The crisis which Stalin's death accelerated and brought into the open was caused by a fundamental change in the relation between rulers and ruled. Before the Stalin era Bolshevism, in its aspirations and outlook, towered above its native Russian environment. Then it levelled itself with that environment and transformed it, with the paradoxical result that towards the end of the Stalin era the nation was culturally superior to the method of government and the moral climate of Stalinism. At first Bolshevism debased itself into Stalinism in order to be in harmony with Russia. Then Russia had to suffer permanent self-abasement to keep in line with Stalinism.
The fact that the nation had outgrown Stalinist tutelage was at the root of the acute malaise of the last years and months of the Stalin era. This malaise, which even the outsider could sense, did not express itself in clear political terms. There was no articulate opposition to the Stalinist system of government. After decades of terror all potential centres of opposition had been destroyed. No group existed capable of formulating any independent political programme and acting on it. Society as a whole had lost the capacity and the habit of forming its own opinion. As society's guardian Stalin exercised control so tyrannically that he deprived his ward of any intrinsic political identity. In time Soviet society grew tired of the harness of Stalinism and was anxious to throw it off; but it had also grown so accustomed to the harness that it could take no step without it. This ambivalent attitude towards Stalinism characterizes the period of transition to a new era.
We cannot say how long the period of transition may last. It may take Russia a few years to overcome her political numbness and to grow articulate again. If one were to judge Russia's state of mind by the cacophony of meaningless slogans put out by various groups of Soviet refugees to the West, the outlook would be unpromising indeed. But such a judgment would be absurd. Hardly any of those refugees belonged to the political or intellectual elite of their nation and in this respect they can in no way be compared to the emigres of the pre-revolutionary era. Sooner or later, the Russian people will learn to form and express its own opinions; and once it begins to do so, it will progress at a breathtaking pace and astonish the world once again by the extraordinary fertility of its political mind.
In the meantime, however, the initiative lies entirely with the men of the ruling group. Only reform decreed from above can force a way out of the impasse into which Stalinism finally landed itself. Moreover, reform from above forestalls upheaval from below. The first moves of Malenkov's government have shown an awareness of this fact.
The Stalinist method of government cannot be continued now. Some of its features had been accepted in apathy by a primitive, uneducated people; but they cannot be imposed on a people about to come of age politically and culturally. Other features may have been justified once by the needs of Russia's economic and social development; but now they have become impediments to further progress.
Stalinism has exhausted its historical function. Like every other great revolution, the Russian revolution has made ruthless use of force and violence to bring into being a new social order and to ensure its survival. An old-established regime relies for its continuance on the force of social custom. A revolutionary order creates new custom by force. Only when its material framework has been firmly set and consolidated can it rely on its own inherent vitality; then it frees itself from the terror that formerly safeguarded it.
When the force of economic circumstances guarantees the survival of the new order, the use of physical force tends to become an anachronism. The cruel dictatorship which has abolished with blood and iron any possibility of a return to pre-revolutionary conditions must then end. If it struggles to perpetuate itself, its defeat is certain. This was the course of the English revolution in the seventeenth and of the French in the eighteenth century; and this has also been the course of the Russian revolution. The deeper the social upheaval it has brought about and the wider its scope, the longer is the period during which a revolution clings to terror. This period has lasted tragically long in Russia, much longer than it did in France.
We have analysed in detail one aspect of this development. We have seen how Stalinism abolished the rural smallholding and set up the collective farm by sheer force. For many years the new structure was very shaky and might have collapsed had it not been buttressed by violence and held together by iron bands. But while Stalinism was waging an implacable war against all opponents of collectivization it also produced the new economic conditions, the machinery, the agronomic services, and the economic habits, which were sure eventually to enable collective farming to carry on under its own steam. Now, even extreme opponents of collectivization begin to realize that for Russia there is no way back to the privately owned smallholding, except at the price of national suicide.
The same is more or less true of the whole structure of Soviet society, in particular of its enormous publicly owned and planned economy. One need not accept the
Stalinist myth that socialism has been established in Russia. Still less need one take at its face value the ludicrous claim that the Soviet Union is in ‘transition from socialism to communism’. But it is true that the framework for a socialist society, which was altogether lacking in the Leninist era, now exists; and it has been consolidated.
Precisely because of this, the methods used to bring about the present state of affairs have now become both useless and harmful; and the awareness that this is so must have grown and spread among the Soviet people.
One of the most difficult and explosive issues of the Stalin era was the great economic inequality prevalent in Soviet society; and this is likely to remain the most difficult problem in the post-Stalin period also.
The message of the October Revolution was implicitly egalitarian. Whatever the Stalinist arguments or even the original Marxist texts may say against ‘levelling’, the Russian workers and peasants backed the revolution and rallied to its defence because they took it for granted that the new regime would satisfy their longing for equality. This has been the attitude of the proletarian or plebeian masses in every revolution.
The Bolshevik regime could not help but frustrate the instinctive egalitarianism of the masses. There were not enough of the material necessities of life to go round. To take only one example: before the Five Year Plans were initiated the Russian footwear industry did not manufacture more than about 30 million pairs of shoes and boots per year. Small artisans produced perhaps another 30 million pairs. This was just sufficient to supply one pair to every third Soviet Citizen. The other two had to go barefoot, or to make their own bast shoes as the muzhiks usually did. This is a typical example because the same or a similar relation between social need and effective supply prevailed in many other essential consumer industries.
‘A pair of boots for only one out of every three citizens’ this was the formula which expressed the inevitability of Stalinist anti-egalitarianism. The barefooted and the owner of a pair of shoes are not equal; and not even a government consisting of communist angels could make them so. The government had to set out to build the factories which would produce enough footwear, clothing, dwellings, etc., for all. If the machines, the buildings, the raw materials, the power stations, and the labour force needed were not available, as they were not in Russia, the government had to start building the factories that would one day produce the machines and the power plants. It had to develop the sources of raw materials and to train industrial labour. In the meantime it had to distribute the available footwear, either directly, or indirectly, by means of a differential wage scale, among the people whose services were essential to the State and the economy. Moreover, it had to defend the man with the shoes against the natural jealousy and hostility of the barefooted.
It was in the national interest that the government should foster a privileged minority consisting of administrators, planners, engineers, and skilled workers. The development of the country's resources depended on them; and they would not have worked without incentive.
Inequality, once encouraged, takes care of itself; the privileged minority seeks to enlarge its privileges. The Soviet bureaucrat, technician, or skilled worker was not satisfied with one pair of shoes — he wanted to have two or three. The same applied to clothing, housing, medical facilities, and so on.
As long as the government was bent on expanding coal-mines and steel mills, producer industries and armament plants, the building up of consumer industries was deferred. Inequality grew and assumed shocking proportions. The greater the scarcity of goods and the more primitive the level of civilization, the more brutal was the scramble for privileges. We know that Russia's urban population grew by about 45 million during the Stalin era. Relatively few houses were built; and during the war many cities and towns were razed by the enemy. The overwhelming majority of the people therefore was, and still is, condemned to live in the most appalling conditions. The few tolerable, good, or luxurious dwellings were allotted to skilled workers, technicians, and bureaucrats.
A more humane government than Stalin's might have tried to promote consumer industries even at the cost of a somewhat slower rate of expansion in basic materials and producer goods. But when the history of these decades, with their armaments fever and war-time destruction, is viewed in retrospect, it seems doubtful that any government would have been able to improve the situation radically, unless it abandoned industrialization altogether or slowed it down to the point of endangering national interest; and this would have resulted in an even lower standard of living for the vast majority than the present.
Stalinism took upon itself the daring and dramatic task of imposing inequality on a people which had just carried out the greatest of all revolutions in the name of equality. This imposition was naturally received with indignation. The old Bolsheviks who had been accustomed to identify themselves with the egalitarian aspirations of the masses branded it as a betrayal of the revolution. Since they spoke with the authority of great revolutionaries their criticism was doubly dangerous to Stalin's policy. Reacting against the clamour for equality Stalinism established a cult of inequality. It was not satisfied with pointing out that egalitarianism would lead to economic stagnation. It declared categorically that the privileges of the minority were of the essence of socialism and it branded the defenders of egalitarianism as agents of counter-revolution. In this way Stalinism freed its hands to provide material incentives in plenty and in excess to administrators, managers, technicians, and skilled workers.
With the passing of time, however, inequality, carried to extreme, tended to change from a progressive into a reactionary factor. It began to hamper Russia's economic development instead of furthering it. It kept the vast majority in a state of apathy and sullenness. Moreover, it rapidly lost its initial justification. The relation between social need and effective supply is now no longer a pair of shoes for only one out of every three Soviet citizens. (The output of the footwear industry has in recent years been sufficient to supply every citizen with at least one pair per year.) Enough essential consumer goods are now being produced to satisfy a very wide range of needs; and far more can be produced in the immediate future.
It is a point of only academic interest whether or when equality may become materially possible. Incentive wages and salaries will remain indispensable for a long time to come. But there is certainly room for eliminating the glaring inequalities of the Stalin era.
In the initial phases of ‘socialist accumulation’ it was possible for the government to teil the people that they must tighten their belts and even starve while they were building the new factories. Stalin's successors cannot continue to demand such heavy sacrifices. The factories are there already; the capacity to produce is there; and the will to produce is also there. Most of Russia's basic and heavy industries are at a level comparable to that of American industry fifteen or twenty years ago; but her consumer industries are far below it. This disproportion is bound to produce a national crisis, unless it is reduced in the next few years.
