to firm up church authority against change.
Europe, 1871–1914.Encyclopædia Britannica, Inc.
Many conservative leaders, however, saw the victory over revolution as a chance to innovate within the framework of the established order. They were aided by a pragmatic current among liberals, many of whom were convinced that compromise, not revolution, was the only way to win reform. Thus, in Britain Benjamin Disraeli, the Conservative leader in the House of Commons, in 1867 sponsored a new suffrage measure, which granted the vote to most urban workers; Disraeli hoped that the new voters would support his party, and some of them did so. In France Emperor Napoleon III, who had insisted on an authoritarian regime during the 1850s, began to sponsor major industrial development while maintaining an active foreign policy, designed to win growing support for the state. In the 1860s, pressed by diplomatic setbacks, Napoleon also granted liberal concessions, expanding parliamentary power and tolerating more freedom of press and speech. The Habsburg monarchy promoted an efficient, largely German bureaucracy to replace the defunct manorial regime and in the 1860s sought to make peace with the leading nationalist movement. In the Ausgleich (“Compromise”) of 1867, Hungary was granted substantial autonomy, and separate parliaments, though based on limited suffrage, were established in Austria and Hungary. This result enraged Slavic nationalists, but it signaled an important departure from previous policies bent on holding the line against any dilution of imperial power.
The key centres of dynamic conservatism, however, were Italy and Germany. In the Italian state of Piedmont during the early 1850s, the able prime minister, Camillo di Cavour, conciliated liberals by sponsoring economic development and granting new personal freedoms. Cavour worked especially to capture the current of Italian nationalism. By a series of diplomatic maneuvers, he won an alliance with France against Austria and, in a war fought in 1859, drove Austria from the province of Lombardy. Nationalist risings followed elsewhere in Italy, and Cavour was able to join these to a new Italian state under the Piedmontese king. The resultant new state had a parliament, and it vigorously attacked the power of the Roman Catholic church in a liberal-nationalist combination that could win support from various political groups.
Inspired in part by Italian example, a young chief minister in Prussia, Otto von Bismarck, began a still more important campaign of limited political reform and nationalist aggrandizement. The goal was to unite Germany under Prussia and to defuse liberal and radical agitation. In a series of carefully calculated wars during the 1860s, Bismarck first defeated Denmark and won control over German-speaking provinces. He then provoked Austria, Prussia’s chief rival in Germany, and to general surprise won handily, relying on Prussia’s well-organized military might. A Prussian-dominated union of northern German states was formed. A final war with France, in 1870–71, again resulted in Prussian victory. This time the prize was the province of Alsace and part of Lorraine and agreement with the southern German states to form a single German empire under the Prussian ruler. This new state had a national parliament with a lower house based on universal manhood suffrage but an upper house dominated by Prussia, whose own parliament was elected by a voting system that assured the political power of the wealthiest elements of society. As in Italy, appointment of ministers lay with the crown, not parliament. Freedoms of press and speech were extended and religious liberty expanded to include Jews, but the government periodically intervened against dissident political groups.
These developments radically changed Europe’s map, eliminating two traditional vacuums of power that had been dominated by a welter of smaller states. Nationalism was triumphant in central Europe. At the same time, regimes had been created that, buoyed by nationalist success, appealed to moderate liberal and conservative elements alike while fully contenting neither group. The old regime, attacked for so many decades, was gone, as parliamentary politics and a party system predominated through western and central Europe. Concurrently, important powers for throne and aristocracy remained, as liberals either compromised their policies or went into sullen, usually ineffective, opposition.
A slightly different version of the politics of compromise emerged in France in the 1870s. Defeated by Prussia, the empire of Napoleon III collapsed. A variety of political forces, including various monarchist groups, contended for succession after a radical rising, the Paris Commune, failed in 1871. Eventually, through a piecemeal series of laws, conservative republicans triumphed, winning a parliamentary majority through elections and proclaiming the Third Republic. This was a clearly liberal regime, in which parliament dominated the executive branch amid frequent changes of ministry. Freedoms of press, speech, and association were widely upheld, and the regime attacked the powers of the church in education and other areas. At the same time, dominant liberals pledged to avoid significant social change, winning peasant and middle-class support on this basis.
With the emergence of the Third Republic, the constitutional structure of western Europe was largely set for the remainder of the 19th century. All the major nations (except Spain, which continued to oscillate between periods of liberalism and conservative authoritarianism) had parliaments and a multiparty system, and most had granted universal manhood suffrage. Britain completed this process by a final electoral reform in the mid-1880s. Belgium, Italy, and Austria held out for a longer time, experiencing considerable popular unrest as a result, though voting reforms for men were completed before 1914. Important political crises still surfaced. Bismarck warred with the Roman Catholic church and the Catholic Centre Party during the 1870s before reaching a compromise agreement. He then tried virtually to outlaw the socialist party, which remained on the defensive until a liberalization after he fell from power in 1890. During the 1890s, France faced a major constitutional crisis in the Dreyfus affair. The imprisonment of Alfred Dreyfus, a Jewish army officer falsely accused of treason, triggered a battle between conservative, Catholic, and military forces, all bent on defending the authority of army and state, and a more radical republican group joined by socialists, who saw the future of the republic at stake. The winning pro-Dreyfus forces forced the separation of church and state by 1905, reducing Catholicism’s claims on the French government and limiting the role of religion as a political issue.
The politics of compromise also affected organized religion, partly because of attacks from various states. A number of Protestant leaders took up social issues, seeking new ways to reach the urban poor and to alleviate distress. The Salvation Army, founded in Britain in 1878, expressed the social mission idea, whereby practical measures were used in the service of God. Under a new pope, Leo XIII, the Roman Catholic church moved more formally to accommodate to modern politics. The encyclical Rerum Novarum (“Of New Things,” 1891) urged Catholics to accept political institutions such as parliaments and universal suffrage; it proclaimed sympathy for working people against the excesses of capitalism, justifying moderate trade union action though vigorously denouncing socialism. Steps such as this muted religious issues in politics, while on the whole relegating organized religion to a more modest public role.
In general, the resolution of major constitutional issues led to an alternation of moderate conservative and liberal forces in power between 1870 and 1914. Conservatives, when in charge, tended to push a more openly nationalistic foreign policy than did liberals; liberals, as the Dreyfus affair suggested in France, tended to be more concerned about limiting the role of religion in political life. Both movements, however, agreed on many basic goals, including political structure itself. Both were capable of promoting some modest social reforms, though neither wished to go too far. In Italy, conservatives and liberals were so similar that commentators noted a process of transformism (trasformismo), by which parliamentary deputies, regardless of their electoral platforms, were transformed into virtually identical power seekers once in Rome.
As the range of dispute between conservatives and liberals narrowed (save for fringe movements of the radical right that distrusted parliamentary politics altogether), the most striking innovation in the political spectrum was the rise of socialist parties, based primarily on working-class support though with scattered rural and middle-class backing as well. Formal socialist parties began to take shape in the 1860s. They differed from previous socialist movements in focusing primarily on winning electoral support; earlier socialist leaders either had been openly revolutionary or had favoured setting up model communities that, they thought, would produce change through example. Most of the socialist parties established in the 1860s and ’70s derived their inspiration from Karl Marx. They argued that revolution was essential and that capitalists and workers were locked in a historic battle that must affect all social institutions. The goal of socialist action was to seize the state, establishing proletarian control and unseating the exploitative powers of capitalism. In practice, however, most socialist parties worked through the political process (with support for trade union activities), diluting orthodox Marxism. Universal manhood suffrage created a climate ripe for socialist gains, especially since, in most countries, these parties were the first to realize the nature of mass politics. They set up permanent organizations to woo support even apart from election campaigns and sponsored impassioned political rallies rather than working behind the scenes to manipulate voters. Newspapers, educational efforts, and social activities supplemented the formal political message.
By the 1880s the German socialist party was clearly winning working-class support away from the liberal movement despite Bismarck’s antisocialist laws. By 1900 the party was a major political force, gaining about two million votes in key elections and seating a large minority of parliamentary deputies. By 1913 the German party was polling four million votes in national elections and was the largest single political force in the nation. Socialist parties in Austria, Scandinavia, and the Low Countries won similar success. Socialism in France and Italy, divided among various ideological factions, was somewhat slower to coalesce, but it too gained ground steadily. In 1899 a socialist entered the French Cabinet as part of the Dreyfusard coalition, shocking orthodox Marxists who argued against collaboration with bourgeois politicians. By 1913 the French party had more than a hundred delegates in parliament. British socialism grew later and with less attention to formal ideology. The Labour Party was formed in the 1890s with strong trade union connections; it long lagged behind the Liberals in winning workers’ votes. Nevertheless, even in Britain the party was a strong third force by 1914. In many countries socialists not only formed a large national minority capable of pressing government coalitions but also won control of many municipal governments, where they increased welfare benefits and regulated urban conditions for the benefit of their constituents.
The rise of socialism put what was called “the social question” at the forefront of domestic policy in the late 19th century, replacing debates about formal constitutional structure. Fear of socialism strengthened the hand of ruling conservative or liberal coalitions. At the same time, success mellowed many socialist leaders. In Germany about 1900 a revisionist movement arose that judged that revolution was not necessary; it was thought that Marxism should be modified to allow for piecemeal political gains and cooperation with middle-class reformers. Most parties officially denounced revisionism in favour of stricter Marxism, but in fact they behaved in a revisionist fashion. Changes in government functions
Shifts in the political spectrum and larger issues of industrial society prompted important changes in government functions through the second half of the 19th century. Mass education headed the list. Building on earlier precedents, most governments in western Europe established universal public schooling in the 1870s and ’80s, requiring attendance at least at the primary levels. Education was seen as essential to provide basic skills such as literacy and numeracy. It also was a vital means of conditioning citizens to loyalty to the national government. All the educational systems vigorously pushed nationalism in their history and literature courses. They tried to standardize language, as against minority dialects and languages (opposing Polish in Germany, for example, or Breton in France).
A second extension of government functions involved peacetime military conscription, which was resisted only in Great Britain. Prussia’s success in war during the 1860s convinced other continental powers that military service was essential, and conscription, along with steadily growing armaments expenditures, enhanced the military readiness of most governments.
Governments also expanded their record-keeping functions, replacing church officials. Requirements for civil marriages (in addition to religious ceremonies where desired), census-taking, and other activities steadily expanded state impact in these areas. Regulatory efforts increased from the 1850s. Central governments inspected food-processing facilities and housing. Inspectors checked to make sure that safety provisions and rules on work hours and the employment of women and children were observed. Other functionaries carefully patrolled borders, requiring passports for entry. Most countries (Britain again was an exception) increased tariff regulations in the 1890s, seeking to conciliate agriculturalists and industrialists alike; while not a new function, this signaled the state’s activist role in basic economic policy. Most European governments ran all or part of the railroad system and set up telephone services as part of postal operations.
Educator, record-keeper, military recruiter, major economic actor—the state also entered the welfare field during the 1880s. Bismarck pioneered with three social insurance laws between 1883 and 1889—part of his abortive effort to beat down socialism—that set up rudimentary schemes for protection in illness, accident, and old age. Austria and Scandinavia imitated the German system, while the French and Italian governments established somewhat more voluntary programs. Britain enacted a major welfare insurance scheme under a Liberal administration in 1906, and in 1911 it became the first country to institute state-run unemployment insurance. All these measures were limited in scope, providing modest benefits at best, but they marked the beginnings of a full-fledged welfare state.
The growth of government, and the explosion of its range of services, was reflected in the rapid expansion of state bureaucracies. Most countries installed formal civil service procedures by the 1870s, with examinations designed to assure employment and seniority by merit rather than favouritism. State-run secondary schools, designed to train aspiring bureaucrats, slowly increased their output of graduates. Taxation increased as well, and just before the outbreak of war in 1914, several nations installed income tax provisions to provide additional revenue. Quietly, amid many national variants, a new kind of state was constructed during the late 19th century, with far more elaborate and intimate contacts with the citizenry than ever before in European history. Reform and reaction in eastern Europe
Political patterns in Spain, the smaller nations of southeastern Europe, and, above all, Russia followed a rather different rhythm. Parliamentary institutions were installed in some cases after 1900, but these were carefully controlled. Censorship severely limited political expression.
Russia continued a reformist mode for several years after the emancipation of the serfs. New local governments were created to replace manorial rule, and local assemblies helped regulate their activities, giving outlet for political expression to many professional people who served these governments as doctors, teachers, and jurists. Law codes were standardized and punishments lightened. The military was reformed and became an important force in providing basic education to conscripts. No national representative body existed, however, as tsarist authority was maintained. Further, after Alexander II’s assassination by anarchists in 1881, the government reversed its reformist tendencies. Police powers expanded. Official campaigns lashed out brutally at Jews and other national minorities. Agitation continued at various levels, among intellectuals (many of whom were anarchists) and among workers and peasants. A small liberal current took shape within the expanding middle class as well.