The protracted Stalinist campaign against the egalitarian heresy has tended to defeat itself. A great cry for equality is about to go up. Audible in whispers even in the last two or three years, it interjected itself into the discussions on the ‘transition from socialism to communism’, to which there was much more than mere propaganda or dogmatic hair-splitting. The new Soviet generation has been taught to regard its present way of life as socialism and it has been led to believe that inequality will be eliminated under communism, the next phase of development. During recent years, discussion in academic institutions, workers' clubs, and party cells has centred on the seemingly unreal question: How rapidly can the transition from socialism to communism be effected? This was only another way, indeed the only permissible way, of asking when and how the present inequalities would be reduced and eliminated.
Stalin's Politbureau at first put out this slogan about transition to communism in a spirit of self-congratulation and self-advertisement. ‘Look how far forward we have brought you!’ it said to the people. At most it wished to provide the intelligentsia and the workers with a theme for harmless dogmatic debate. But once the debate began it was anything but ‘harmless’. The theme attracted and absorbed the unspoken hopes and suppressed egalitarian yearnings. The intelligentsia and the workers had been officially encouraged to indulge in a vision of the future; and they projected into that vision all their grievances against the present. They began to voice the old egalitarian heresy and other ‘unorthodox ideas’ for the professing of which, whether real or suspected, innumerable men and women had paid with their lives in the late 1930's.
Analysing a great debate on communism which took place at the Economics Institute of Moscow's Academy of Science, the present author wrote in the summer of 1951:[18]
‘Visions of the future have a capricious logic of their own. This is true even in a country whose most eminent liberal historian, Miliukov, once said that its social classes and even its thoughts and ideas had always been the product of official decrees or official inspiration. A government may find it easy and expedient to encourage its subjects to indulge in a certain sort of dream as an escape from ugly realities. It may even prescribe, as the Kremlin now does, what the subject ought to dream. But it finds it much harder to intervene in the actual course of the dream and to make it wholly conform to order. Its subjects may begin to see images long banished and to murmur the most terrible heresies in their sleep…. As speaker after speaker tried to produce an answer [to the question about the transition to communism], the ghosts of banished heresies crowded into the conference hall… at that seat of Stalinist learning, the Economics Institute.’ Incidentally, this debate and the heresies voiced in it came under severe attack in the last months of Stalin's life.
Alongside the collectivization of farming and the forcible training of peasants as industrial workers, the need to enforce inequality invested the Stalinist terror with its prodigious momentum and pervasiveness. The terror matched the resistance which those policies encountered. Only with scorpions could tens of millions be driven into collective farms, multitudes be shifted to new industrial sites, and the vast majority of the people be forced to toil in misery and to suppress in silence the fury evoked by the privileges of a minority. The terror worked ruthlessly, sometimes blindly, but on the whole effectively. It owed its effectiveness to a moral backing as well as to the sheer mechanical weight of repression. The government had identified itself with a great national cause, or, as the Marxist would put it, with an historical necessity. This identification, in the last instance, accounted for the helplessness of the Soviet people against the terror, and for the complicity of the politically decisive elements, the party and the army.
But proportionately to the degree in which the government succeeded in enforcing inequality the necessity for the terror employed to enforce it decreased. The growing awareness of this process, even in the ruling group, has in recent years been reflected in the arguments over the tempo at which the State may ‘wither away’ in the transition to communism. Behind this dogmatic formula loomed the practical and insistent question: When are we going to mitigate the rigours of our criminal codes? When are we going to soften the draconic discipline in our factories, collective farms, offices, and schools? When are we going to sweep away our concentration camps?
Another source of the strength of Stalinism — Soviet Russia's isolation — has also run dry. The emergence of new communist regimes beyond Russia's frontiers has had profound repercussions inside Russia. Stalinism had justified its despotism with the argument that, as the sole bulwark of proletarian revolution, Russia was surrounded by a hostile world. The argument had great power: it disarmed or paralysed innumerable recalcitrant minds. It was, after all, true that twice within living memory German armies had marched towards the Dnieper and the Volga. It was also true that in its first days the revolution had had to struggle for existence against French, British, and even American intervention, against a blockade, a commercial and financial boycott, and a cordon sanitaire. Stalinism throve on the popular memory of these unhappy events. It kept alive that memory and fanned the smouldering hatreds and fears that went with it.
However, when new communist regimes had formed vast ‘security belts’ around Russia, in Asia and Eastern and Central Europe, it was no longer so easy to invoke isolation and capitalist encirclement as the justification for the harshness of Stalinism. For the first time in decades Russia seemed secure from foreign threats. For a short spell fear of American monopoly in atomic weapons once again appeared to justify in the eyes of the Russian people the Stalinist attitude towards the world. But this fear, too, soon subsided.
Even a regime armed with all the machinery of totalitarian control needs its moral justification. Without this, popular disillusionment and resentment clog and slow down the totalitarian machine. Fear of American atomic supremacy helped to keep the wheels of the machine turning, but they were not turning with their old impetus.
Yet such is the power of inertia that institutions and methods of government outlast the causes that have brought them into being; and they struggle to outlast them. In its last years and months Stalinism fought desperately to keep its hold on Russia. In doing so, it parodied its own previous performances, revealed its own grotesqueness, and betrayed its weakness. Before its extinction Stalinism experienced a spasm of deceptive vigour which contorted its face into a last repulsive grimace.
In these final years the primitive magic of Stalinism made an insolent mockery of Russia. The cult of the Leader assumed so nauseating and nightmarish a quality, especially after the celebration of Stalin's seventieth birthday in 1949, that it is difficult to describe it. For nearly two years the columns of Pravda, for instance, were filled with birthday greetings to the septuagenarian deity. No Soviet author, Journalist, scientist or general dared to write even a few sentences without referring to the Father of the Peoples, the Greatest and the Wisest Genius. An outsider could not help wondering how the Soviet people could put up with these wild extravagances of adulation, especially when the same issues of Pravda reported that 57 million Soviet citizens were receiving education in schools of all grades. How — one reflected — could the primitive magic of Stalinism ‘co-exist’ with modern knowledge and Marxist theories in the minds of millions?
The same air of bizarre unreality hung over the orgy of nationalism of these last years. The Russian people were constantly and insistently told that they, and they alone, were the salt of the earth; that they, and only they, had made all the great scientific and technological discoveries and initiated all the great philosophical, sociological, and other ideas. If such propaganda had been addressed to an illiterate people one might believe that it could be effective in some measure. But it could not possibly find much credence in a Russia in which the revolution and then Stalinism itself had aroused an insatiable thirst for knowledge. Nationalist self-glorification might have suited the isolated and self-centred Soviet people of the early years of the Stalin era, when, as a rule, it was not indulged in. But such self-glorification was quite out of date in 1950-2, when Russia's destiny had become inextricably bound up with that of the rest of the world. Even from the Stalinist viewpoint, it could not be reconciled with the spreading of revolution abroad. One-third of mankind already lived under communist regimes, and Stalinism spoke as if its realm had been confined to the old Tambov gubernia or to the Tula district. All account of time seemed to have been lost in the Kremlin.
Equally parochial and anachronistic was the interference of Stalinist dogma with biology, chemistry, physics, linguistics, philosophy, economics, literature, and the arts. This interference, more obtrusive and noisier than at any earlier stage, was reminiscent of the days when the Inquisition decided for the whole Christian world which were the right and the wrong ideas about God, the universe, and man. The intrusion of theological or bureaucratic dogma on the working of the scientific mind belongs essentially to a pre-industrial epoch. In contemporary Russia it amounted to virtual sabotage of science and technology. It was possible only because the rulers who had taken charge of Russia's education were themselves inadequately educated; and Stalin behaved like a half-educated, capricious guardian constantly tampering with the curriculum of his ward and imposing his own fancies and tastes.
But even while Stalin was alive it was easy to see that the primitive magic of Stalinism was losing its last battle. The heresy hunt was never at a standstill and yet it was producing little effect. Its victims did not suffer the cruel fate of their unhappy predecessors of the 1930's. There were no new purge trials in Russia, although such trials were staged in Budapest, Prague, and Sofia. As a rule the ‘deviationists’ were not imprisoned or deported. They were required to confess the error of their ways and were punished by some mild form of demotion. Sometimes the government honoured them with the highest awards only a short time after they had been singled out for attack. Even the confessions of error were different in kind from those to which Russia had become accustomed earlier on. Having uttered the conventional words of recantation, the ‘deviationists’ often defended themselves and their views in a veiled yet transparent manner. This seems to have been the regular pattern from the time of the attack on Professor Varga, the well-known economist, in 1946, up to the campaigns against the unorthodox biologists, linguists, musicians, and others. A notable exception was the case of Voznessensky, the disgraced member of the Politbureau and chief economic planner, who completely disappeared from the public eye.
Those who viewed the Russia of Stalin's last years through the prism of the 1930's saw in the heresy hunts a repetition of the great purges and hardly noticed their very different and much milder consequences.
What was the reason for this relative mildness?