Economic recession early in the 1900s was followed by a shocking loss in a war with Japan (1904–05). These conditions led to outright revolution in 1905, as worker strikes and peasant rioting spread through the country. Nicholas II responded with a number of concessions. Redemption payments were eased on peasants, and enterprising farmers gained new rights to acquire land, creating a successful though widely resented kulak class in the countryside. Rural unrest eased as a result. On the political front a national parliament, or Duma, was established. Socialist candidates, however, were not allowed to run, and the Duma soon became a mere rubber stamp, unable to take any significant initiative. Repression returned and with it substantial popular unrest, including growing illegal trade unions. Russia did not make the turn to compromise politics, and in the judgment of some historians renewed revolution loomed even aside from the outbreak of war in 1914. Diplomatic entanglements
Many features of Europe’s evolution in the late 19th century turned renewed attention to the diplomatic and military arena. Advancing industrialization heightened competition among individual nations and created a massive power disparity between Europe and most of the rest of the world. Wealth allowed new international ventures. Specific inventions such as steamships (capable of rapid oceanic transit and travel upstream in such previously unnavigable waters as the rivers of Africa), machine guns, and new medicines provided fresh opportunities for world domination. The changes in Europe’s map caused by Italian and German unification inevitably prompted diplomatic reshufflings. The politics of compromise encouraged governments to rely on diplomatic goals as a means of pleasing the new and somewhat unpredictable electorate.
During the 1870s and ’80s Europe itself remained relatively calm. Bismarck, by far the ablest statesman on the scene, professed the newly united Germany to be a satisfied power, interested only in maintaining the European status quo. His most obvious opponent was recently defeated France, and he carefully constructed a diplomatic network that would make French enmity impotent. Peacetime alliances were an innovation in European diplomacy, but for a time they had the desired stabilizing effect. Bismarck conciliated the Habsburg regime, forming an arrangement in 1879 between the two emperors. In 1882 he joined Italy to this understanding, completing a Triple Alliance on the basis of assurances of mutual aid against outside attack. Beyond this, Bismarck negotiated a separate understanding with Russia in 1887. These linkages required sensitive juggling, because they loosely grouped some potential opponents (such as Russia and the Habsburgs). They did offer a means of isolating France, especially since Bismarck also cultivated good relations with Britain, which was interested primarily in colonial expansion where France was its most obvious rival.
Even before it was fully constructed, Bismarck’s plan to stabilize Europe faced an important challenge. Revolts in the Balkans, in areas nominally under Ottoman control, called attention to what was then Europe’s most volatile area. Effective Ottoman dominion over this region had been declining steadily along with the vigour of the government more generally, and nationalist fervor, spreading from western Europe, had galvanized many ethnic groups. Revolts in Serbia and Romania won partial independence earlier in the 19th century, and Greece had gained national status outright. In the 1870s rioting broke out in several regions, and Serbia and another small nation, Montenegro, declared war on the Ottoman empire. Russia joined in, to protect its Slavic “brethren” and to gain new territory at Turkey’s expense. Easy victories followed, and a large new Bulgarian state was proclaimed, along with Russian acquisitions along the Black Sea. At this point Austria-Hungary and Britain, both interested in stability in the region, intervened. Bismarck, anxious for peace, called a Berlin Congress in 1878 to win an acceptable compromise. The result was a smaller Bulgaria, full independence for Serbia, Montenegro, and Romania, and Austrian occupation of the Slavic provinces of Bosnia and Herzegovina. Britain gained the island of Cyprus, which gave it a closer watchdog position over its routes to India, and France was encouraged to take over Tunisia. The great loser at the Congress of Berlin was Russia, which left resentful that its enormous gains were nullified. Although Bismarck claimed that Germany had acted as an honest broker, the Russians believed that he had favoured Austria-Hungary. Germany would not be able to conciliate Russia for almost a decade. In the meantime, Bismarck’s alliance system unfolded in the wake of the Congress of Berlin with Germany siding first with Austria-Hungary because both countries faced Russian enmity. The scramble for colonies
The most obvious result of the Congress and of nationalist yearnings, juxtaposed with a more structured European map, was a new and general scramble for colonies in other parts of the world. Even before the 1870s some new gains had occurred. French explorers fanned out in equatorial Africa, and a French mission began the conquest of Indochina in the 1860s. Many European nations exhibited a growing interest in colonies as sources of raw materials and new markets and as potential outlets for excess population and for administrators who could not be accommodated at home. Opportunities for individual adventurism and profit also ran high. Overriding motivations for the climactic imperialist scramble involved a desire to appeal to domestic nationalism and an interest in maintaining or gaining place as world powers. New nations such as Italy and Germany sought empires to prove their status; France sought expansion to compensate for its humiliating defeat at Germany’s hands; Britain pressed outward in order to protect existing colonies. Russia, and at the century’s end the United States and Japan, also joined the competition.
Between 1880 and 1900 much of Asia was divided. Britain held Burma; Britain, Germany, France, and the United States divided the Pacific islands of Polynesia. All the major European powers save Italy took advantage of China’s weakness to acquire long-term leases on port cities and surrounding regions, easily putting down the Chinese Boxer Rebellion against Western encroachments in 1899–1900. Germany gained new advisory and investment roles within the Ottoman Empire, while Britain and Russia divided spheres of influence in Afghanistan; Britain also effectively controlled several small states on the Persian Gulf.
The dismemberment of Africa was even more complete. Portugal expanded its control over Angola and Mozambique, Belgium took over the giant Congo region, and Germany gained new colonies in southern Africa. Britain and France, the big winners, gained new territory in West Africa, and Britain built a network of colonies in East Africa running from South Africa to Egypt. The French occupation of Morocco and the Italian conquest of Tripoli, after 1900, completed the process. Only Ethiopia remained fully free, defeating an Italian force in 1896. Prewar diplomacy
By the early years of the 20th century the major imperialist gains had been completed, but some of the excitement that the process had generated remained, to spill back into European diplomacy. Germany had begun construction of a large navy, for example, in the late 1890s, in part to assure its place as an imperialist power; but this development, along with Germany’s rapid industrial surge, threatened Britain. France ran a massive empire, but its nationalistic yearnings were not fully satisfied and the humiliating loss of Alsace-Lorraine had not been avenged. Russia encountered a new opponent in the Far East in the rise of Japan. The Japanese, fearful of Russian expansion in northern China, defeated the tsarist forces in the Russo-Japanese War in 1904–05, winning Korea in the process. The unstable Russian regime looked for compensatory gains in the hothouse of the Balkans rather than in the distant reaches of Asia. The stage was set for intensification of European conflicts.
Furthermore, the complex alliance system developed by Bismarck came unraveled following the statesman’s removal from power in 1890 at the hands of a new emperor, William II. Germany did not renew its alliance with Russia, and during the 1890s an alliance developed between Russia and France, both fearful of Germany’s might. Britain, also wary of German power, swallowed its traditional enmity and colonial rivalries with France, forming a loose Entente Cordiale in 1904; Russia joined this understanding in 1907. Europe stood divided between two alliance systems.
In 1908 Austria-Hungary annexed Bosnia and Herzegovina. It was eager to strike a blow against South Slavic nationalism, which threatened the multinational Habsburg empire. This move antagonized Russia and Serbia, the latter claiming these territories as part of its own national domain. In 1912 Russia aided several of the Balkan states in a new attack on the Ottoman Empire, with the allies hoping to obtain Macedonia. The Balkan nations won, but they quarreled with each other in the Second Balkan War in 1913. Further bitterness resulted in the Balkan region, with Serbia, though a winner in both wars, eager to take on Austria-Hungary directly.
On June 28, 1914, Gavrilo Princip, a Serbian nationalist, assassinated the Austrian archduke and apparent heir to the throne Franz Ferdinand. Austria-Hungary resolved to crush the Serbian threat in response. Germany supported its Austrian ally, partly because it feared that its most reliable partner needed a victory and partly because many leaders judged that war had become inevitable and was preferable sooner than later, given ongoing military modernizations in France and Russia. Russia refused to abandon Serbia, and France hewed to its alliance with Russia. Last-minute negotiations, led by Britain, failed. Russia began a general mobilization following Austria’s July 28 attack on Serbia. Germany, eager to take advantage of Russia’s slowness by striking a lightning blow in the west, then invaded neutral Belgium and pushed into northern France. Britain, briefly hesitant, was committed by treaty to defend Belgium and entered the fray on August 4, and World War I was under way.
The patterns of European diplomacy in the late 19th century are not an unrelieved story of nationalist rivalries. From the 1850s onward European nations signed a number of constructive international agreements designed to link postal systems, regularize principles of international commercial law, and even install some humanitarian agreements in the event of war. The International Red Cross was one fruit of these activities, as was the establishment of a World Court, in the Netherlands, to help settle international disputes. But efforts to negotiate a reduction of armaments, in a series of conferences beginning in 1899, failed completely amid growing national military buildups. Britain and Germany, in particular, refused to abandon their naval race, which took a new turn in 1906 with the development of the massive British battleship HMS Dreadnought.
World War I, a bloody struggle that served to reduce Europe’s world role, resulted not only from escalating international tensions but also from domestic strains. Russia and Austria-Hungary, internally pressed by social and nationalist strife, looked to diplomatic successes, even at the cost of war, as a means of diverting internal discontents, and the alliance system trapped more stable nations into following suit. Germany, Britain, and France, beleaguered by growing socialist gains that frightened a conservative leadership and urged on by intense popular nationalism, also accepted war not only as a diplomatic tool but also as a means of countering internal disarray. Cultural emphasis on irrationality, spontaneity, and despair contributed to the context as well. War thus resulted from a number of basic developments in 19th-century Europe, just as its catastrophic impact resulted from the military technologies that the 19th-century industrial revolution had created. Peter N. Stearns Modern culture
In the last quarter of the 19th century European thought and art became a prey to self-doubt and the fear, as well as the pleasures, of decadence. Writers as different as Baudelaire and Matthew Arnold, Henry Adams and Flaubert, Ruskin and Nietzsche had begun from the mid-century onward to express their revulsion from the banality and smugness of surrounding humanity, debased—they felt—by “progress.” It seemed as if with the onset of positivism and science, Realpolitik and Darwinism, realistic art and popular culture, all noble thought and true emotion had been suffocated. The only things that stood out from banality and smugness were their own appalling extremes—vulgarity and arrogance—against which all the weapons of the mind seemed powerless.
Such intellectuals and artists were hopelessly outnumbered not only in the literal sense but also in the means of influencing culture. A newspaper that reached half a million readers with its clichés, its serial story, and its garish illustrations “educated” the people in a fashion that actively prevented any understanding of high culture. The barrier was far more insurmountable than mere ignorance or illiteracy, and it was cutting off not just the populace but also—to use Arnold’s terms—the barbarian upper class and the Philistine middle class. Similarly, Nietzsche anatomized what he called the culture-Philistine; that is, the person whose mind fed on middling ideas and “genteel” tastes halfway between those of the populace and those of the genuinely cultivated. Numerous artists and writers, high in repute and believed then to be the leaders of modern civilization, provided the materials for these conscientious consumers of art, literature, and “sound opinion” in every field. In other words, the prudent, self-limiting impulse of Realism after 1848 had generated the middlebrow, while the evolution of industrial democracy had generated the mass man. By the late 1880s the gap between this compact army with its honoured officers and common soldiers and the hostile, half-visible avant-garde was a permanent feature of cultural evolution.
Out of the uneven conflict came increasingly violent expressions of hatred and disgust, and the age that had defined Realism as the commonplace and average gradually succumbed to a variety of proffered opposites. Their forms and tendencies can be grouped into half a dozen kinds, not all on the same intellectual or artistic plane, nor all distinctly named then or now. One discerns first a retreat from the ugly world into a species of Neoclassicism. Such were the French poets known as Parnassians. Strict form, antique subjects, and the pose of impassivity constitute their hallmark. In painting, the work of Puvis de Chavannes stands in parallel.
In music, the explicit revolt against Wagner and Liszt, of which Brahms was made the torchbearer, offers similarities, particularly in the desire to learn and employ the “purer” forms of an earlier time. Likewise, the shift in tone and temper of the later poems of Tennyson, Arnold, or Gautier; the resurgence of Thomist orthodoxy in Roman Catholic thought; the haughty detachment in the plays of Becque and those of Ibsen’s middle period, all suggest a search for stability, for a fixed point from which to judge and condemn contemporary “progress.” Symbolism and Impressionism
Next, it appeared that those who wanted to withdraw from vulgar actuality were making of art with a capital A an independent region of thought and feeling into which to escape, by which to reduce the pain of living. Steady contemplation of “the beautiful” created a “truer” world than the one accepted by ordinary people as real. Walter Pater, a critic writing from the shelter of Oxford, gave eloquent expression to this conception of life, in which every possible minute must be charged with fine and rare sensation. His brilliant disciple Oscar Wilde made the doctrine so clear and persuasive that it generated a characteristic atmosphere, now known as Aestheticism, or more simply as “the Nineties.”
This creed of self-redemption through art is related to the movements known as Symbolism and Impressionism. It is noteworthy that the Impressionist painters were able to take as subjects some of the sights that most depressed their fellow man and by recomposing them in brilliant, shimmering colour to create a refreshing world of new sensation. Subject once again mercifully disappeared. As Monet said: “The principal subject in a painting is light.”
The Symbolists in literature had a more difficult task than the painters, because their medium, words, must be shared with all those who speak the language for ordinary purposes. To disinfect grammar and vocabulary for poetry and “art prose” required severe measures. All set phrases had to be broken up, unusual words revived or common ones used in archaic or etymological senses; syntax had to be bent to permit fresh juxtapositions from which new meanings might emerge; above all, the familiar rhetoric and rhythms had to be avoided, until the literary work, poetry or prose, created the desired “new world.” It is a world difficult to access but worth exploring, all its tangible parts being the symbols of a radiant reality beyond—in short, the antithesis of a newspaper editorial.
In music there was no need of any indirect device to establish the mood of Impressionism. It was already to be found here and there in the great Romantics, and when the new generation began to compose on themes drawn from contemporary literature, the hints and opportunities needed only a delicate genius to develop them into a style. Debussy was that genius, soon followed by Ravel, Delius, Hugo Wolf, and others. Alike, yet independently of one another, they replaced eloquence, melodic clarity, and harmonic consecutiveness by capricious melodic contour and pointillist chord progressions to produce the shimmer and mystery of musical Impressionism. Aestheticism
To those who dedicated their lives to Symbolist literature and criticism the name of aesthetes is often given, for it was at this time, from 1870 to the end of the century, that questions of aesthetics became the intense concern of artists, critics, and a portion of the public. The phrase “art for art’s sake,” which the Romanticists had toyed with, was revived and made the hallmark of high art. Whatever claimed the attention of the intellectual elite must receive this authentication, which guaranteed that no ulterior motive, such as propaganda, and no appeal to the middlebrow audience was discernible in the poem, painting, or musical composition. Common subject matter, ease of understanding, accessibility were signs of compromise with vulgar taste. Having cut loose from evil society, art repudiated its former role of moral teacher and even of communicator; it was—or was to be—completely “autonomous,” else it could not serve its devotees as a refuge from intolerable workaday existence.
Yet Aestheticism was by no means as languid and fatalistic as it tried to appear. Writers such as Oscar Wilde, George Moore, Stéphane Mallarmé, and Edmond and Jules Goncourt, though promoting the idea of art as spiritual shelter, took an active part in current affairs. Moore wrote naturalistic novels; Mallarmé gave interviews to the press and wrote advertisements for perfume and other luxuries; and Wilde, whom it is easy, because of his notoriety on many counts, to dismiss as colourful but ephemeral, was an effective propagandist in the assault on the Victorian ethos. He was not a symptom but the representative man. His book reviewing and critical essays, his story The Picture of Dorian Gray, his great Ballad of Reading Gaol, the autobiographical De Profundis, and the greatest farce in the language, The Importance of Being Earnest, together form a kind of sourcebook for the period and have also lasted as literature. What Wilde accomplished through these works was the liberation of English literature from ancestral (and not merely Victorian) preconceptions. He reconnected England with the Continent artistically by phrasing with finality their different assumptions. He showed that art could be morally responsible only by discarding moralism. In a word, he played again in 1890 the role Gautier had played in France in 1835 with his anti-bourgeois diatribe in Mademoiselle de Maupin. Whoever, starting with Wilde or Gautier, wishes to follow the historical sequence and recapture the atmosphere in which this activity went on will find no better source than the Journal of the Goncourts, who were the inventors of a mannered “art prose,” of contemporary lives, characters, and gossip.
The reader of their voluminous pages will also find there references to the movement called Naturalism, which does not merely parallel but also intermingles with Symbolism and Impressionism. The Goncourts themselves wrote a number of Naturalistic novels; their friend Zola was the theorist and greatest master of the genre; another novelist, Joris-Karl Huysmans, passed from Naturalism to Symbolism, as did several other writers. In the poets Rimbaud and Verlaine, as later in the Irish Yeats, the elements of the two tendencies alternated or mixed. Naturalism
The name Naturalism suggests the philosophy of science, and the connection is genuine. Zola thought that in his great series of novels, Les Rougon-Macquart, he was studying the “natural and social history” of a family during the time of Napoleon III. The claim was bolstered by the method Zola used of gathering data like a scientist—every material fact could be proved by reference to actuality or statistics. Naturalism would thus appear to be an intensification of Realism, as indeed it was—more “research.” It differed markedly in spirit, however. Realism professed to be depiction of the commonplace in a mood of stoicism or indifference—a photographic plate from a camera held almost at random in front of unselected mediocrity; it was, as Flaubert was the first to say, a refusal to share previous Romanticist hopes and interests. Naturalism, on the contrary, readmitted purpose and selectivity. Each novel was a “study” designed to exhibit and denounce the dismal truths of social existence, for which purpose the worst are the best. Zola’s novels throb with a passionate love of life, a life which he showed as tortured and twisted by character and condition. In the end he defined his scientific or “experimental” novel as “a corner of nature seen through a temperament.” The aim of the Naturalists was not only to show but to show up; they meant to teach the great prosperous middle class how those beneath them lived and even beyond that to disgust the sensitive with the human condition, whatever its social embodiment. In this effort it shares with the aesthetes the animus of denunciation.
In the plastic arts, a plausible counterpart of Naturalism is the work of those known as Postimpressionists, notably Cézanne and van Gogh in painting, Rodin and Maillol in sculpture. Their various styles and aims had a common result in restoring solidity and “weight” to the visual object after the fluidity and lightness of Impressionism.
Musical naturalism was, by contrast, an attempt at dramatic literalness. Richard Strauss boasted that he could render a soup spoon. Actually, he could not and did not. The noises of his Sinfonia Domestica are standard orchestral sounds fitted with a preliminary explanation, like the libretto or synopsis of a Wagnerian or other opera. When the sheep bleat in Strauss’s Don Quixote, the clarinets play notes that are decorative on their own account and do not in the least suggest wool. It is rather the thickness of Strauss’s orchestration and chromatic harmony that connect him with naturalist doctrine—the headlong embrace with matter. And so it is also in the operas of Bruneau or Charpentier or in the verismo of Puccini and the late Italian school generally. Music remains atmospheric; never, except in Wagner’s system, denotative.
This definition of Naturalism, coupled with the aesthetic, or “art for art’s sake,” impetus in Symbolism and with the Impressionists’ transmutation of concreteness into light, justifies the name of Neoromanticism that has been given to the cultural temper with which the 19th century ended. After the glum self-repression of the middle period, it was an outburst of vehement self-assertion, whether directed inward or outward. “Art for art’s sake” and Naturalism are indeed but twin branches of one doctrine: art for life’s sake. The new century
In 1895 George Bernard Shaw said: “France is certainly decadent if she thinks she is.” The remark is characteristic of Shaw, but it is also indicative of a new wave of energy. From under the despair and decadence, the scattered retreats and the violent nihilism, the same human strength that produced Symbolist and Naturalist art was trying to reshape the civilization that all found so unsatisfactory.
In England, the Fabians, of whom Shaw was one, were preaching the “inevitableness of gradualism” toward the socialist state. It was they, seconded by the growing strength of the trade unions after a spectacular dock strike of 1889, who paved the way to Labour governments and the British welfare state. Throughout Europe, socialism was no longer the creed of a lunatic fringe but was the ideal of many among the masses and the intellectuals. The original fight for liberty and democracy in political action had turned into a fight for economic democracy—freedom from want. Laissez-faire liberalism had turned inside out, and the liberal imagination at work in the many brands of socialism now demanded state interference to remove the appalling conditions causing all the despair. Arts and Crafts movement
Among the socialists belonging to no party, Ruskin and William Morris worked also to effect immediate changes in the quality of their surroundings: they started the so-called Arts and Crafts movement, whose aim was to make objects once again beautiful. Because machine industry produced only the “cheap and nasty” (as it was commonly called), they tried to produce by hand the cheap and handsome—good furniture, hangings, and household articles; fast dyes of good colour; well-printed books on good paper; and jewelry and ornaments of all kinds that showed visual talent as well as manual skill. In a word, the movement reinstated the ideal of design and succeeded in forcing it on machine industry itself. Within two decades manufacturers began to hire artists as designers, and by 1910 the 20th-century omnipresence of design, from clothes to print and from gadgetry to packaging, was a fait accompli. The visual revolution can be seen easily by looking back with modern eyes to a page of advertising at the turn of the century. New trends in technology and science
In parallel with the new craftsmanship, the new technology of the 1900s began to give hope of wider improvements. The use and transmission of electric power suggested the possibility of the clean factory, all glass and white tile. Better machines, new materials and alloys, a greatly expanded chemical industry—all supplied more exact, more functional, less hazardous objects of use and consumption, while the application of science to medicine nourished the hope of greatly reducing the physical ills of mankind. Those closest to all these developments were certainly not among the despairers and fugitives from the world. Like all those who struggle successfully with practical difficulties, they were inspirited by what they knew to be demonstrable progress along their chosen lines.
The same outlook animated workers in the natural and social sciences. It was for both a time of transformation, and genuine novelty exerted its usual invigorating effect. From the 1880s onward it had been clear that simple mechanistic explanations based on “dead” matter were inadequate. The Michelson-Morley experiment of 1887 had given the coup de grace to the mere push-pull principle by showing that, though light consisted of waves, the waves were not in or of anything, such as the ether, which did not exist. Even earlier, James Clerk Maxwell’s attempt to work out the facts of electromagnetism on Newtonian principles had failed. And on the philosophic front, the notion of natural “laws” was being radically modified by thinkers such as Poincaré, Boutroux, Ernst Mach, Bergson, and William James. All this prepared the ground for the twin revolutions of relativity and quantum theory on which the 20th-century scientific regime is based.
The decline of the machine analogy had its counterpart in the biological sciences. With narrow Darwinian dogmas in abeyance, the genetics of Gregor Mendel were rediscovered, and a new science was born. The fixity of species was again regarded as important (Bateson), while the phenomenon of large mutations (de Vries) caught the public imagination, just as the slow, small changes had done 60 years earlier. The elusive “fitness of the environment” was being considered of as much importance in the march of evolution as the fitness of the creature. Vitalism once more reasserted its claims, as it seems bound to do in an eternal seesaw with mechanism. The social sciences
Finally, in the social sciences, fresh starts were made on new premises. Anthropology dropped its concern with physique and race and turned to “culture” as the proper unit of scientific study. Similarly in sociology, Durkheim, seconded by Tönnies, Weber, Tarde, and Le Bon, concentrated on “the social fact” as an independent and measurable reality equivalent to a physical datum. Psychology, also long under the exclusive sway of physics and physiology, now established at the hands of William James that the irreducible element of its subject matter was the “stream of consciousness”—not a compound of atomized “ideas” or “impressions” or “mind-stuff” but a live force in which image and feeling, subconscious drive and purposive interest, were not separable except abstractly. A last domain of research was mythology, to the significance of which James George Frazer’s The Golden Bough gave massive witness, thereby exerting proportional influence on literature and criticism. Reexamination of the universe
The net effect of these innovations in the sciences of man and of nature was liberating. Whatever each specialty or subspecialty meant to its practitioners, the persons who carry in their minds the general culture of an age took the new message to mean that the universe, formerly closed and complete like a machine, had been reopened and shown to be more alive than dead—and by the same token more mysterious, full of questions to be resolved by new research and new sciences. The term astrophysics, replacing astronomy, symbolized the change of perspective from Newton’s cosmology to Einstein’s. In turn, these conclusions furnished a new opportunity for the exercise of individual thought and will in the realm of mind and spirit, of ethics and religion. Man was no longer deemed an automaton, he had free choice in the all-important matters that lay outside physical science.
In philosophy, politics, and criticism this reexamination may be called the pragmatic revolution; in social and moral life, the liquidation of Victorianism. But the Pragmatic Revolution must not be thought of as being only the work of those who, like James, called themselves pragmatists. Nietzsche, Samuel Butler, Shaw, Bergson, and others constitute the headwaters of the stream of thought that issues in present-day existentialism. The common features are the turning away from absolutes and unities to pluralisms and the method of testing by consequences. Subjective and objective tests looking to future thought and action—not authority or antecedents—are to decide what is true, good, and beautiful.