In the first instance, the new heresies contained no immediate or visible threat to the regime, let alone to Stalin's position. In this they differed from the genuinely political ‘deviations’ of earlier periods inspired by Stalin's real rivals and opponents. Since the suppression of the latter, Stalin's position was so secure that he could well afford to show a certain degree of indulgence.
On the other hand, the new opposition to Stalinist orthodoxy, predominantly intellectual, was so widespread and elusive that it could not be uprooted without a blood bath similar to that of the 1930's, if not worse. This would have entailed disastrous consequences to the State, the economy, and morale. As Stalin could not risk such consequences, the new heresy hunt amounted to little more than shadow-boxing. It was just enough to irritate the intelligentsia; to keep it in a state of suspense; to feed and fan its resentments; and to speed up its spiritual alienation from Stalinism.
About a hundred years ago Alexander Herzen, the great Russian revolutionary, wrote that the West saw only Russia's government and facade but had no inkling of her people. He blamed the secretiveness of the Russian government for this but also the West's superficiality and partisanship. Herzen's observation has not lost its topicality. Behind the facade of rigid official uniformity, the attitude of the Russian people towards Stalinism has been so complex as to elude the over-simplified formulae of Western propagandists during the cold war.
The people ‘behind the facade’ were and are proud of the achievements of the Stalin era, and deeply attached to what was and has remained great and universal in the Russian revolution; and at the same time they suffocated in the stuffy air of Stalinist despotism.
The craving for a purifying change in the moral climate grew not only among the ruled: it infected many of the rulers as well. The bureaucracy felt oppressed by the anachronistic methods of Stalinism as much as the workers and the peasants did, or even more. The educated, intelligent men in the civil service had been deprived of all initiative and the right to exercise their own judgment and talent. They had to couch their ideas and aspirations carefully in arid and turgid official lingo. They had to speak with Stalin's voice instead of with their own. They were constantly harassed by a mania for secrecy which reached its greatest intensity during the last years: it became a ‘State crime’ for any official to divulge the most trivial fact about national life or governmental work. (Secrecy is usually the weapon of the weak, anxious to conceal weakness from a stronger enemy. Like so many other devices of Stalinism, it had its relative justification when Russia was really weak; but it has been rapidly losing any such justification with the growth of Russian power.)
Soviet publications reflected these strains and stresses only negatively and indirectly, and still do so even after Stalin's death. Thus, for instance, the March 1953 issue of the Kommunist (the former Bolshevik) says:
‘We must definitely put an end to opportunistic indifference and eliminate the anti-Marxist theory that the class struggle is calming down, a theory which starts from the premiss that as we are moving forward towards communism, even though we are doing so in capitalistic encirclement, the enemy becomes more and more harmless…’
The polemical distortion of the criticized view is obvious enough; but one would look in vain for any exposition in the Soviet Press of this view or for any indication of the persons holding it. Another paper, brought out some time before Stalin's death, castigated members of the intelligentsia — their names and academic titles were given — who set out unorthodox views in special memoranda and circulated these in typescript among friends and even in official institutions. This detail revealed more about the actual ferment of ideas than reams of Stalinist and anti-Stalinist writings. It indicated a relaxation of totalitarian control: no one would have dared thus to circulate unorthodox views under his own signature in the late 1930's or perhaps even in the 1940's.
Such attempts to propagate heretical ideas are in line with a good old Russian tradition. A hundred years ago Russia's progressive thinkers, unable to air their views in the licensed Press, similarly circulated their manuscripts, which made history. It was in this way that, for instance, Belinsky, the great radical critic and precursor of revolutionary trends, spread his ideas under the rule of Nicholas I, the Iron Tsar.
Unlike their predecessors, however, the Belinskys of contemporary Russia, if they exist, can be only reformers, not revolutionaries. They can aim only at improving and cleansing the existing social order, not at overthrowing it. That the main trend of Soviet anti-Stalinism was reformist could be seen even in the distorting mirror of recent emigre writings. Some time ago the Russian emigre Press reported that by far the most numerous party among post-war Russian refugees was one which described itself as the ‘Lenin Party’ and advocated a return to the democratic origins of the Bolshevik revolution. Hostile correspondents who reported this pointed out with some alarm that ‘at least a good half’ of the mass of refugees belonged to that party, although it had no periodicals and no organization, and although its adherents in the camps for displaced persons lived in constant terror of being denounced either to Soviet or to Western ‘security organs’.
The ‘Lenin legend’ is surviving the Stalin cult, although the latter cynically exploited and abused it for its own purposes. It is difficult to define the implications of this fact. Leninism is subject to widely differing interpretations; and it may be held that the slogan about a ‘return to Lenin’ is unreal: history rarely, if ever, returns to its starting-point. But what the slogan sums up is a yearning for regeneration of ‘Soviet democracy’ and a desire to reform the present order, not to overthrow it.
The strength of the ‘Lenin legend’ may be judged from many indications. We can cite here one other instance which seems as convincing as it is strange. It will be remembered that during the Second World War the Soviet General A. Vlasov, taken prisoner by the Nazis, later fought on the German side and commanded a Russian army formed of prisoners of war. After the war Vlasov was handed over to Soviet military authorities and executed as a traitor. Recently a book on Vlasov was published by a Russian emigre who was Vlasov's adjutant and was by his side when the Nazis conducted him from a prison camp to Berlin. The author describes that on the way Vlasov argued thus with the German officers who were escorting him: ‘I want to give you my advice on how to overthrow Stalin. This can be done only with the help of Lenin.’ There was, Vlasov said, only one way of gaining the confidence of the Soviet people, and this was to tell them that Stalin had distorted and falsified Lenin's teaching, and that the time had come to restore the true Leninist republic of workers and peasants. ‘We ought to tell the people that we are going to begin anew where the great Lenin left off — if Lenin had been alive everything would have been different.’
It is difficult to imagine a scene of greater bathos than this, in which a Soviet general, setting his foot on the slippery road of treason, pleaded with the Nazis that they should appeal to the Russian people in the name of Lenin. Vlasov hated the Stalin regime and allowed himself to be carried away by this hatred. The Nazis were willing to use him, but, of course, his advice sounded to them like the raving of a disordered mind. No anti-communist power could risk conjuring up the spirit of Lenin. Nevertheless there was a great truth behind Vlasov's grotesque pleading: The hope of a renascence of the revolution has never been extinguished in the Soviet people, and it has been kept alive by remote memories of the Leninist period. This hope still remains an imponderable and most vital factor in the political climate of Russia.
Significantly during Stalin's last months there re-sounded throughout Russia a warning against those who argued that now, when Russia was no longer the only
communist country in the world, the old ways and habits of Stalinism had become outdated. With one foot in the grave, Stalin heard his lieutenants raising the alarm about the recurrence of ‘Bukharinist and Trotskyist deviations’ in the party. And Stalin himself, in his last published letters, had to rebuke young Soviet economists for a relapse into these long-suppressed heresies.
At that late stage, barely two months before Stalin's death, the story about the ‘plot’ of the Kremlin doctors burst upon Russia. Its specific political meaning will be discussed later — here we are concerned only with its bearing upon the moral crisis of Stalinism.
It is not certain whether or to what extent Stalin himself was responsible for the frame-up. But, regardless of this, in the eyes of Russia and of the world Stalinism reduced itself to a ghastly absurdity through this incident. It committed moral suicide even before the physical death of its author. The official revelations about the ‘plot’ looked like an attempt to re-enact in Moscow the Witches' Sabbath of the 1930's. As has been pointed out before, the purge trials of the 1930's could not be repeated in the Russia of the early 1950's without ruining the regime, the economy, and the morale of the country. A repetition would have clashed so obviously with Russia's interests and frame of mind that a reaction against it, unthinkable earlier, had to come.
The untamed nationalism of recent years was also driven to a self-destructive extreme during the campaign about the doctors' plot. The tale about the anti-Soviet conspiracy of world Jewry had the flavour of the Protocols of the Elders of Zion and of the concoctions of Goebbels's Ministry of Propaganda. It provided grist to the mills of those anti-communists who had always maintained that there was no difference between Stalinism and Nazism and now argued that the inherent kinship of the two was ‘bound’ to make Stalinism adopt the tenets of racial hatred and anti-Semitism. The argument was superficial and fallacious: it ignored the socialist background of Soviet Russia and the contradictions in the educational influence of Stalinism.
A government which ordered the printing of the works of Marx, Engels, and Lenin in millions of copies, which included these works in the obligatory educational curriculum and forced them into the hands of adult citizens, could not walk the road to which ‘the doctors' plot’ pointed. It could afford to make tactical twists and turns, including the bargain with Hitler in 1939, as long as it could excuse its actions by reference to the needs of national defence. It could exploit episodically and allusively even anti-Semitic prejudice, as it did during the great purges. But it could not strike openly at the very roots of its own ideology. It could debase Marxian internationalism; it could combine it ambiguously with nationalist self-adulation; but it could not attack it directly and frontally.
Before embracing racialism and anti-Semitism any Soviet government would first have to ban the works of Marx, Engels, and Lenin, that is to say to destroy its own birth certificate and ideological title deeds. As Stalinism had not done this, its last scandal served only to underline its own decomposition and to prepare a revulsion against it.
Malenkov's government took the initiative of reform already in the first weeks of its existence. In doing so it may have acted under popular pressure; but the pressure was not apparent. It was not the ‘voice of the people’ that made Stalin's successors act as they did, for that voice could not be heard. Malenkov's government seemed rather to have guessed the hopes and expectations that were in the people's mind. If any voices did in fact demand reform, they came from the bureaucracy itself or rather from its uppermost stratum.