Such an outlook, of which the refinements are, like the defects, beyond the scope of this article, is the logical and appropriate one for an age of reconstruction. It boils down to trying all things new and holding fast to that which is good; but it presupposes the creation of new things to try, and here it is allied to the liquidation of Victorianism. In morals the work of destruction generally begins by affirming the opposite of the accepted rule. An excellent source book for this attitude is Samuel Butler’s The Way of All Flesh, written in 1885 but not published until 1903. The Victorian Tennyson had said: “’Tis better to have loved and lost than never to have loved at all.” Butler said: “’Tis better to have loved and lost than never to have lost at all.” This inversion of values—don’t weep over loss; there are plenty of loves to be had and the more the merrier—is but an indication of method. At first the denial was uttered as humour and paradox: Butler’s Note-books, Shaw’s Arms and the Man (the soldier wants chocolate, not ammunition), Wilde’s The Importance of Being Earnest, Jarry’s Ubu roi, Strindberg’s tragicomedies—to cite but a few subverters of the Victorian—all used derision and topsy-turviness to make their point.
Underneath the joke was the new purpose, which soon found open expression in positive utterance and action. In the plays of Hauptmann and Brieux, the novels and anticipations of H.G. Wells, the essays of Tolstoy, Péguy, Georges Sorel, Ellen Key, Havelock Ellis, Unamuno, Ortega y Gasset, or Shaw, the new modes of feeling and the new scale of virtues and vices are set forth with as much earnestness and vigour as the old Victorian kind.
Nor did action wait until all the books were out. From the onset of the overturn, say 1885 onward, the rebellion was a biographical fact. Individuals braved public opinion and got divorced, lived together unmarried, practiced and preached contraception, studied the psychology of sex, and defended homosexuality. Or again, the sons of the rich turned socialist, became labour leaders, and fomented syndicalist (i.e., direct-action) strikes, while the daughters demanded the vote as suffragists, assaulted policemen, and went to jail for chaining themselves to the door handles of government offices. Meanwhile, students rioted about international incidents or university affairs; schools were subjected to the devastation of the softer pedagogies; “rational clothing” exhibited itself in spite of derision, like the bicycle and the newfangled automobile; and new cults multiplied like mushrooms—outdoor sports, nudism, Theosophy, Esoteric Buddhism, Rosicrucianism, New Thought, the Society for Psychical Research, Christian Science, the Salvation Army, and the “Maximinism” of Stefan George.
woman suffrage: Buckingham Palace demonstration ,1914British suffragette under arrest after participating in an attack on Buckingham Palace, London, in 1914.BBC Hutton Picture Library
Of these, hardly any need explanation here. But a word must be added about Theosophy if only because of its historical importance in developing Yeats’s genius and for expressing once again the attraction that the “wisdom of the East” has for Westerners. Not that the doctrine elaborated by Madame Blavatsky rested on any exact knowledge of Hindu religion and philosophy. That is not its point. The point is rather that Theosophy supplied the need for quietude, mystery, transcendence, and immortality in the wearied souls of Europeans. In Theosophy the doctrine of reincarnation offers satisfaction of immortal longings and inspires to wisdom, the demands of which are periodically revealed by mahatmas, or holy men.
As for the poet Stefan George’s worship of his young friend Maximin, who died at age 15, it answers a similar impulse to permanent truth but with the additional urge to abolish (rather than escape) “contemporary materialism.” George was but one among many European writers who wanted to found a new society in place of the actual one. What has fitly been called the politics of cultural despair fastened on a great many saviours as the new hope—monarchy, “integral nationalism,” a new aristocracy (usually tinged with intellect), technocracy (rule by science and the engineers), the proletariat (in syndicalist “cells” or communist collectives), trade and professional guilds federated in a corporate state, or again the mystic unity of “blood” and “race.” In all these creeds, at least at their beginnings, the thirst for the ideal is evident; together they formed a new utopianism, of which the later fruits are familiar but quite other than those predicted: Soviet and Chinese communism, Italian fascism, German National Socialism. As the 20th century ends, the echoes and offshoots of this earlier wave of cultist thought are found in many places. Attitudes and practices derived from the East (Zen, Yoga, meditation) are taken for granted as permanent elements of Western pluralist culture, part of the broad offering of “life-styles.”
In one country, as the 19th century passed into the 20th, all the violent rival energies seeking an ideal found an unexpected outlet. The occasion for battle was the conviction of a French officer for espionage; i.e., the Dreyfus affair. Its cultural suggestiveness is apparent: on one side, the ideal of justice and the regard for the individual as an end in himself; on the other, the social or collective ideal typified by the army and the nation; throughout, the ideal of truth—the facts—pursued, lost, and found again in an embittered struggle that threw up a host of endemic prejudices—about race, about class, for and against intellect—to say nothing of individual egotisms and obsessions that had been charged with the force of pent-up aggression. The prewar period
The same universal aggressiveness was to have its field day in the coming war of nations, but in the intervening decade (1905–14) occurred the remarkable outburst of a creativeness, which, for the first time since 1789, had its source elsewhere than in Romanticism. The “Cubist decade” (as it has been conveniently called) gave the models and the methods of a new art, just as the natural and social sciences had begun to do for themselves a little earlier. Cubism in painting defined itself as a new Classicism, but it was obviously not Neoclassical. In painting and sculpture, in music and poetry, and in architecture especially, the new qualities were simplicity, abstraction, and the importance of mass.
This truly modern art evidently meant to reconnect itself to contemporary life. To define it in one word, it was Constructivist. As such, it valued the products of technology, which embodied the artist’s rediscovered love of matter and from which he drew suggestions of form. In the style of interior furnishing known as Art Deco, geometric angularity, smooth surfaces, plain glass, and strong colours not only matched the unadorned outside of buildings in the new International Style but also resembled the creations of the industrial engineers. Indeed, it was not unusual to see on the mantelpiece of an Art Deco living room a set of gears or some other portion of a modern machine. The latest sculptures on western streets are but a further fragmentation of the new taste for solidity, clarity, volume, and mass.
To this many-sided, original, and buoyant productiveness the war of 1914 put an instantaneous stop. It was a war of a sort Europe had not known since 1815—the nation in arms. And at that earlier time, the absence of large industry had precluded the involvement, physical and mental, of every adult citizen simultaneously throughout Europe. In 1914 Beethoven and Goethe, Wordsworth and Delacroix would have been in the trenches.
The cessation of cultural activities; their replacement everywhere by a propaganda of hate; the rapid decimation of talent and genius in the murderous warfare of bombardment and infantry assault; the gradual demoralization through four years of less and less intelligible war aims; and after the Armistice, the long sequel of horrors—starvation, dispersion, disease, and massacre—together shattered the high civilization born of the Renaissance and based on the idea of the national state. Too many able men and women had been killed for the continuity of culture. Too many intimate faiths and civil traditions had been ground down for any recovery of self-confidence and public hope to be possible. Jacques Barzun European society and culture since 1914
“If it works, it’s obsolete.” First reported in or about 1950, the saying neatly expressed that period’s sense of the headlong speed at which technology was changing. But equally rapid change is the hallmark of many aspects of life since 1914, and nowhere has it been more apparent than in Europe. Photographs from 1914 preserve a period appearance ever more archaic: statesmen in frock coats and top hats; early automobiles that fit their contemporary description as “horseless carriages”; biplane “flying machines” with open cockpits; long, voluminous bathing costumes. The young 20th century, its advent celebrated in such enterprises as The New Century Library—pocket editions of classics recently out of copyright—appears in such images more and more like a mere continuation of the century before.
The 19th century had itself seen the culmination of the Industrial Revolution that had begun in the 18th, but the transformation wrought by steam power, steel, machine-made textiles, and rail communications was only the beginning. Still more rapid and spectacular changes came with further advances in science and technology: electricity, telegraphy and telephony, radio and television, subatomic physics, oil and petrochemicals, plastics, jet engines, computers, telematics, and bioengineering.
The development of technology, in particular, would not have been possible without a more skilled and better educated work force. In most European countries during this period, education was extended both to more of the population and to a later age, and the numbers entering higher education greatly increased. Women began to gain access to more of the opportunities hitherto monopolized by men.
If this was a process of social leveling upward, the same process began to affect the social classes themselves. While European society remained more hierarchical than that in the United States, there began to be both greater social mobility and fewer blatant class differences as expressed in clothes, behaviour, and speech. A “mass society” began to share mass pleasures. Apparent homogeneity, both vertically within societies and horizontally between them, was accelerated by the cinema, radio, and television, each offering attractive role models to be imitated or, by older generations, deplored. Some referred to this process as “the Americanization of Europe.”
Alongside these changes, and in some instances spurring them, the period since 1914 in Europe has been marked by major economic and political upheavals. The most cataclysmic were the two world wars. The second of these resulted from the rise of dictatorship in Italy and Germany; but the period also saw dictatorships in Spain and Portugal, as well as in the U.S.S.R., where the 1917 revolution was followed by the totalitarian rule of Joseph Stalin.
The two wars, of 1914–18 and 1939–45, brought the old Europe of the balance of power to the brink of destruction. Europeans were thenceforth spectators at or minor actors in the global balance of terror between the United States and the U.S.S.R. This convinced a number of European statesmen that their peace, prosperity, and position in the world could be safeguarded only if Europeans united. For much of the period after 1945, Europe remained divided between East and West, and it was only in the West that unity began to be practicable. At length, however, political changes in central and eastern Europe gradually revived old hopes of “Paneuropa.”
This section describes—on a European rather than a national basis—the social, economic, intellectual, and cultural implications of these and other developments in Europe. For a complete discussion of the diplomatic events and military course of World Wars I and II, see World War I and World War II. For further treatment of the diplomatic history of 20th-century Europe, see international relations. The Great War and its aftermath The shock of World War I
The year 1914 witnessed not only the outbreak of World War I but also such very different events as the publication of James Joyce’s short stories Dubliners, André Gide’s novel Les Caves du Vatican, and D.H. Lawrence’s story The Prussian Officer. It was also the year of Pablo Picasso’s painting “The Small Table,” Igor Stravinsky’s Rossignol, Serge Diaghilev’s ballet version of Nikolay Rimsky-Korsakov’s Le Coq d’or, and the founding of the Vorticist movement in Britain by the painter and writer Percy Wyndham Lewis.
All these, in their various ways, were characteristically “modern” phenomena. The new century had already produced some fairly self-conscious attempts to criticize or repudiate the past. In 1901 the novelist Thomas Mann had chronicled in Buddenbrooks the decline of a Lübeck business family as it became more “refined,” while in Sweden the playwright August Strindberg had savagely dissected in The Dance of Death a love-hate relationship on the eve of a silver wedding anniversary.
In 1903 Samuel Butler’s bitter semi-autobiographical The Way of All Flesh had been posthumously published. In 1904 Frank Wedekind had fiercely attacked social and sexual hypocrisy in his play Pandora’s Box. In 1905, Thomas Mann’s brother Heinrich had shown a tyrannical schoolmaster ruined by an affair with a nightclub singer in Professor Unrat (better known in its 1928 film version as The Blue Angel). In 1907 the respectable writer and critic Edmund Gosse had anonymously published Father and Son, an autobiography recording what he called “a struggle between two temperaments, two consciences and almost two epochs.”
In that same year (1907), Picasso and Georges Braque had founded the Cubist movement, with its slogan, “Paint not what you see but what you know is there.” In 1909 La Nouvelle Revue française had been inaugurated as a forum for younger writers. In 1910 Wassily Kandinsky had produced a Postimpressionist painting defiantly entitled First Abstract Work; the Russian authorities had banned Rimsky-Korsakov’s two-year-old Le Coq d’or because of its satire on government; and Sir Norman Angell had published The Great Illusion—an attempt to demonstrate the futility of war, even for the supposed victors. The year 1913, finally, had seen the publication of Guillaume Apollinaire’s poems Alcoöls and the beginning of Marcel Proust’s great novel Remembrance of Things Past.
The 20th century had begun, then, with what might be termed cultural parricide—an attack on the paternalistic, stuffily religious, and sexually repressive features of the century before. Younger writers and artists such as Joyce, Lawrence, Gide, Picasso, Stravinsky, Diaghilev, Wyndham Lewis, Ezra Pound, and T.S. Eliot formed what the novelist Ford Madox Ford called “a proud and haughty generation,” determined, in Pound’s words, to “make it new.” Yet, looking back in 1937, Wyndham Lewis wrote ruefully:
We are not only “the last men of an epoch” (as Mr Edmund Wilson and others have said): we are more than that, or we are that in a different way to what is most often asserted. We are the first men of a Future that has not materialised.
What had blocked that future was war—“The Great War,” as its stunned contemporaries called it. Not for nothing did the poet and novelist Robert Graves call his 1929 war reminiscences Good-bye to All That. He was bidding farewell to his prewar schooldays and to his first marriage; but what stuck in the minds of his readers was the cause of the leave-taking—the horror of life and death in the trenches of the Western Front. Graves was by no means the only writer to experience and report that visceral shock. In 1914, despite Angell’s warnings, the idea of war had still borne vestiges of glamour. Idealistic young poets such as Rupert Brooke and Julian Grenfell had gone to war, initially, with eager innocence. After the slaughter on the Somme and the stalemate of trench warfare, the key word became Disenchantment, the apt title of C.E. Montague’s account of the process. It pervaded the work of Edmund Blunden, Siegfried Sassoon, and Wilfred Owen in Britain, of Henri Barbusse (author of Under Fire) in France, and of Erich Maria Remarque (author of All Quiet on the Western Front) in Germany.
Through conscription, and, to a lesser extent, through air raids, the war had involved and affected far more of the population than any previous international conflict. By the time of the Armistice, in November 1918, there was widespread weariness in Europe and a sense of disillusion that gave the years before the war a retrospective autumn radiance, as if a dream had died.
Real deaths, indeed, had been numbered in millions. In the whole of the previous century, from the Napoleonic Wars to the Balkan Wars of 1912–1913, Europe had lost fewer than 4.5 million men. Now, at least 8 million had died in four years, while more than twice as many had been wounded, some of them crippled for life. Millions more had succumbed to the worldwide influenza epidemic that had ended in 1918. The outcome, in all countries, was imbalance between the sexes—a shortage of men that at the time was sometimes called “the problem of surplus women.” During the war, women had had to be recruited into the civilian work force—in factories “for the duration,” in offices sometimes for good. The net result was to encourage women’s emancipation. In 1918, British women over the age of 30 were given the vote—although women’s suffrage was delayed until 1944 in France and 1945 in Italy. The year 1921, moreover, saw the opening of the first birth control clinic in Britain.
Wartime comradeship helped to reduce not only barriers between the sexes but also rigidities of class. Government control of the war economy—known in Germany as Kriegssozialismus, or war socialism—was also a general phenomenon that left a permanent mark, especially encouraging economic nationalism. Nowhere was this process more intense than in Russia after the Bolshevik Revolution of November 1917, where it was known as “war communism.”
Nationalism had been a feature of Europe since at least the French Revolution. Napoleon had embodied its classic, democratic, or Gallic variety—the nation as a people bearing arms. Equally powerful, and more deeply rooted in history, was Romantic, cultural, or Germanic nationalism—the nation as an entity based on age-old racial and linguistic allegiance. Both forms of nationalism were encouraged by the war and its aftermath; and the latter was especially furthered by some of the provisions in the Treaty of Versailles. The mood of Versailles
The peace conference that met in Paris from January 1919 to January 1920 and which produced, among other things, the Treaty of Versailles was both vengeful and idealistic.
Public opinion in France and Britain wished to impose harsh terms, especially on Germany. French military circles sought not only to recover Alsace and Lorraine and to occupy the Saar but also to detach the Rhineland from Germany. Members of the British Parliament lobbied to increase the reparations Germany was to pay, despite the objections of several farsighted economists, including John Maynard Keynes.
The Versailles treaty, signed on June 28, 1919, met most of these demands. It also stripped Germany of its colonies and imposed severe restrictions on the rebuilding of its army and fleet. In these ways, the peace settlement could be seen as punishing the defeated enemy, as well as reducing its status and strength. Not unnaturally, this caused resentment among the Germans and helped to stimulate the quest for revenge.
At the same time, however, Versailles was imbued with more constructive aims and hopes. In January 1918 the U.S. president, Woodrow Wilson, set out his peace proposals in the “Fourteen Points.” The general principles were open covenants openly arrived at, freedom of navigation, equality of trading conditions, the reduction of armaments, and the adjustment of colonial claims. Wilson also proposed “a general association,” which became the League of Nations, but his more specific suggestions were concerned less with unity among nations than with national self-determination. His aim, in effect, was to secure justice, peace, and democracy by making the countries of Europe more perfect nation-states.
Among other measures, this involved readjusting Germany’s borders. Alsace-Lorraine was duly returned to France and Eupen-Malmédy to Belgium, while Germany also lost territory to the east. But the Versailles and associated settlements went further still in dealing with central Europe. They broke up the Austro-Hungarian Empire, they created or re-created sovereign states, and they sought to make frontiers coincide with the boundaries between ethnic, linguistic, and cultural groups. This consecration of nationalism proved a highly equivocal legacy; for example, in Northern Ireland or in the German-speaking Sudetenland of Bohemia.
In succession to the Habsburg empire, Austria and Hungary became small, separate, landlocked states. Poland was restored and acquired new territory; so did Greece, Italy, and Romania, which doubled its former size. Czechoslovakia and Yugoslavia came into existence as composite states. Estonia, Latvia, and Lithuania won independence from Russia.
Parallel to the dismemberment of the Austro-Hungarian Empire, a further result of the war was the collapse of the Ottoman Empire. Most of its eastern Mediterranean territory, together with Iraq, was placed under mandate to France and to Britain, which backed a ring of Arab sheikdoms around the Persian Gulf, the Red Sea, and the Indian Ocean. Turkey was reduced to a mere 300,000 square miles. The peace terms initially agreed upon by the Treaty of Sèvres were rejected by the sultan until British troops occupied Istanbul, and even then the National Assembly in Ankara organized resistance. A war with Greece in 1921–22 ended in the Peace of Lausanne, giving Turkey better terms than those decided at Sèvres. Soon, however, the secular sultanate and the religious caliphate were abolished, and Kemal Atatürk became president of a new, secular republic, which, among other Westernizing measures, adopted the Latin alphabet in place of Arabic script.
The drawing of new frontiers could never definitively satisfy those who lived on either side of them, and the problem of minorities became an important factor in the instability that marked Europe after World War I. The new composite state of Czechoslovakia, for instance, included not only industrialized Bohemia, formerly Austrian, but also rustic Slovakia and Ruthenia, formerly Hungarian. Romania similarly comprised both Transylvania, formerly Hungarian, and Bessarabia, formerly Russian. Reconstituted Poland was equally an amalgam, and in 1921, after Józef Piłsudski’s campaign against the U.S.S.R., it moved its eastern frontier more than 100 miles beyond the so-called Curzon Line established in 1920. Yugoslavia, finally, was based mainly on Serbia; but it also included Westernized Croatia, formerly Austro-Hungarian, and part of Easternized Macedonia, formerly Turkish, as well as other territories. The rest of Macedonia was now Greek; but an exchange of minorities between Greece and Bulgaria put many Macedonians under Bulgarian rule, sparking off an armed rebellion. Similar turbulence agitated Albania. Altogether, the Balkans became a synonym for violent nationalistic unrest.
Two global developments, moreover, formed an ominous backdrop to Europe’s territorial disputes. One was the Russian Revolution of 1917, which inspired a few idealists but mainly aroused fear throughout the rest of Europe lest bolshevism spread westward. The other was the active intervention of the United States, which had entered the war—decisively—in 1917 and played a determinant role in shaping the peace. The interwar years Hopes in Geneva
Woodrow Wilson’s vision of a general association of nations took shape in the League of Nations, founded in 1920. Its basic constitution was the Covenant—Wilson’s word, chosen, as he said, “because I am an old Presbyterian.” The Covenant was embodied in the Versailles and other peace treaties. The League’s institutions, established in Geneva, consisted of an Assembly, in which each member country had a veto and an equal vote, and a smaller Council of four permanent members and four (later six, then nine) temporary members chosen by the Assembly.
Europe, 1920–38.Encyclopædia Britannica, Inc.
The basic principle of the League was collective security, whereby its signatories were pledged both to seek peaceful solutions to disputes and to assist each other against aggression. As such, it was novel and potentially far-reaching; it could have developed into a powerful instrument for peace. It did indeed settle a number of practical disputes—between Finland and Sweden, Albania and Yugoslavia, Poland and Germany, Hungary and Czechoslovakia. It also set up subordinate bodies to deal with particular problems, among them the status of Danzig and the Saar, narcotics, refugees, and leprosy. It was complemented by a Permanent Court of International Justice in The Hague and by the International Labor Organization.
Yet the League of Nations disappointed its founders’ hopes. From the start it lacked teeth, and most of its members were unwilling to see it develop. It thus became little more than a permanent version of the congresses (of Vienna, etc.) that had founded the old-style Concert of Europe.
Its first weakness was the veto: all its decisions had to be unanimous, or at least unopposed. Secondly, when in March 1920 the U.S. Congress failed to ratify the Versailles treaty by the necessary two-thirds majority, the United States was debarred from joining the League. Nor, at that time, were Germany and Russia among its members. Germany belonged from 1926 to 1933, and the U.S.S.R. from 1934 to 1939. Turkey joined in 1932, but Brazil withdrew in 1926, Japan in 1933, and Italy in 1937.
American suspicion of the League, reflecting general isolationism, centred on Article 10 of the Covenant. This called on member states
to respect and preserve as against external aggression the territorial integrity and existing political independence of all the Members of the League. In case of any such aggression or in case of any threat or danger of such aggression the Council shall advise upon the means by which this obligation shall be fulfilled.
The means envisaged were known as sanctions—an economic boycott authorized under Article 16 of the Covenant and invoked in October 1935 against Italy for invading Abyssinia. However, as a conciliatory gesture, the League excluded oil, iron, and steel from the boycott, making the sanctions ineffective. Within less than a year they were lifted, and they were not applied at all when Germany sent troops into the Rhineland in 1936.
Nevertheless, the League did witness one effort to go beyond mere cooperation between governments. It proved abortive, but in retrospect it was highly significant. This was the proposal for European unity made by the French statesman Aristide Briand.
When taking office as foreign minister in 1925 he had declared his ambition to establish “a United States of Europe,” and on Sept. 9, 1929, he made a speech to the then 27 European members of the League in which he proposed a federal union. Seven months later, on May 1, 1930, he laid before them a closely and cogently argued “Memorandum from the French Government on the Organization of a Regime of European Federal Union.” The text was elegantly worded; its actual author was the secretary-general of the French Foreign Ministry, Alexis Léger—better known to readers of poetry under his pen name Saint-John Perse and later a winner of the Nobel Prize for Literature.
Briand’s proposal evoked “the very real feeling of collective responsibility in the face of the danger that threatens the peace of Europe,” and the need to counter Europe’s “territorial fragmentation” by a “bond of solidarity which would enable European nations at last to take account of Europe’s geographical unity.” To this end, Briand proposed a pact establishing a European Conference within the League of Nations, with a permanent political committee and a small secretariat, putting politics before economics in this European community, but nevertheless working toward a “common market” in which “the movement of goods, capital, and people” would be gradually liberalized and simplified. The practical details, Briand suggested, should be worked out by the governments concerned.
Briand’s Memorandum was careful to specify that agreement between the European nations must be reached on the basis of “absolute sovereignty and total political independence.”
Is it not the genius of each nation to be able to affirm itself still more consciously by co-operating in the collective effort within a federal union that fully respects the traditions and characteristics of each of its constituent peoples?
Despite these precautions, the other members of the League did little to implement the French initiative. Except for Bulgaria, Yugoslavia, and (with some reservations) Czechoslovakia, Greece, and Norway, their general response was at best skeptical and at worst politely hostile. None save the Netherlands saw any need to limit or pool national sovereignty. Many—including Denmark, Italy, the Netherlands, Poland, Sweden, Switzerland, and the United Kingdom—expressed fears for the integrity of the League. Several saw no point in setting up new institutions. Some wanted to recruit other European nations such as the U.S.S.R. and Turkey, which were not then members of the League; others insisted on their own world responsibilities, as did the United Kingdom. A large number—understandably, after the Wall Street crash—thought that Europe’s really urgent tasks were economic, not political.
Briand defended his paper with vigour, but on Sept. 8, 1930, the European members of the League effectively buried it, with a few rhetorical flowers—“close collaboration,” “in full agreement with the League of Nations,” “respecting all the principles of the Pact”—by voting to put it on the agenda of the plenary Assembly. All that followed was a series of meetings, which ended with Briand’s death in 1932.
Earlier, Briand had worked closely with the German foreign minister Gustav Stresemann, with whom he had negotiated the Locarno Treaties of 1925, confirming, among other things, the new western frontiers of Germany. A fervent nationalist during the war, Stresemann had come to the conclusion that Germany must respect the Versailles treaty, however harsh its provisions, though initially he had hoped to revise it. As a champion of peace (for which he had won the Nobel Prize in 1926), he would surely have supported Briand’s federal union plan. But Stresemann died in 1929, and Chancellor Heinrich Brüning of the Catholic Centre Party proved no less negative than most of his colleagues elsewhere. By that time, too, Germany’s fragile postwar Weimar Republic was under growing threat of collapse. The lottery in Weimar
Germany’s Weimar Republic was born of defeat, revolution, and civil war. It was plagued by political violence but distinguished by cosmopolitan culture that influenced both Europe and the wider world.