As representative of that stratum Malenkov came to the fore and to all intents and purposes assumed the succession.
Who is Georgi Maximilianovich Malenkov?
His previous career strongly suggested that he was merely Stalin's shadow, with no political personality of his own.
Almost nothing significant is known about his background, upbringing, and early days. His origins are wrapped in the same obscurity in which Stalin's once were. Like Stalin, he hails from a border zone between Europe and Asia, from the Urals. There may be a hint of non-Russian descent in his patronymic: Maximilian is hardly the name of a ‘pure’ Russian. In his late teens Malenkov joined the Red Army and the party, and he was a junior political commissar during the civil war in Turkestan. In the early and middle 1920's he studied at the Moscow Institute of Technology.
The Institute, like all other academic establishments in the capital, was astir with inner party controversy. Trotsky had appealed to young communists, especially to students, against the triumvirate of Stalin, Zinoviev, and Kamenev, and warned the young party men about the danger of a ‘political degeneration’ of the ruling group. The appeal did not fail to evoke response. Trotsky had ardent followers among the communist students. The anti-Trotskyists listened to Bukharin rather than to Stalin, whose theoretical argumentation was uninspiring and pedestrian. It seems that Malenkov, like Zhdanov, his supposed rival in later years, was one of the very few students who took their cue direct from Stalin's General Secretariat.
In his more mature years Malenkov became a member of that Secretariat, the hub of the organization through which Stalin ruled the country. There Malenkov studied the technology of monolithic government. In the course of many years he carefully assimilated Stalin's manner of dealing with men and situations, his administrative methods, and even his mannerisms. Like his master, he shunned great theoretical conceptions of policy and public debates about them. He learned the art of empirical policy-making in a narrow, closely knit group of leaders who viewed ideas primarily from the angle of administrative necessity or convenience.
The ideas often clashed with professed principles and with what the party propagandists were saying. Stalin's policy always had two aspects: one was esoteric, occult; the other was exoteric, designed for mass consumption. His secretaries had to master both aspects, and never confuse them in their own minds. The exoteric aspect might appear baffling, incoherent, even downright stupid. But the illuminati knew what Stalin was aiming at at any particular moment; and the most initiated operated the enormous machinery of the party from the General Secretariat.
In the late 1930's Malenkov was already in charge of the party ‘cadres’. It was his responsibility to assign ‘the right man to the right job’ at every turn of policy. On Stalin's behalf, he already held the party in his hands and wielded much greater influence than did the members of the Politbureau who on ceremonial occasions appeared at the Lenin Mausoleum by Stalin's side. As early as 1939 Malenkov brought about the dismissal of Mrs. Molotov from a Ministerial post — he had attacked her publicly for mismanaging her department. His position was becoming similar to that which Stalin had held under Lenin. But to keep his influence and to enlarge it, Malenkov had to behave towards Stalin with the utmost discretion and modesty and to show no sign of vacillation, let alone of independence. Only as Stalin's shadow could he continue to gather power in his own hands.
He had taken over the management of the ‘cadres’ at the time of the great purges, when most of the old party personnel was destroyed or demoted and vacancies had to be filled with new men. The keymen in the party machine of the late 1930’s and 1940's were therefore ‘Malenkov men’. In this respect Malenkov's position was already stronger than Stalin's in the early and middle 1920's, because at that time Stalin had still to eliminate his opponents from the party machine and to fill the decisive posts with his minions.
Stalin deliberately fashioned Malenkov's career so that it should appear as similar to his own as possible. He seemed bent on forming Malenkov in his own image, and he projected, as it were, certain landmarks of his own life into the life of Malenkov. He gave Malenkov the same assignments with which he himself had been entrusted by Lenin. During the Second World War he sent Malenkov to the same critical front-line areas that he himself had inspected in the civil war, including Stalingrad, his old Tsaritsyn. The Tsaritsyn episode of 1918 had been vested by Stalin's hagiographers with so much symbolic significance and with so great a halo that, in the eyes of people brought up in the Stalin cult, Malenkov's mission to Stalingrad at once transferred to him the glories of the young Stalin. In truth, Malenkov's merits as the political commissar responsible for the battle of Stalingrad were more serious and real than the merits which Stalin claimed for himself in connection with the defence of Tsaritsyn in 1918.
Little can be said about the supposed rivalry between Malenkov and Zhdanov in later years. Unlike Malenkov, Zhdanov had the ambitions of the intellectual and the theoretician; and this difference in their outlook may have led to a rivalry faintly, but only very faintly, reminiscent of that between Stalin and Trotsky. Being in charge of the party organization in Leningrad, Zhdanov was somewhat removed from the levers of power at the centre, and his chances against Malenkov were hardly serious. After Zhdanov's death, Malenkov's ascendancy was secure, but he still had to contend against the old Stalin guard headed by Molotov, who could claim seniority in the party hierarchy. Stalin himself had apparently overridden this claim when, at the Nineteenth Congress of the party, in October 1952, he conspicuously threw his mantle over Malenkov's shoulders and let Malenkov make on behalf of the Central Committee the report which used to be made by Lenin and afterwards by Stalin.
But was Malenkov nothing more than Stalin's political projection?
He has certainly been the product of Stalinism and of Stalinism alone. But in his personality the diverse elements of Stalinism, progressive and retrogressive, seem to be in conflict. It is possible that in his mind the vital demands of the new Soviet society and State revolted against the primitive magic and the bureaucratic rigidity of Stalinism. Not only the people but even the bureaucracy, or perhaps especially the bureaucracy, felt acutely the need for rationalization in all spheres of national life, in the working of the administration, in the running of the economy, in the relation between the rulers and the ruled, and in the conduct of foreign policy.
Malenkov's first moves, made since his assumption of power, seem to have gone halfway to meet that need. He has come to the fore in the role of the rationalizer striving to put in order the Stalinist legacy and to disentangle its great assets from its heavy liabilities.
The prerequisite for this is a break with the ecclesiastical outlook of Stalinism, with those scholastic-bureaucratic habits of thought and action which had ensnared, the party and clogged the whole machinery of government. It may be a sign of the time that Stalin's successor is one who has received his education at a Technological Institute, not at a Theological Seminary. During the industrial revolution Malenkov was certainly more in his element than his master could have been. His task in 1941-2 was to organize the disrupted Soviet industry for the mass production of tanks. Stalin's assignment at a comparable critical juncture, in 1918, was to requisition grain from the peasants of the Kuban and to transport it to starving Moscow. Each of these assignments was of the utmost importance in its time. But the difference between them reflects the distance which separated two epochs and two generations. In 1918 the survival of the Soviet regime depended on the most primitive economic devices; in 1942 it could be secured only by the work of an enormous and up-to-date industrial organization. If the style of the man offers any clue to his character, then Malenkov's manner is free from the incongruities and the canonical undertones characteristic of Stalin. It is more business-like, clear, and modern, although at times it seems even flatter than Stalin's style.
Stalin was a slave to his own past, to his old heresy hunts and blood feuds. He could do nothing to disavow any part of his record. He approached every new task with an eye on his past performances. In the 1930's he had to justify the Stalin of the 1920's; and in the 1940's and 1950's he still had to justify the Stalin of the 1930's.
He carried the terrible burden of responsibility for the great purges; and he made the whole of Russia share the burden with him. He could do nothing that might throw on those purges retrospectively a light different from that in which he wanted Russia to see them; and any breath of freedom threatened to make Russia see them in a different light.
In the meantime there has grown up a new generation whom Stalin's blood feuds leave indifferent, even if it accepts the Stalinist version of them. The men and women who have entered public life in the last fifteen years know that before their entry a devastating storm had raged in party and State; but they know next to nothing about the issues that were at stake. The independent-minded among them desire nothing more than to think out new problems on their merits, paying no regard to the requirements of an orthodoxy based on past controversies and struggles. Most often they do not even comprehend those requirements, and because of this they have sometimes unwittingly come into conflict with the Stalinist orthodoxy.
In his early fifties, Malenkov stands halfway between the Old Stalin Guard and this new generation. The past has a claim on him, but the claim is not so heavy as to make him unresponsive to the needs of the present. He was implicated in every phase of Stalinism: in the struggle against the oppositions, in the process of collectivization, in the great purges, and in the recent heresy hunts. But in the worst phases he was involved only as a subordinate, not as an initiator; and so he may, up to a point, disclaim responsibility for them. On the other hand, he has owed too much to Stalinism and has himself been too much its product to be able to break away from it openly. He can only sneak away from Stalinism.
His behaviour raises the question: What was his genuine attitude towards Stalinism while Stalin was alive? Was he the zealous and devoted coadjutor he acted? Or did he act his part with carefully concealed mental reservations?
Both assumptions may be true, but each would apply to a different time. Among Stalin's closest supporters and friends there were some who had at first given him their full backing because his policies — socialism in one country, industrialization, and collectivization — had genuinely appealed to them; and Stalin had seemed the right man to give eflfect to those policies. They had not expected him to become the destroyer of the Old Leninist Guard and the whimsical and cruel autocrat of later years.