On Oct. 28, 1918, the sailors at the Kiel naval base mutinied, and on November 8 the Independent Socialist Kurt Eisner declared Bavaria a republic. On the following day the chancellor, Prince Maximilian von Baden, resigned in favour of the Social Democrat leader Friedrich Ebert and announced the abdication of the emperor William II. That same day, November 9, the Social Democrat Philipp Scheidemann proclaimed all of Germany a republic. Two days later, on November 11, Germany concluded the armistice that ended World War I.
The new republic was soon under pressure from both left and right. Left-wing socialists and Marxist “Spartacists,” led by Karl Liebknecht and Rosa Luxemburg, fomented strikes and founded Workers’ and Soldiers’ Councils like those in the U.S.S.R., but on Jan. 15, 1919, both revolutionaries were arrested and brutally killed. On the right, meanwhile, ex-officers and others formed the paramilitary Freikorps. In the event, it was from the right that the deadliest challenges came.
Elections to a constitutional convention, or assembly, were held on Jan. 19, 1919. They gave the Social Democrats 163 seats, the Catholic Centre Party 89, and the new and progressive Democratic Party 75; other parties won smaller numbers of seats. These three groups were like-minded enough to form a coalition and powerful enough—for the present—to dominate the new republic. Their rivals on the right were the old conservatives (now called the National People’s Party), with 42 seats, and the new People’s Party, with 21. On the left, the Independent Socialists had 22 seats.
The National Assembly met on Feb. 6, 1919, at Weimar on the Ilm River. The choice of venue was only partly a tribute to the city’s historic associations with Goethe, Schiller, and Herder; the main concern was to avoid the danger of violence in Berlin. Not until the spring of 1920 did the new republic’s Parliament (still called the Reichstag, or “Imperial Diet”) meet in the German capital. By then, the name Weimar Republic had stuck.
Its constitution, completed on July 31, 1919, was the most modern and democratic imaginable, based on universal suffrage, proportional representation, and referenda. But it was a flimsy cap over a political volcano.
The first sign of trouble, in March 1920, was an attempted monarchist coup d’état. It failed, but the elections that followed in June marked a defeat for the republicans. The centrist Democrats lost almost two-thirds of their strength and the Social Democrats almost half of theirs. The right-wing parties and the left-wing Independent Socialists, plus various splinter groups, made heavy gains. The Weimar coalition no longer had a majority. Within the Parliament, the extremists had triumphed. Outside it, violence was on the increase.
On Aug. 26, 1921, two ex-officers shot and killed Matthias Erzberger, a Catholic Centre Party deputy who had negotiated the peace terms. On June 24, 1922, three right-wing students shot dead Walther Rathenau, the newly appointed foreign minister, who was Jewish. On Nov. 8–9, 1923, an extremist group staged an abortive putsch in Munich. The conspirators included Hermann Göring and Adolf Hitler.
Racked by economic problems, shaken by internal crises and shifting alliances, reviled by the far left and the far right, successive centrist governments struggled ahead for another 10 years. Although politically precarious, the Weimar Republic nonetheless witnessed and helped to foster an extraordinary explosion of creative talent, notably in the arts.
Wassily Kandinsky and Max Ernst in painting, Bruno Walter in music, Bertolt Brecht and Max Reinhardt in the theatre, Walter Gropius in architecture, Albert Einstein in physics, Erwin Panofsky in art history, Ernst Cassirer in philosophy, Paul Tillich in theology, Wolfgang Köhler in psychology, Fritz Lang in films—all these became household names, partly because every one of them took refuge abroad after Hitler came to power in 1933.
All, in their various ways, were part of the cosmopolitan “Modern movement” that pervaded the whole of Europe. Kandinsky was a typical example. Born in Russia, he learned a great deal from French Fauves such as André Derain and Henri Matisse, then settled in Munich, where he developed his own characteristic style. German Expressionist theatre and cinema, likewise, drew inspiration from abroad, in particular from Henrik Ibsen and August Strindberg. Germany was equally influenced by Austrians: Sigmund Freud in psychiatry, Hugo von Hofmannsthal and Arthur Schnitzler in the theatre, and Karl Kraus in the press. In architecture the clean, functional lines of Gropius’ Bauhaus school found imitators throughout Europe.
Like all such phenomena, the Modern movement was not wholly novel. Many of its practitioners and their artifacts had predated or coincided with World War I. Even Filippo Tommaso Marinetti’s Futurism, so dominant in 1920s Italy, was a relic of the prewar past.
But the mood after 1918 was no longer so euphoric as at the beginning of the century. Before the war, the French novelist André Gide and the German poet Rainer Maria Rilke had exchanged letters in leisurely French like two survivors from the 18th century. After it, following a six-year silence, Rilke wrote of “the crumbling of a world,” and both complained of the complications caused by passports and frontier formalities, looking back nostalgically to the carefree “journeys of long ago.”
The postwar world, as seen by writers and other artists, had the fragmentary, disillusioned quality of T.S. Eliot’s The Waste Land, published in 1922. It was self-conscious and introspective, as in Luigi Pirandello’s 1921 play Six Characters in Search of an Author. It was more open to the unconscious, as in Dada and Surrealism. It was more aware of man’s dark fears and instincts, as in Franz Kafka’s The Trial (1925) and The Castle (1926). It was more responsive to the appeal of “the primitive,” whether in African sculpture or in jazz—the quintessential art of the 1920s, which also influenced mainstream music, notably in the Austrian composer Ernst Krenek’s 1927 opera Jonny spielt auf (“Johnny Strikes up the Band”).
No less pervasive, however, was the brittle hedonism typified by the gossip-column antics of the “Bright Young Things.” They were not wholly isolated. Already in 1918 Thomas Mann had published his Reflections by an Unpolitical Man; this was a mental label thankfully worn by many who, after the rigours of war, were eager to pursue private happiness, whether in metropolitan society or in placid suburbia. The Europe of Weimar also was the Europe of the detective story and the crossword puzzle. Both were analgesics at a time of political uncertainty and economic disquiet. The impact of the slump
Economically, Europe emerged from World War I much weakened, partly by the purchases that had had to be made in the United States. Even in 1914 the United States had been the world’s leading economic power. By 1918 profits had enabled it to invest more than $9 billion abroad, compared with $2.5 billion before the war. The Allies, meanwhile, had used up much of the capital they had invested in the United States and had accumulated large public debts, many of them to the U.S. Treasury.
American financial dominance and European debt overshadowed economic relations in the first decade after the war. The debts included those owed by the Allies to each other, especially to Britain, as well as those owed, especially by Britain, to the United States. A third baneful factor was reparations, the financial penalties imposed on Germany by the Treaty of Versailles.
Keynes described reparations as morally detestable, politically foolish, and economically nonsensical. Winston Churchill called them “a sad story of complicated idiocy.” Essentially, they meant demanding from Germany either goods—which would have dislocated industry in the recipient countries—or money. This the Germans could obtain only by contracting vast and almost unrepayable loans in the United States—to whom the European recipients of reparations promptly returned much of the cash in an effort to settle their own transatlantic debts.
In April 1921 the Allied Reparations Committee set Germany’s reparations bill at 132 billion gold marks, to be increased later if the Germans proved able to pay more. The first installment of one billion gold marks was due by the end of May.
Understandably resentful, the Germans wavered between two possible responses: refusal to pay, as urged by ultra-nationalists and some industrialists, and the so-called Erfüllungspolitik, or “policy of fulfillment,” advocated by Rathenau and Stresemann. They proposed to meet initial demands for reparations so as to reestablish trust and then negotiate for better terms. This was the policy adopted by the Weimar Republic.
Even so, Germany paid the first tranche only in August 1921, in response to a threat to occupy the Ruhr, and the money had to come from a bank loan raised in London. Thereafter, it paid in kind but not in cash, until at the beginning of 1923 it announced that payments must cease. The French and the Belgians, backed by Italy but opposed by the United States and Britain, thereupon occupied the whole of the Ruhr.
With the German government’s connivance, Ruhr industrialists and workers brought production to a virtual halt, and the Treasury printed a reckless flood of paper money. By 1924 the mark was almost worthless, enriching speculators and owners of real property but ruining rentier savers and others on fixed incomes. This removed an important stabilizer from German society, making it all the easier for extremism to triumph in the Nazi victory 10 years later.
For the moment, however, the Allies formed a committee of financial experts, chaired by the American Charles G. Dawes, to find a lasting solution to the reparations problem. It proposed, and the governments accepted, a two-year moratorium, the return of the Ruhr to Germany, a foreign loan of 800 million marks, and a new rate for reparation payments: 1–2.5 billion gold marks annually, which continued for five years. In 1929 a further committee, chaired by Owen D. Young, revised the Dawes Plan. Germany was to have a new loan of 1.2 billion marks and to spread reparations over the next 59 years. Although the German Parliament and people (by referendum) reluctantly agreed to the Young Plan, reparations finally ceased in 1932.
Germany’s was an extreme case, but it was not the only European country to suffer after World War I. The Allies also experienced inflation and were saddled with debts. While the United States was willing in the long run to write off the political debts of reparations, it would not do the same with the commercial debts contracted by Britain, Italy, and France: one by one, they had to sign agreements to pay.
Despite these obligations, Europe in the 1920s enjoyed a modicum of the economic growth that was so rapid and spectacular in the United States. In 1913, Britain’s income had been £2.021 billion. By 1921, it had fallen to £1.804 billion; but by 1929 it had risen again, this time to £2.319 billion. The corresponding figures for France (in 1938 francs) were 328 billion, 250 billion, and 453 billion. Even Germany, whose 1914 income had been 45.7 billion gold marks, had recovered enough by 1931 to be earning 57.5 billion.
Yet postwar prosperity was precarious. The American boom was a speculative affair. Fueled by optimism, production was soaring. To shift the accumulating goods, customers were urged to buy on credit or to borrow from the banks, which thereby earned large profits. The stock market was riding high. But at any sign of a credit squeeze or a loss of confidence, everything was likely to collapse. Demand would fall, goods would pile up, and prices would plummet. This was precisely what happened on “Black Tuesday,” Oct. 24, 1929, the day of the Wall Street crash.
Its first foreign victims were in Latin America, which was dependent on the American market for selling raw materials. Europe was not affected immediately; American loans and investments there dwindled only slowly. By 1931, however, the flow of capital had virtually ceased, and direct investment dried up in the following year. Worse still, to pay their own debts, Americans repatriated huge sums of money. Germany, Austria, and Britain were the hardest hit. Between the end of May and the middle of July in 1931, the German central bank, the Reichsbank, lost $2 billion in gold and foreign currency. To compound Europe’s problems, on June 17, 1930, the United States enacted the protective Smoot-Hawley Tariff Act, increasing the average import duty level to about 50 percent.
The combined results were catastrophic. Highly respected banks failed, first among them the great Kreditanstalt of Vienna, which collapsed in May 1931. The Bank of England, at that time, was losing gold at the rate of £2.5 million a day. Everywhere, industrial production fell: by 40 percent in Germany, 14 percent in Britain, and 29 percent in France.
On June 20, 1931, U.S. President Herbert Hoover announced a year’s moratorium on all government debts. When it expired in June 1932, the secretary of state, Henry Stimson, proposed a year’s extension, but Hoover refused. The Europeans had meanwhile agreed to cancel their claims on German reparations but not to ratify this decision unless the United States wrote off their war debts. The Americans, seeing this as a European conspiracy, demanded continued payment. At this, all the European nations except Finland dug their heels in, exacerbating U.S. isolationism and making a global solution of the crisis still more unlikely.
In June 1933, nevertheless, a World Economic Conference met in London. Hoover’s successor as president, Franklin D. Roosevelt, made his secretary of state, Cordell Hull, the head of the U.S. delegation. Hull was a free-trader, but in July 1933 Roosevelt sent a message to the conference insisting that its main concern must be monetary exchanges, and in January 1934 the United States passed the Johnson Act, forbidding even private loans to countries that had not paid their war debts.
So there was no global solution: it was every man for himself. Some European countries—Germany in 1930–32, France until 1936—responded by deflation; they maintained the external value of their currencies but reduced their export prices by cutting wages and costs. The result was social unrest. In Germany, Chancellor Brüning’s 1930 decrees of the dissolution of the Reichstag and government by presidential order led to 107 Nazis and 77 communists being elected to Parliament that September. In France, Pierre Laval’s decrees led to the 1936 success of the left-wing Popular Front.
Other countries took to devaluation, leaving the gold standard to which Belgium, France, Italy, the Netherlands, and Switzerland still clung from 1931 to 1935. Britain devalued in September 1931, the United States in April 1933, and France in September 1936. This had the effect of making exports cheaper, but since it made imports more expensive it worked only if they could be discouraged by high tariffs (as in the United States) or if the country in question had access to cheap raw materials (as in Britain’s system of imperial preference).