When they realized whither he had been leading them it was too late to withdraw. Those who tried to do so perished together with Stalin's old adversaries. Others suppressed their qualms, pretended to be in complete agreement with Stalin, and acted as he wished them to act. A man of great political ambition, seeing that all opposition was quixotic, might so manoeuvre as to place himself in a position of influence, and gain a limited freedom to act according to his own prindples, or, at any rate, to contribute effectively to the progressive aspects of Stalin's policy. If he was, like Malenkov, young enough to survive Stalin, such a man could even hope that one day he would be able to use his influence to undo some of the things done under Stalin, and perhaps even to bring back to the Soviet State the humane socialist spirit of its early days. There was in the Stalinist lingo a special term for such men: dvurushniki, the double-faced. Was Malenkov perhaps a dvurushnik?
This may be too charitable an interpretation of his behaviour under Stalin. It is more probable that until very late in the day he had no mental reservations at all, and that he was indeed, as the world had known him, the most devoted and fanatical of Stalin's assistants. All the more remarkable would his conduct then appear after Stalin's death, for it would underline the fact that Russia's urge to shake off the worst of Stalinism had become so strong that it compelled Stalin's arch-devotee to become the liquidator of the Stalin era.
An analogy to this situation may be found in what happened in Russia during the last years of the reign of Nicholas I, the Iron Tsar (1825-55), and during the first years of his successor Alexander II (1855-81).
Nicholas I was the most tyrannical of the Tsars of the nineteenth century. The last period of his reign, writes an historian of Russia, ‘was one of complete suffocation’. The universities were placed under the strictest police surveillance. The teaching of some subjects was completely forbidden. Philosophy could be taught only as part of Divinity. Even the most loyal Slavophiles were savagely persecuted. Newspapers were forbidden to report new inventions until it was officially declared that they were useful. A special commission examined all music to ensure that no conspiratorial code was concealed in it. The censorship banned expressions like ‘forces of nature’ or ‘the movement of ideas’. But the greatest crime of all was to discuss the main social problem agitating Russia — the peasants' serfdom. The Tsar was determined to preserve serfdom intact.
Under Nicholas I ‘hypocrisy permeated Russian society from top to bottom’, writes another historian. The Tsar set the example. When a Siberian governor proposed capital punishment for a gang of criminals, the Tsar commented on the governor's report: ‘The death penalty has been, thank God, abolished in Russia; and it is not for me to restore it. Let every one of the bandits be given 12,000 lashes.’ (The strongest man could not survive more than 3,000 strokes.) All affairs of State were wrapped in deep secrecy. The budget was never published; only the Tsar and a few Ministers knew its contents. It was a grave offence for any official to divulge even the most trivial fact. Herzen was banished from Petersburg because in a letter to his father he described an incident in the street in which a policeman killed a passer-by. ‘It was this hypocrisy… which made the reign of Nicholas I peculiarly oppressive… When Nicholas died even his closest collaborators realized the necessity for a change.’ But to the end the Tsar repeated: ‘My successor may do as he pleases; for myself I cannot change.’
‘My successor may do as he pleases; for myself I cannot change’ might have been Stalin's last dictum as well.
That Alexander II would bring about any change in his father's system of government was as little expected as it was in our day that Malenkov would in any way depart from Stalinism. The new Tsar had been greatly attached and entirely loyal to his father, although it was believed that his tutor had inculcated a more liberal spirit. Alexander shared his father's narrow conservatism and barrack-square tastes. As heir-presumptive he had taken a prominent part in framing the most repressive measures. On several occasions he defended the interests of the serf-owners even more zealously than Nicholas. ‘In the most reactionary period of the reign, after 1848, Alexander was almost prepared to go further than Nicholas.’
Yet no sooner had Alexander ascended the throne than he initiated a series of quasi-liberal reforms and began to prepare for the abolition of serfdom. When the dismayed nobility implored him to keep to his father's ways, Alexander replied: ‘It is better to abolish serfdom from above than to wait till it begins to abolish itself from below.’
No immediate threat of a revolution from below was appnaret, however. There were no effective, articulate centres of opposition capable of leadership in such a revolution. The broad classes of Russian society were not ready for political action: they were prepared to go on living under autocratic rule. Accustomed to leave all political initiative to the Imperial Court, they continued to place all their hopes on the Court. But these hopes were clear and insistent enough to impel the new Tsar on the road of reform. Abolition of serfdom became a national necessity — for under the old system Russia's economic and social life was sinking into a morass of irrationality. The supreme need of the time harnessed to its service the man who as heir presumptive seemed firmly to have set his face against it.
The analogy between the Russia of 1855 and that of 1953 is made here with all necessary reservations and with appreciation of the differences in the social background and in Russia's position in the world. The epoch of Nicholas I was one of economic and social stagnation, although it was also characterized by an intense, largely latent, movement of ideas within a very narrow circle of the intelligentsia. The Stalin epoch was one of unprecedented economic and social progress. Despite the abolition of serfdom, the Russia of Alexander II was also stagnant economically, which is not likely to be the case with Russia after Stalin.
Yet, within limits, the similarities between the two periods are undeniable. By the end of the Stalin era Russian society was so accustomed to leaving all political initiative to its rulers that it had become incapable of independent action. Reform could be initiated only from above, from inside the ruling group. As one analyses Malenkov's first moves, one can almost hear him pleading in the inner circle of the Kremlin: Better to abolish the worst features of Stalinism from above than to wait until they are abolished from below.
Malenkov's government began its work with the solemn assurance that it would preserve the continuity of Stalin's policy, both domestic and foreign.
What substance was there in that assurance?
Stalin's successors are committed to preserve and to develop further the broad lines of his economic and social policies. They are undoubtedly determined to forge ahead with industrialization. They will seek to enhance the collectivist structure of farming. They will adhere to planned economy. In other words, they will pursue the broad objectives of socialism, as understood by the Communist Party.
In these fundamental respects, therefore, their assurances of continuity need to be taken at least as seriously as Stalin's similar assurances after Lenin's death. Early in the Stalin era there still existed the material-economic, if not the political, possibility of a counter-revolution which might have restored capitalism. Private ownership still dominated rural economy and had important foot-holds in urban economy as well. Trotsky accused Stalin of paving the way for such a restoration by furthering the interests of the NEP bourgeoisie and the kulaks. Yet it was Stalin who suppressed both. In present-day Russia there exists no material-economic basis for any sort of restoration. It may be said that it was the broad historical function of Stalinism to bring about this state of affairs. Now, not merely the intentions of Stalin's successors nor even the use of political force, but the force of circumstances guarantees the continuity of the present economic order.
However, this is perhaps the only respect in which Malenkov's assertion of continuity was not hollow. In other respects the beginnings of a break with the Stalin era could be discerned in all the moves made by Malenkov's government in the first month of its existence.[19]
The Stalin cult began to wither as soon as its object had disappeared. Even the funeral orations, made by Malenkov, Beria, and Molotov on March 9th, for all their praise of the dead man, sounded strangely like an anti-climax to the shrill glorification which had surrounded the man while he lived. By the standards of the Stalinist liturgy, with its strict gradations of worship, the funeral eulogies were so subdued and perfunctory that the discerning ear could detect in them a hint almost of blasphemy. Malenkov made far fewer genuflexions than Stalin had made at Lenin's bier; and there was on this occasion no ‘We swear to Thee, Comrade Stalin’. Instead, Malenkov devoted most of his speech to a succinct and sober expose of governmental policy.
Even before this, on March 6th, only a few hours after Stalin's death, a decision was taken which to those familiar with the peculiar symbolism of the Stalin era was in a way more meaningful than a whole series of formal political resolutions. It was decreed that the Lenin Mausoleum, that central shrine of Stalinist Russia, be abolished and that a Pantheon be erected where the remains of Lenin and Stalin would be deposited. This decision was not merely a blow at the primitive magic of Stalinism — it indicated a desire to put an end to the Leader cult and to emphasize in a more civilized and rational manner the collective merits of the party. The decree stated that the Pantheon would receive, together with the coffins of Lenin and Stalin, the ashes of all those leaders and heroes of the revolution who had been interred at the Kremlin Wall in the Red Square and whose names had remained in obscurity during the years of the Stalin cult. Malenkov's government could have made no more expressive gesture before Stalin's body was even carried down into the vault.
Also within a few hours of Stalin's decease a most sweeping reorganization of party and government was announced. The Praesidium of the party, elected with so much flourish only four months earlier, was reduced to about a third of its size. Fourteen Ministries were merged into five (and the merging continued at such a feverish rate that by March I5th forty-five Ministries had been reduced to fourteen).
In the distribution of offices some members of the Old Stalin Guard, Molotov and Shvernik, suffered veiled or open demotion, while others, Voroshilov and Kaganovich, who had been semi-eclipsed during Stalin's last years, gained promotion. In addition, Marshal Zhukov, the conqueror of Berlin, whom Stalin had kept in obscurity since 1946, was brought back as Deputy Minister of Defence.
A curious change took place in the Presidency of the Republic. Shvernik, Chairman of the Supreme Soviet and titular Head of State, and Gorkin, Secretary of the Supreme Soviet, were ‘recommended’ for dismissal or demotion; and Marshal Voroshilov was ‘recommended’ for the post of the new Head of State. Malenkov, as Prime Minister, was flanked by four Deputies: Beria, the head of the now merged Ministries of Internal Affairs and State Security; Molotov, Minister of Foreign Affairs; Marshal Bulganin, Minister of Defence; and Kaganovich, controller of all economic departments.