A third option was to impose exchange controls to cut the economy off from world markets. This was the solution adopted by Germany in 1932 and by most of central Europe and the Balkans. It had the effect of creating German hegemony, since those central European and Balkan countries that needed to sell to the large German market were unable to repatriate their earnings and had to buy German goods. In 1932 Germany saw exchange controls and their effects as a temporary expedient. For Adolf Hitler and the Nazi party, however, they became part of a settled and sinister policy. The trappings of dictatorship
Totalitarian dictatorship was a phenomenon first localized in 20th-century Europe. A number of developments made it possible. Since the 19th century the machine gun had greatly facilitated drastic crowd control. Public address systems, radio, and, later, television made it easy for an individual orator to move a multitude. Films offered new scope for propaganda. Psychology and pharmaceuticals lent themselves to brainwashing. Miniature cameras and electronic listening devices simplified surveillance. Heavy artillery, aircraft, and fast armoured vehicles provided the means for waging a Blitzkrieg, or “lightning war.” Bullies and brutality, of course, there had always been.
The European dictatorships were far from identical. They differed in their historical roots, their social contexts, their ideologies, and their trappings. But they bore a family resemblance. Political analysis may underplay it; to their victims, it was all too obvious.
Europe’s first practical dictatorship was established in Russia by the Bolshevik Revolution of 1917. Its emblem, the hammer and sickle, represented physical labour in factory or field; there was no symbol for the scientist, the statesman, or the scholar. The aims of the revolution—liquidating the capitalist economic system, increasing public wealth, raising the material and cultural standard of working people—had wide appeal. But in its concern to industrialize and modernize a huge, backward union of republics with a long cultural legacy of tsarist domination that had been replaced by a centralizing socialist ideology, it relied on a one-party state, heavy censorship, the suppression of individual liberty, and the murder of awkward opponents. Theoretically, it foresaw “the withering away of the state.” For the time being, it embodied “the dictatorship of the proletariat”—or rather of a single leader, first Vladimir Ilich Lenin, then Joseph Stalin.
Two years after the Russian Revolution, in 1919, Benito Mussolini founded the fascist party in Italy. Its emblem, the fasces (a bundle of rods with an axe in the centre), was a symbol of state power adopted from ancient Rome. Explicitly anticommunist, it was as opposed to the withering away of the state as it was to individualistic liberalism. “For the Fascist,” wrote Mussolini, “everything is the State.” His own regime, partially established in 1924 and completed in 1928–29, had its bullyboys and castor-oil torture, its murders and aggressive wars. But, for sociological and cultural, as well as political, reasons, it was both less systematic and less brutal than some other European dictatorships. Italy had a long tradition of regional diversity that resisted uniformity, and Italian society was permeated—in complex, sometimes contradictory ways—by the ubiquitous influence of the Roman Catholic church.
Forms of fascism took root in other Latin countries. In Spain in 1923 General Miguel Primo de Rivera seized power with the approval of the king. He dissolved Parliament, imprisoned democratic leaders, suspended trial by jury, censored the press, and placed the country under martial law. He tried to establish a fully fascist regime based on “Country, Religion, and the Monarchy,” but he met resistance from students and workers and abandoned the attempt in 1925, although he remained prime minister until 1930. In 1931 a republic was proclaimed, headed by a provisional government of republicans and socialists.
Meanwhile, in neighbouring Portugal, António de Oliveira Salazar, a professor of economics, had been made finance minister after a military coup d’état in 1926; and, although he had resigned soon afterward, he had been recalled in 1928. After reorganizing the Portuguese budget, in 1932 he was offered the premiership. His conception of what he called the “Estado Novo,” or “New State,” was corporatist and fascist. Its authoritarian constitution, endorsed by plebiscite in 1933, allowed only one political party, the National Union (União Nacional).
In 1936 a general election in Spain gave a clear majority to the left. On May 10, Manuel Azaña, the Popular Front leader, was elected president, but two months later a group of army officers led by General Francisco Franco staged a fascist revolt. Supplied with arms, air power, and “volunteers” by Mussolini and Hitler, Franco’s forces won the ensuing Spanish Civil War—although it dragged on until 1939, when the U.S.S.R. finally cut off the aid it had given to the Republican government. The French and British governments pursued a policy of nonintervention, although an International Brigade of private volunteers fought alongside the Republicans. One significant feature of the Spanish Civil War was its use by Nazi pilots as a training ground for the dive-bombing tactics they later employed in World War II.
Nazi Germany, in fact, was Europe’s most elaborately developed dictatorship. Characteristically, Hitler took great care with the design of its emblem, a black swastika in a white circle on a red background; as iconography, it has long survived its regime. The swastika, originally the obverse of the Nazi version, was an Eastern mystic symbol brought into Europe in the 6th century—and Nazi ideology was no less mystical. It differed from fascism in at least two respects. It regarded the state as a means, rather than an end in itself; and the end it envisaged was the supremacy of what Hitler believed to be “the Aryan master race.” The final result—Hitler’s so-called Final Solution—was the systematic slaughter of at least six million Jews and millions of others whom the Nazis referred to as inferior peoples.
Born in Austria, Hitler had fought in World War I in the Bavarian infantry, twice winning the Iron Cross. In September 1919, six months after Mussolini founded the Italian fascist party, Hitler joined a German nationalist group that took the name of National Socialist German Workers’ Party (Nationalsozialistische Deutsche Arbeiterpartei), nicknamed “Nazi,” a truncation of Nationalsozialistische. Its policies included anti-Semitism and fierce opposition to the Treaty of Versailles. After his abortive Munich coup in 1923, Hitler was sentenced to five years’ imprisonment, of which he served nine months. While in prison, he wrote his autobiographical manifesto, Mein Kampf.
In 1930, with 107 seats, the Nazis became the second largest party in Parliament. On Jan. 30, 1933, after three ineffectual chancellors, President Paul von Hindenburg appointed Hitler to the post, believing that the vice-chancellor, Franz von Papen, would counterbalance any Nazi excess.
Four weeks later the Reichstag building in Berlin was gutted by a fire probably started by a foolish young Dutch communist, but certainly exploited by the Nazis as evidence of an alleged communist plot. Hitler used the excuse to enact decrees that gave his party totalitarian powers. In the following June he eliminated most potential rivals, and when Hindenburg died on Aug. 2, 1934, Hitler was proclaimed Führer, or leader of the German Reich.
Hitler’s foreign policy triumphs followed: the reoccupation of the Rhineland and the alliance with Mussolini in 1936; the Anschluss (“union”) with Austria and the occupation of Czechoslovakia in 1938–39; and in 1939 the German-Soviet Nonaggression Pact. Until Hitler’s invasion of Poland in September of that year, it sometimes seemed as if Europe’s democracies could only look on, prevaricate, and tremble. The phony peace
The early months of World War II, marked by no major hostilities, came to be known as “the Phony War.” The 1930s, marked by war in Spain and the fear of war throughout Europe, might as aptly be called “the Phony Peace.”
Economically, that decade saw a gradual revival of prosperity in most of Europe. For the middle classes in some countries, indeed, it was a slightly hollow golden age. Many could still afford servants, often drawn from the ranks of unmarried girls from poor families with few skills to sell. “Ribbon development” of suburbs was providing new houses on the cleaner outskirts of cities, served by expanding urban transport systems. Every suburb had one or more palatial cinemas showing talking pictures, some of them even in colour. Gramophones and records were improving their quality, radio sets were growing more compact and versatile, and, toward the end of the decade, television began. Cheaper automobiles were appearing on the market, telephones and refrigerators were becoming general, and some homes began to boast washing machines. Air travel was still a rarity but was no longer unheard of. The cheap franc made France a playground for tourists from countries with harder currencies.
For those less privileged, daily life was far less benign. Deference was still deeply ingrained in European society. The humbler classes dressed differently, ate differently, and spoke differently; they even walked and stood differently. They certainly had different homes, often lacking a bathroom or an indoor lavatory. Unemployment was still widespread. In Britain, in the Tyneside town of Jarrow, starting point of the 1936 protest march to Westminster, almost 70 percent of the work force was out of a job. Those in work still faced long hours; dirty, noisy, and dangerous conditions; and monotonous, repetitive assembly-line tasks. Some of the workers were women, but, despite their “liberation” during World War I, many had returned to domesticity, which to some seemed drudgery. Young people had yet to acquire the affluence that later gave them such independence and self-assurance as an economic and cultural group.
Beneath the placid surface, moreover, there were undercurrents of unease. On the right, especially in France and Germany, there was still much fear of bolshevism. Some, for this reason, saw merits in Mussolini, while a few were attracted by Hitler. On the left, conversely, many admired the U.S.S.R.—although some, such as the French writer André Gide, changed their minds when they had seen it. But left, right, and centre in most of the democracies had one thing in common, though they differed radically about how to deal with it. What they shared was a growing fear of war. Having fought and won, with American help, “the war to end war,” were they now to face the same peril all over again?
This fear became acute toward the end of the decade, as Hitler’s ambitions grew more and more plain. But underlying it was a broader, deeper, and less specific disquiet, especially in continental Europe.
In 1918 the German philosopher of history Oswald Spengler published Der Untergang des Abendlandes, translated in 1926–28 as The Decline of the West. In 1920 the French geographer Albert Demangeon produced The Decline of Europe. In 1927 Julien Benda published his classic study The Great Betrayal, and in 1930 José Ortega y Gasset produced The Revolt of the Masses. All these works—and many others—evoked what the Dutch historian Johan Huizinga called, in the title of a book published in 1928, The Crisis of Civilisation. That same year, coincidentally, saw René Guenon’s The Crisis of the Modern World. Similar concerns were voiced in Britain almost a decade later, when the French-born Roman Catholic writer Hilaire Belloc published The Crisis of Our Civilization.
Many such writers were pessimistic. Paul Valéry, in Glimpses of the Modern World (1931), warned Europeans against abandoning intellectual discipline and embracing chauvinism, fanaticism, and war. Thomas Mann, in Warning Europe (1938), asked: “Has European humanism become incapable of resurrection?” “For the moment,” wrote Carl J. Burckhardt, “it…seems that the world will be destroyed before one of the great nations of Europe gives up its demand for supremacy.”
At Munich in September 1938 the British prime minister Neville Chamberlain and his French counterpart Édouard Daladier bought time with “appeasement”—betraying Czechoslovakia and handing the Sudetenland to Hitler. Millions cheered the empty pledge they brought back with them: “Peace for our time.” Within 11 months Hitler had invaded Poland and World War II had begun. The blast of World War II
World War II was the most destructive war in history. Estimates of those killed vary from 35 million to 60 million. The total for Europe alone was 15 million to 20 million—more than twice as many as in World War I. At least 6 million Jewish men, women, and children, and millions of others, died in Hitler’s extermination camps. Nor were the Germans themselves spared. By 1945, in a population of some 70 million, there were 7 million more German women than men.
One after another, most of the countries in continental Europe had been invaded and occupied: Austria, Czechoslovakia, Albania, Poland, Finland, Denmark, Norway, Belgium, the Netherlands, Luxembourg, France, Lithuania, Latvia, Estonia, Romania, Bulgaria, Hungary, Greece, Yugoslavia, and the U.S.S.R. and then, when the tide turned, Italy and Germany. Many countries had been fought over twice.
The resulting devastation had turned much of Europe into a moonscape: cities laid waste or consumed by firestorms, the countryside charred and blackened, roads pitted with shell holes or bomb craters, railways out of action, bridges destroyed or truncated, harbours filled with sunken, listing ships. “Berlin,” said General Lucius D. Clay, the deputy military governor in the U.S. zone of postwar Germany, “was like a city of the dead.”
Between 1939 and 1945, moreover, at least 60 million European civilians had been uprooted from their homes; 27 million had left their own countries or been driven out by force. Four and a half million had been deported by the Nazis for forced labour; many thousands more had been sent to Siberia by the Russians. When the war ended, 2.5 million Poles and Czechs were transferred to the U.S.S.R., and more than 12 million Germans fled or were expelled from eastern Europe. At one period in 1945, 40,000 refugees a week poured into northwestern Germany.
Death, destruction, and mass displacements—all had demonstrated how fragile and vulnerable Europe’s proud nations had become. In most earlier conflicts the state’s defenses had been its frontiers or its front line: its armies had been a carapace protecting the civilians within. Now, even more than in World War I, this was no longer so. Air raids, rockets, mass conscription, blitzkrieg invasion, commando raids, parachute drops, Resistance sabotage, and guerrilla warfare had put everyone, as the phrase went, “in the front line.” More accurately, national frontiers had shown how flimsy they were, and the “front line” metaphor had lost its force. Even the distinction between civilians and soldiers had become blurred. Civilians had fought in Resistance circuits—and been shot, sometimes as hostages, and when the Allies or the Axis practiced area bombing, civilians were the main victims. The most extreme instances were the atomic bombs dropped on Hiroshima and Nagasaki in Japan. They not only ignored the civilian-military distinction; they utterly transformed the nature of war.
Hitler’s death camps, likewise, made World War II unique. The appalling product of spurious science, evil fanaticism, blind bureaucratic obedience, sadistic perversion, and pedantic callousness, they left an unhealing wound. They reminded humanity of the depths to which human beings can sink and of the vital need to expunge racism of all kinds—including the reflex, understandable at the time, of regarding the Germans as solely capable of committing Nazi-type crimes.
The Nürnberg trials were a further unique feature of World War II (although war trials were written into the treaties following World War I). By arraigning and punishing major surviving Nazi leaders, they undoubtedly supplied a salutary form of catharsis, if nothing else. They proved beyond a doubt the wickedness of Hitler’s regime; at one point, when films of the death camps were shown, they actually sickened and shamed the defendants. In some eyes, however, the trials were tainted. Although scrupulously conducted, they smacked slightly of show trials, with the victorious Allies playing both prosecutor and judge. Given the purges of millions under Stalin, the participation of Soviet judges seemed especially hypocritical. The charges included not only war crimes, of which many of the accused were manifestly guilty, but also “waging aggressive war”—a novel addition to the statute book. Finally, a number of war criminals certainly slipped through the Nürnberg net. The overall intention, however, was surely honourable: to establish once and for all that international affairs were not immune from ethical considerations and that international law—unlike the League of Nations—was growing teeth.
In two further respects, World War II left a lasting mark on Europe. The first and most obvious was its division between East and West. Both U.S. and Soviet troops, from opposite directions, had helped to liberate Europe, and on April 25, 1945, they met on the Elbe River. They toasted each other and posed for the photographers; then the Soviets dug themselves into new defensive positions, still facing west.
It was not a confrontation, but it was symbolic. Stalin had long made clear that he sought to recover the three Baltic republics of Latvia, Lithuania, and Estonia, as well as the part of Poland that the Poles had seized after Versailles. He also expected a free hand in exerting influence on the rest of eastern Europe. At a meeting in Moscow in October 1944, Churchill had largely conceded this principle, proposing 90 percent Soviet influence in Romania, 90 percent British influence in Greece, 75 percent Soviet influence in Bulgaria, and a 50–50 split in Yugoslavia and Hungary. Cynical as this might seem, it was a tacit recognition of strategic and military facts. Similar considerations determined the East-West zonal division of Germany, which endured in the form of two German republics until their reunification in October 1990.
The fact that the U.S.S.R. and the United States now faced each other in Europe along the so-called “Iron Curtain” denounced by Churchill in his Fulton, Mo., speech on March 5, 1946, dramatized Europe’s final legacy from World War II. This was a drastic reduction in wealth, status, and power.
In financial terms, World War II had cost more than the combined total of all European wars since the Middle Ages. Even Britain, which had been spared invasion, had been transformed from the world’s biggest creditor to the world’s biggest debtor, and much of continental Europe was obliged to continue living on credit and aid. Economically, all Europe’s once great powers were dwarfed by the world’s superpowers. Their status was diminished still further when their remaining colonies were freed. Postwar Europe Planning the peace
International planning for peace after World War II took place on a world scale. Within five years, in an extraordinary burst of energy and imagination, statesmen endowed the world with almost all its existing network of global institutions: the United Nations (UN), the Food and Agriculture Organization (FAO), the International Monetary Fund (the IMF), the International Bank for Reconstruction and Development (the IBRD, or World Bank), the United Nations Educational, Scientific, and Cultural Organization (UNESCO), the United Nations International Children’s Emergency Fund (UNICEF), the International Court of Justice, the General Agreement on Tariffs and Trade (GATT), the International Refugee Organization (IRO), the World Health Organization (WHO), the United Nations Relief and Works Agency (UNRWA), and the International Confederation of Free Trade Unions (ICFTU). Some of these, especially the UN, were to reveal limitations. But they embodied serious efforts to replace outdated national and bilateral diplomacy with permanent multilateral institutions.
Europe, 1945–90.Encyclopædia Britannica, Inc.
Domestically, many people’s first instinct after World War II was to return to normal: to restore law and order after the euphoric anarchy of liberation; to repatriate prisoners and demobilize soldiers; to reopen the bombed Teatro alla Scala, Milan, and have Arturo Toscanini conduct there again; and to bring back long dresses with Christian Dior’s “New Look.” At the same time, however, there was deep eagerness for change. Even more than World War I, World War II had been a democratic war, fought against dictatorship as much as against aggression. Like many wars, it had brought forth military and other leaders from the rank and file. For many the aim was to inaugurate a new and more just society within nation-states that were pledged to work together for peace. “From Resistance to Revolution” was the masthead slogan of Combat, the left-wing French Resistance newspaper founded in 1941 but after the war edited as a Paris daily by the novelist Albert Camus. The words could well have been endorsed by others, especially the radical Action Party in Italy and many socialists there and elsewhere.
No less innovative, if less radical, were the Christian Democrat parties springing up or being revived: the Christian Democrats in Italy, the Christian Democratic Union in Germany, the Dutch People’s Movement in the Netherlands, the Popular Republican Movement in France. At that time, most such Roman Catholic parties had a more left-of-centre tone than was later the case.
Britain had no Christian Democrat party, and its Labour Party had less in common with continental socialist ideology than with nonconformism and the trade union movement. Yet the British people shared the general impatience for change, as they showed when they voted in large numbers for Labour in the 1945 general election, roundly defeating the Conservatives under Winston Churchill, who had led the country so memorably during the war.
In its election manifesto, the Labour Party proposed a program of nationalization of the Bank of England, of fuel and power, of iron and steel, and of inland waterways. It endorsed the Education Act already steered through by the moderate Conservative R.A. Butler. It proposed a national health service and a social security system, and it called for physical controls to allocate raw materials, limit food prices, provide new homes, and direct the location of industry.
Similar reforms were envisaged throughout western Europe. They embraced more equality, fairer shares, and better social conditions—full employment, higher wages, fairer taxes, more trade union rights, antitrust provisions, government-funded social security, and (where necessary) land reform. Such measures also implied far more central control of the economy.
“Planning” was now a common objective. In Italy it was the responsibility of the Institute of Industrial Reconstruction. In Britain the government maintained the machinery of statutory controls that it had used in wartime. In Germany the banks played a major role in forecasting, steering, and assisting investment. But in France it was the extraordinary Jean Monnet who made planning a concerted national effort rather than a set of directives from above.
Between the wars Monnet had been deputy secretary-general of the League of Nations, a private banker, and a negotiator for the French government. In the United States during World War II he had helped to spur Roosevelt’s Victory Program of aircraft for the Allies. Subsequently, in Algiers, he had helped to reconcile General Charles de Gaulle with his American-backed rival General Henri Giraud. It was to de Gaulle, who shortly became premier of France, that Monnet proposed a planning commissariat, attached only to the prime minister’s office and bringing together for the first time in France industrialists, labour unions, and senior civil servants to discuss production targets, supplies, bottlenecks, and urgent action in key sectors of the economy. Revolutionary at the time, the plan was highly successful and was soon imitated elsewhere.
National planning alone, however, could not solve Europe’s problems. Joint action was needed, as was help from the United States. In 1947, two years after the end of the war, many Europeans were still leading a Spartan existence. Everywhere, food continued to be rationed. Dimmed lights, brownouts, and power cuts were still common. A hard winter and waves of strikes added to the general misery. Underlying it was the stark fact that the countries of Europe were in serious financial trouble.
They had long been living on handouts. By October 1945 the United States had advanced some $46 billion in nonrepayable “lend-lease” loans. When the war ended, so did lend-lease—to be replaced by huge stopgap loans on ordinary terms. Britain received $3.75 billion, but only on condition that it make sterling freely convertible. As soon as it did, there was a run on the pound. The entire loan, it was reckoned, would have melted away in two and a half months if Britain had not suspended convertibility. As it was, a third of the credit was wiped out by price increases in the United States.
Britain, in fact, was overextended. In 1946 it had spent $60 million to help feed the German people, and it still had one and a half million troops trying to police the globe. Already, on Feb. 21, 1947, Britain had warned the United States that it would soon have to cancel economic and military aid to Greece and Turkey. It was this message that triggered a rescue operation for the whole of western Europe. The United States to the rescue
Greece and Turkey, in the Cold War conditions of 1947, were strategically vital and highly vulnerable Western outposts on the southern flank of the U.S.S.R. and its satellite states. Turkey was especially exposed. In Greece, the mainly communist National Liberation Front (EAM) had failed in its violent bid for power, but guerrilla units were still fighting in the Pindus Mountains and the Peloponnese, and the Greek economy was near collapse.
The news that Britain was to pull out of the Balkans horrified Washington. Dean Acheson, the under secretary of state, called the British messages “shockers.” With George Marshall, the secretary of state, he lost no time in tackling the problem. After conferring with them, President Harry S. Truman called in the Congressional leaders—and managed to win to his cause the influential Republican senator Arthur H. Vandenberg, theretofore a notorious isolationist. With his support secured, Acheson felt able to quote to the British ambassador the motto of the Seabees: “We do the difficult at once; the impossible takes a little longer.”
On March 12, 1947, less than three weeks after Britain’s plea for help, Truman announced to Congress what came to be called the Truman Doctrine: U.S. support for free peoples against armed subjugation, primarily through economic and financial aid. By May 22 he had been empowered to sign the Greek-Turkish Aid Act.
Reports from Europe, however, showed that other countries were equally in need of American help. On June 5, 1947, Marshall gave a 10-minute commencement address at Harvard University and thereby launched the Marshall Plan. This and the Truman Doctrine, Truman remarked later, were “two halves of the same walnut.” Marshall told his audience,
Europe’s requirements for the next three or four years of foreign food and other essential products are so much greater than her present ability to pay that she must have substantial additional help.
Without it, the economic, social, and political outcome could be “very grave.”
Aside from the demoralizing effect on the world at large and the possibilities of disturbances arising as a result of the desperation of the people concerned, the consequences to the economy of the United States should be apparent to all. It is logical that the United States should do whatever it is able to do to assist in the return of normal economic health in the world, without which there can be no political stability and no assured peace.
Marshall added three conditions. First, aid must be systematic, not piecemeal. Second, the countries of Europe must work out their needs and plans together. Third, public opinion must endorse the policy.
Hearing the news of Marshall’s speech and a commentary by a specially briefed British journalist, British foreign secretary Ernest Bevin “grabbed the proposals,” as he said later, “with both hands.” With French foreign minister Georges Bidault, he invited their colleague from the U.S.S.R., Vyacheslav Mikhaylovich Molotov, to join in a collective response to the Marshall offer. Molotov refused, attacking the plan as a violation of sovereignty. Later the U.S.S.R. prevented Czechoslovakia from taking it up.
So it was that the Marshall Plan was confined to western Europe. On July 12, 1947, the representatives of 16 nations met in Paris: Austria, Belgium, Denmark, France, Greece, Iceland, Ireland, Italy, Luxembourg, the Netherlands, Norway, Portugal, Sweden, Switzerland, Turkey, and the United Kingdom. Four days later they set up a temporary Committee of European Economic Co-operation under Sir Oliver Franks. By the third week in September it had produced a draft four-year recovery plan, which was subsequently much revised. Under powerful U.S. pressure, the Europeans reluctantly agreed to establish a permanent body in place of the temporary committee. It was finally inaugurated as the Organisation for European Economic Co-operation (OEEC) on April 16, 1948.
By then the U.S. Congress had approved the European Recovery Program, and Truman had appointed Paul Hoffman to administer it. Within two weeks of his appointment, the freighter John H. Quick sailed for Europe from Galveston, Texas, with 9,000 tons of wheat. It was the first of many, carrying every kind of commodity from spiced ham to tractors, from powdered eggs to machine tools. Within Europe, Marshall aid made possible some spectacular projects. They ranged from land reclamation in Italy and the Netherlands to a dam in Austria harnessing water power from melting glaciers. In all, the European Recovery Program brought Europe grants and credits totaling $13.15 billion—5 percent of the national income of the United States. At the same time, private relief parcels amounted to over $500 million—more than $3.00, on average, from every American man, woman, and child.
The United States’ timely generosity saved Europe from imminent economic ruin and laid firm foundations for later economic growth. By 1950 trade within western Europe had recovered to its prewar volume, two years ahead of expectations; and by 1951 European industrial output was 43 percent greater than before the war. U.S. insistence on a coordinated approach to recovery supplied the incentive and the institutions for permanent mutual consultations; in the process, the OEEC gradually reduced the quantitative and monetary barriers that had hamstrung intra-European trade. It failed, however, to remove tariffs. U.S. pressure for a European customs union eventually came to nothing; although willing to consult and cooperate, Europeans were not yet ready for economic integration, still less political union.