Events soon began to show the meaning of these changes. Their purpose was to concentrate power and control in the ruling group; but they also reflected a tug-of-war inside that group.
The swift and radical reshuffling of the leading personnel in party and government was officially explained on the ground that it was designed to assert unity of leadership and continuity of policy. At the March session of the Supreme Soviet Malenkov claimed that the merger of the Ministries had been planned long before in agreement with Stalin. He made no such claim, however, about the reorganization of the party leadership and the changes in the Presidency of the Republic.
Yet the structure of party leadership, as Malenkov found it on his accession, was generally believed to have been the proud work of Stalin himself, carried out in the last months of his life. On the eve of Malenkov's appointment, it was still hailed as a great feat beneficial to the party and conducive to a further increase in its strength and cohesiveness. The sudden undoing of that ‘feat’ suggested that Stalin's successors were throwing overboard his ideas on party organization.
Even more puzzling, in a way, was the change in the Presidency. Under the Soviet Constitution, the titular Head of State acts only as the Chairman of a collective body, called the Praesidium of the Supreme Soviet; he does not usually exercise great political influence. But in an interregnum, such as followed Stalin's death, his position is crucial, at least momentarily. According to constitutional usage, Shvernik and Gorkin, the Chairman and the Secretary of the Praesidium, should have put their signatures to the decree appointing Malenkov as Prime Minister and authorizing the other changes in the government. Yet the decree appeared under the anonymous collective signature of the Praesidium; and both Shvernik and Gorkin were demoted.
The signs of the demotion were unmistakable. At Stalin's funeral Shvernik could be seen only behind the far end of the group of leaders assembled at the Lenin Mausoleum. Yet nominally he was still President of the Republic since the instalment of Voroshilov was not to take place until a week later, at the session of the Supreme Soviet of March I5th. At that session Khrushchev introduced Voroshilov on behalf of the party with an eloquent eulogy, extolling the great merits and qualities which made the Marshal a most suitable candidate for the Presidency. Not a single kind word was said about the departing holder of the office — his services did not receive even the most perfunctory acknowledgment. Shvernik was voted out of the Presidency in icy silence.
It is difficult to believe that all this was a matter of chance; and that barely a few hours after Stalin's demise Shvernik had to leave the Presidency simply in order to become Chairman of the Trade Unions Council, as was officially announced. Was it perhaps that during the brief interregnum, Shvernik and Gorkin tried to use their constitutional prerogatives against Malenkov or against the sweeping overhaul of the ruling group? And that this was the real reason for their demotion?
Whichever is true, these changes were hardly calculated to lend support to the professions of continuity. Their cumulative effect may well have been to create a feeling that there was a strong, self-assured, new hand at the helm; but they also suggested that the statements about continuity need not be taken literally. Indeed, they provoked a sense of discontinuity and uncertainty among the Soviet hierarchy — and in public opinion as well. At the very moment of his accession Malenkov appeared to have carried out a triple coup — in the party, in the government, and in the Presidency. It was only natural that people should wonder about its implications.
About the time of Stalin's death — this much is obvious now — the reformers and the die-hard supporters of Stalinism were arrayed against one another. Through the changes in the party, the government, and the Presidency, the reformers strove to gain the upper hand.
At this point we pass from the analysis of basic trends in Soviet society to a view of the mechanics of political power.
The two material instruments of power on which the regime relied in the past were: police and army. Both were controlled by the party, but each naturally had its distinctive outlook, its sectional interests, its policies and ambitions. The attitude of the army will be discussed later — here we are concerned with the part of the political police in the new situation.
The political police would not be true to character if it did not view with apprehension and suspicion any attempt to liberalize the regime. It has a vested interest in preserving the status quo. It has its spokesmen in the leading bodies of the party; and these must have warned the reformers that the experiments envisaged were dangerous and fraught with incalculable consequences. (Such Court struggles between gendarmes and semiliberal reformers are not unusual in autocratic regimes; and in Russia they have recurred at every major political crisis.)
This is not to say that in the inner councils of the party Beria necessarily represented the ‘anti-liberal’ attitude of the police. He was called in by Stalin in 1939 to take over from Yezhov the direction of the N.K.V.D., to wind up the great purges and tame the political police whom Stalin himself had previously encouraged to run amok. Rightly or wrongly, Beria gained the reputation of being one of the more moderate and educated men in Stalin's entourage. As Minister of Internal Affairs he does not seem to have exercised direct control over the political police in recent years. The latter was managed by the Minister of State Security, and its last chief, Ignatiev, was responsible among other things for concocting the ‘doctors' plot’.
The political police could hardly have been alone in its opposition to reform. Almost certainly it had its allies among Stalin's Old Guard, which was, and perhaps still is, divided on this issue. From conviction or from personal resentment at Malenkov's ascendancy, Molotov certainly looked askance at Malenkov's liberal gestures. The demoted Shvernik has for long been Molotov's close associate; he headed the trade unions at the time when the unions helped to enforce a state of martial law in industry. By elevating Voroshilov to the Presidency and Kaganovich to the post of Vice-Premier responsible for the conduct of economic affairs, Malenkov evidently set two members of the Old Guard against Molotov and Shvernik.
Malenkov's first preoccupation was to keep the political police in check and to prevent its interference with contemplated reforms. As early as March 6th he merged the Ministry of State Security with that of Internal Affairs and placed Beria at the head of the united department. Ignatiev, the last Minister of State Security, was transferred to the Secretariat of the Party a week later, on March I4th. In the light of subsequent events this appointment appears to have been calculated to confound the die-hards in the political police. They were evidently led to believe that as one of the five new Party Secretaries Ignatiev would be able to counteract effectively the reformist trend. In the meantime Beria acted, opened the dossiers of the former Ministry of State Security, and investigated the background to the ‘doctors' plot’.
At the same session of the Central Committee at which Ignatiev was assigned to the General Secretariat of the Party, Malenkov resigned from it. If we are to believe the official account, Malenkov himself asked to be relieved from the Secretariat in order to be able to devote his undivided attention to government affairs. It is possible, of course, that Malenkov did not weaken his position by surrendering his post at the Secretariat. The Secretariat may not be as important to him as it once was to Stalin: unlike Stalin, Malenkov was able to place his supporters at all the levers of the party machine long before his assumption of power. Alternatively, Malenkov may have withdrawn from the Secretariat under pressure from opponents who were jealous of his holding all the highest offices in both party and State. What indicates that there was friction and bargaining on this point is the circumstance that Malenkov's resignation, allegedly decided on March I4th, was not announced until a week later, on March 21st.
The adherents of reform scored their first signal success with the announcement of an amnesty on March 28th. The amnesty may have been the result of a compromise. But the terms in which it was presented and, even more, the motives given for it appear to have been designed to disgrace the political police and — by implicaition — the dead Stalin.
‘Vigilance!’ had been the time-honoured battle cry of the political police. The argument for vigilance had run: Although socialism was triumphant in the Soviet Union and the old property-owning classes had vanished, the class struggle continued unabated; the very progress of socialism was driving foreign and domestic enemies to extremes of sabotage, treachery, and terrorism.
The reformers did not, of course, deny the need for vigilance; but they placed the emphasis on the strength and consolidation of the Soviet regime, and on the growing socialist maturity of the people, which made a more lenient policy both possible and necessary.
These shifts of emphasis were reflected even in the Soviet Press. Some writers argued: Yes, we are stronger, but the need for vigilance is greater than ever. Others reversed the argument: Yes, we need vigilance, but we are stronger than ever.
We are stronger than ever and therefore we can afford leniency — said the preamble to the decree of amnesty, without so much as a mention of ‘vigilance’.
The terms of the amnesty were remarkable in many respects.
For the first time the government officially told the world that there had been in the prisons and concentration camps mothers with children, pregnant women, sick and old people, and boys and girls under eighteen.
All convicts of these categories were released, regardless of the nature of their offence and the terms of their sentence. All other convicts sentenced to less than five years also regained freedom. The sentences of those serving more than five years were reduced by half. The excluded were counter-revolutionaries, embezzlers of very large sums, and bandits guilty of murder. The amnesty applied to military as well as civilian convicts. All prosecutions for offences covered by the decree immediately ceased.
Perhaps the most striking feature of the amnesty was that it restored civil rights to all those released under its terms, and also to those who had served their sentences and had been released before the amnesty. Thus the old principle ‘once a criminal always a criminal’, a principle by which no Soviet citizen who had once been in the hands of the political police could ever again become a free man, was abandoned.
The decree left one point vague: it did not define who were the counter-revolutionaries excluded from pardon. All the same, the amnesty must have resulted in the closing down of many or most of the concentration camps. Among the inmates of those camps the majority were people sentenced to not more than five years; and in recent times very few seem to have been convicted for counter-revolution. But hitherto the terms of a sentence had often been meaningless: after the lapse of five years, the political police could ‘administratively’ detain the convict for a further term. The amnesty apparently also put an end to this barbarous practice.
The deeper moral implications of the act were most significant. In the hearing of the whole of Russia and of the world Malenkov's government said in effect to the released prisoners:
‘You have suffered innocently, you pregnant women, you mothers and children, you boys and girls under eighteen, you the old and the sick, and all the rest of you!
It was Stalin who needlessly kept you behind bars and barbed wire, and who deprived you of civil rights.
We have no need for such barbarity. We are releasing you. Remember to whom you owe your freedom.’
Perhaps Malenkov and his associates did not want to intimate as much as that. Perhaps they only sought to gain popularity. But this is how Russia was bound to understand the message of the amnesty. No more telling blow could be dealt to the Stalin cult.
To underline the fact that a new era was being inaugurated, the decree of amnesty also foreshadowed a revision of the criminal codes. True, there had been talk of this even while Stalin was still alive. But it had never been made clear in what spirit the revision was to be carried out. Evidently this too was a bone of contention between the reformers and their adversaries.
The decree of March 28th stated that the new codes would abolish criminal responsibility for minor offences committed by officials, industrial managers, workers, and collective farmers. They would also reduce punishment for a variety of other offences. Thus a promise was made to abolish or soften the harsh martial discipline that had prevailed in factories and collective farms during nearly two decades. This was no mere gesture of magnanimity on the part of a new government seeking popularity. The reform would be in line with the new outlook of the Soviet economy which no longer requires that millions of uprooted and illiterate peasants be forcibly trained in the industrial way of life. The old discipline that furthered Russia's economic development at one time has now become an obstacle to it.
Altogether the implications of the decree of March 28th were so far-reaching as to permit us to describe that day as the birth date of a new regime.
Another week had scarcely passed before, on April 3rd and 4th, the political police was subjected to devastating humiliation. Its latest feat of vigilance, the ‘discovery’ of the ‘doctors' plot’, was exposed before Russia and the whole world as a criminal fraud. A certain Riumin, chief of the Investigation Department in the former Ministry of State Security, was named as the official responsible for the concoction. He was arrested. A woman informer, Doctor Timashuk, who had helped to arraign the Kremlin physicians and had been awarded for this the Order of Lenin and been celebrated as a national heroine, was deprived of the Order and disgraced.
Three days later, on April 6th, Ignatiev, the former Minister of State Security, so recently elected to the General Secretariat of the Party, was dismissed with ignominy from his new post. At the same time the government firmly disavowed the campaign of anti-Semitic insinuation and incitement which had been waged since the alleged discovery of the doctors' conspiracy.
If this had been all, the event would have been startling, but it would not necessarily have signified a dramatic break with the Stalin era. Under Stalin too, Russia had seen chiefs of the G.P.U. or N.K.V.D., masters of life and death, suddenly dismissed in disgrace. One of them, Yagoda, was even tried and executed as a ‘traitor’ and ‘enemy of the people’. But such occurrences were merely incidents in the great purges; and we now know that Yagoda was victimized because he had shown himself reluctant and half-hearted in arraigning the old Bolsheviks. Up to 1939 the political police was purged only in order to force it to intensify the purges. This was obviously not the motive behind the dismissal of Ignatiev and Riumin. The political police was now ‘purged’ in order to prevent it from starting a new series of frame-ups.
This was shown clearly by the manner in which the Kremlin physicians were rehabilitated. The government declared that the political police had extorted the evidence against them ‘by methods which were inadmissible and strictly forbidden by Soviet law’. In other words, the police had forced the doctors to make confessions in line with those that had figured so strangely and prominently in every purge trial and invariably had provided the only ‘evidence’ for the prosecution.
It should be pointed out that in 1939, when Beria was winding up the purges, many of the victims were also released and even rehabilitated. This was done on the ground that the accusations had been ‘based on a deplorable misunderstanding’ — these words became a routine formula at the time. Never during the Stalin era was the political police charged with illegal extortion of evidence. Never was the secret of the ‘confessions’ officially and publicly exposed.
It was on those ‘confessions’ that the omnipotence of the police rested. Their regularity, their inevitability, and their nightmarish character had invested the political police with a mysterious power, a basilisk look, which no Soviet citizen could hope to withstand or elude. No matter how innocent he might be of the crimes attributed to him, the citizen knew that he was helpless and would not be allowed to prove his innocence. Subjected to ceaseless day-and-night ‘interrogation’ over weeks and months he was sure to reach the limits of endurance, to collapse and confess, and thus supply his persecutors with the ‘evidence’ they needed. In recent years this technique was not frequently applied in Russia, although it was readily exported to Czechoslovakia, Hungary, and Bulgaria. But as long as the technique was not officially and publicly exposed the mainspring of the machinery of terror remained intact.
At that mainspring Malenkov's government struck a telling blow when it ordered the arrest of the officials who had been in charge of the investigation into the ‘doctors' plot’, and when it publicly exposed the criminal manner in which they had extorted their ‘evidence’.
Officials who had the extraction of ‘confessions’ on their conscience must have read with a shudder the communique about the release of the Kremlin physicians. The shudder must have been felt in every dark office of the political police throughout Russia. Every man, high and low, in the service must have wondered whether, if he ever again tried to extort confessions, he would not be made to pay for it with his head or at least his freedom. The masters of terror were themselves terrified, and the mass of the Soviet people must have been thrilled by the mere thought that henceforth they might be free to defend their rights against their persecutors. Malenkov's government explicitly assured them of this.
It was as if a long, severe, cruel political winter was over, a Siberian winter which had lasted for more than two decades. Spring was in the air; and, politically, the whole of Russia seemed to be clearing the snow from her doorsteps in those memorable April days.
Great historical changes in the climate of a country sometimes show themselves more directly in ordinary scenes of daily life than in the official documents, public statements and pompous editorials, from which an unimaginative historian will one day construe a dead picture of those days. The official documents and even — who would have supposed it? — the editorials of Pravda made exciting reading. But they conveyed little in comparison, for instance, with this description of a seemingly trivial street incident given by Mr. Knudson, one of a group of American journalists who visited Moscow early in April.
‘To the amazement of Western nationals in Moscow and the Russians themselves, the Americans were allowed to use their cameras freely.’ Under the Stalinist obsession with secrecy this was unthinkable. Yet the ban on the use of cameras was not rescinded. Mr. Knudson himself was stopped in Moscow by a policeman when he was taking photographs and was asked to produce his passport. ‘I left my passport at the hotel, and as the policeman tried to talk to me in Russian a large crowd gathered. One of the Russians was a woman who spoke English. I told her I was one of the visiting newspaper men. "Let him go. He is an American,” she told the policeman. And he did.’ (The Manchester Guardian, 10 April 1953.)
This little scene in which a policeman, disregarding his standing orders and instructions, did what a woman from the crowd told him to do, sums up the new mood.
But can Malenkov's government afford to destroy the mainspring of the terror? Dare he throw out of gear the whole machinery of terror?
Malenkov almost certainly intends to tame rather than to undo the political police. It is always difficult and dangerous for any dictatorial regime to try to liberalize itself. Popular grievances pent up in previous years may be so intense and bitter that, once the floodgates are thrown open, the grievances may overflow and threaten all groups associated with the previous regime, including the reformers.
The reformers may then take fright, shrink from the consequences of their own liberal gestures, and surrender to the adherents of the terror.
Up to the middle of April 1953 no sign of such a development had become visible. However, popular reaction against the old terror may assume a less direct, less political character. It may show itself in a spontaneous slackening of social discipline, in particular of labour discipline; a slackening which could disturb the national economy and the rhythm of its work. The government might then feel tempted, or be driven, to curtail the freedoms it had just granted. An inclination to show the strong arm once again would not be surprising in men trained in the Stalin school of government. Malenkov and his associates are still half sub-merged in their Stalinist past even though they attempt to escape from it.
Nor is it certain that Malenkov's government is quite aware of the far-reaching implications of its own deeds.
Under the amnesty civil rights have been restored to the survivors of the great purges. They may be a mere handful, but they will speak of their experiences and record them. Some may even take courage and ask for an open and formal revision of their cases. Whether they do so or not, history has in any case already begun a great revision of the purge trials. Russia's mind has been set in motion. When the people are told that the political police trumped up charges and forced defendants to confess imaginary crimes, disturbing questions must begin to stir in many minds:
Was the case of the Kremlin doctors exceptional? Were the previous trials not also based on frame-ups? Were Zinoviev, Kamenev, Bukharin, Radek, Tukhachevsky, Rykov, and so many other former heroes of the revolution really guilty of the crimes attributed to them? Were they spies, terrorists, traitors? Or did they die as martyrs? Should not perhaps their ashes too be interred in the Pantheon? Should not the remains of Trotsky be brought back from remote Mexico and laid to rest there? Should not the archives be thrown open to reveal the whole inner story of the past and fix the responsibility for its horrors?
Such doubts will now inevitably, though perhaps slowly, invade the minds of the intelligentsia and the workers.
Malenkov's government may be anxious to put an end to the misdeeds of the political police and to restore the constitutional rights of the people. But it also has a vested interest in preventing or delaying a historic revision of the old purges. It wishes to manage the present more rationally, but it can have no desire to throw a rational light on the past, in which all its members were implicated, some more and others less. (Vyshinsky, the chief prosecutor in all purge trials and the detestable author of the worst frame-ups, still represents Malenkov's government at the United Nations.)
It is even doubtful whether the government can afford to give a fair trial to the officials charged with fabricating the ‘doctors' plot’. Such a trial might lead to most embarrassing revelations. The defendants might plead mitigating circumstances and point to accomplices and instigators higher up. They might try to explain a few curious details of the fabrication and wittingly or unwittingly bring to light deeper cleavages in the State which have perhaps not yet been overcome.
If, to avoid such embarrassing consequences, the trial were to be staged in the familiar style, with set speeches and confessions, then its result would be merely to make scapegoats of a few officials, to reduce to a mockery Malenkov's assurances about the new era of constitutional rights, and to restore the arbitrary powers of the political police. It would therefore not be surprising if, to escape the dilemma, the government either avoided a public trial altogether or under some pretext delayed it indefinitely.
In any case it is still possible that a new gust of cold Siberian wind will nip the first shoots of reform, and that the hopeful opening of a new era will be followed by disillusionment.
Once again the phantoms of 1855 and 1861 may return to the Russian scene.
When Alexander II initiated the ‘liberal era’ even the most extreme opponents of Tsardom acclaimed him with enthusiasm. Herzen and Chernyshevsky, the two leaders of radical and revolutionary opinion, hailed the Emancipator. The new era was no mere wishful dream. Russian peasants were serfs no longer. Censorship practically ceased, although it was not formally abolished. Restrictions on the freedom of movement of Russian subjects, especially the ban on travelling abroad which had been enforced by Nicholas I, were declared null and void. Every kind of official abuse was exposed, and the old reactionary civil cervice was disgraced. In one of his first proclamations Alexander stated in words not very different from those that Malenkov has now used: ‘May Russia's internal welfare be established and perfected; may justice and mercy reign in her Law Courts.’
But the system of government remained autocratic, and presently Alexander found that the leaders of opinion demanded more freedom than he was prepared to grant. He began to hesitate and to retrace his steps. And as he attempted to reimpose despotism he aroused poignant disillusionment. Chernyshevsky was convicted to hard labour and deported. Even before that Herzen had become doubtful. On the evening in 1861 when he invited friends to his London home to celebrate the emancipation of the Russian peasants, he learned about the bloody suppression of Polish demonstrations. He raised his glass to drink the Tsar's health, but interrupted himself to say: ‘Friends, our day of rejoicing is darkened by unexpected news: blood is flowing in Warsaw.’
How far is Malenkov prepared to go on the road of reform?
The members of the ruling group can hardly see eye to eye on this issue. There are among them the men of Stalin's Old Guard who were prominently associated with the terror of previous years; and there are also the representatives of the younger generation who are freer to promote reform. But to carry out a complete revision of the Stalin era men may be needed even younger than those for whom Malenkov speaks, men with no stake at all in Stalinist orthodoxy.
IN his first Statement as Prime Minister, Malenkov said:
‘The most correct, indispensable, and just foreign policy is a policy of peace between all peoples, a policy of mutual confidence, business-like, based on facts, and confirmed by facts.’
Malenkov's words were an implicit criticism of Stalin's conduct of foreign affairs, although the criticism applied to the manner rather than the matter of Stalinist diplomacy.
Stalin's foreign policy was bogged down in the irrationalism of the cult and the magic. His diplomacy did not lack a peculiar realism and shrewdness; but it was incapable of facing facts. It was obsessed with prestige. Nothing could be allowed to detract from the greatness and infallibility of the Father of the Peoples. Every Soviet success had to be fantastically exaggerated; every reverse had to be dressed up as a success. Not only propagandists, but also ambassadors and diplomatic spokesmen had to conform to this style. Consequently the hypocrisy which permeated domestic policy affected foreign policy also; and this hypocrisy accounted for the bizarre unreality and rigidity in Stalinist diplomacy.
To be sure, in critical situations Stalin carried out sharp reversals of policy which gave the impression of great flexibility. But the need for these sudden and sharp reversals sprang also from rigidity. Quick perception of shifts in international alignments, the subtle nuance and manoeuvre, the gradual transition from one policy to another — all these were beyond Stalin's diplomacy. Instructed to pursue a certain line of conduct, Soviet Foreign Ministers followed their instructions to the point of absurdity, until Stalin himself suddenly stopped them and ordered them to turn in the opposite direction.
At home a quotation from Stalin was supposed to resolve any doubt on any subject. Therefore the final and decisive argument produced by Vyshinsky, Malik, and Gromyko before hostile or indifferent foreign audiences was also the sacred quotation from Stalin. Even when they had a strong case to make they most often wrecked it through unbusiness-like presentation. They had to repeat ad nauseam the same abuses or protestations of friendship, regardless of the situation.
Stalinist propaganda usually vaunted the agility of Soviet diplomacy in exploiting ‘the contradictions in the enemy camp’; and anti-Stalinists believed in this and feared it. In fact, Stalin's diplomacy frequently acted as if it were desperately anxious to eliminate all those ‘contradictions in the bourgeois camp’: it semed bent on uniting adversaries and on turning neutrals into adversaries. If it, nevertheless, benefited from divisions in the anti-communist world, this was due to the inherent force of those divisions.
Malenkov's first preoccupation was to free Soviet foreign policy from its irrational Byzantinism and to make it more worldly and subtle. A peace policy ‘based on facts’ required that Soviet diplomacy relax its inflexible attitudes and postures. Such a policy could not be pursued by means of constant repetition of cliches dictated by requirements of domestic orthodoxy but utterly ineffective or even incomprehensible when produced at an international forum.
Almost immediately after Stalin's funeral, the style of Soviet diplomacy became more civilized and sober. Less obsessed with prestige than its predecessor, Malenkov's
government proceeded to free itself from some of the rigid commitments it had inherited. It dealt in a conciliatory spirit with incidents in the ‘air corridor’ from Western Germany to Berlin. It offered its services in repatriating British and French civilian prisoners from Korea. It ceased to obstruct the election of a new General Secretary of the United Nations. In these gestures of conciliation there was no surrender of any vital Soviet interest. But even if only gestures, they contrasted refreshingly with the ceaseless mutual mud-slinging of the cold war.
Soon afterwards, on March 28th, the Chinese and North Koreans — under Soviet inspiration — made new proposals for armistice negotiations in Korea. The previous protracted negotiations had reached a deadlock over one point: the repatriation of prisoners of war. With Soviet support, the North Koreans and Chinese had insisted on the unconditional repatriation of all their prisoners. Now they announced that they were willing to abandon that demand.
The new Soviet attitude over the Korean war was no mere change in diplomatic style — it foreshadowed a new policy.
It is evident that during Stalin's last years the ruling circles were divided over foreign policy at least as much as over domestic affairs. This division was not very different from that familiar in other countries. One faction was anxious to seek conciliation with the West, another refused to countenance ‘appeasement’. There is no need to have recourse to guesswork in order to reconstruct the broad outlines of the disagreement — Stalin himself provided the clue in his much discussed Bolshevik article on the eve of the Nineteenth Party Congress.
The disagreement was logically premissed on two opposite views about the prospects of war and peace.
One group held that war between a united capitalist world and the communist bloc was ‘inevitable’; and that it was probably inevitable in the near future. The other group took the view that accommodation between the two camps was still possible and even probable, despite mounting tension.
This controversy directly affected the Soviet attitude over Germany and Korea, the two main storm centres of world politics.
The opponents of ‘appeasement’ refused to consider any compromise with the West over Germany and Austria. They refused, in the first instance, to contemplate the prospect of a Soviet military withdrawal from Central Europe. If, as they held, a new world war was inevitable and near, then it was obviously in the Soviet interest to hold on to all advanced strategic outposts on the Elbe and the Danube. These outposts were equally vital in offensive and defensive operational plans. They could be used as jumping-off grounds for an advance into Western Europe; and they could serve as shock absorbers in case of a Western attack. From this viewpoint, Moscow was interested in preserving the status quo, in keeping Germany divided until the outbreak of war, and in completely integrating Eastern Germany in the Soviet bloc. All talk about Germany's unification was empty propaganda.
The conciliators recognized, of course, the advantage of holding Eastern Germany. But almost certainly they argued that if Russia could buy peace and a long breathing spell at the price of a withdrawal from Germany and Austria, she ought to pay that price. Germany's reunification should be the major aim of Soviet policy, not a propaganda stunt. Reunification might entail the loss of the communist regime in Eastern Germany. But Soviet Russia had more than once sold space to buy time, and she could do so again. Even from the conciliators’ viewpoint, however, this concession to the West should be made only if, as a counterpart, the Western powers also agreed to withdraw their forces from Germany. A neutral Germany would be a useful buffer between East and West; but it was for Russia a matter of only secondary importance whether Germany freed from oecupation would be neutral or remain a member of the European Defence Community. The edge of the European Defence Community would be blunted anyhow, and after the occupation armies had withdrawn a prolonged international detente could be expected.
The controversy affected Korea similarly. In the view of those who held world war to be inevitable and near, it was in the Soviet interest to prolong the fighting in Korea, to pin down as high a proportion as possible of American military power, and so to obstruct the building up in Europe of the military effectives and reserves of the Atlantic bloc. From the ‘appeasers'’ viewpoint the risks of prolonging the fighting were prohibitive. The Korean war provided a powerful stimulus to Western re-armament and the belligerent mood in the West; and it was more important for Russia to stop the armament race in time than to pin down American forces in the Far East.
This conflict of views was very close to the surface of Soviet foreign policy in recent years. Stalin personally placed on record his view that war between the communist and anti-communist blocs was neither ‘inevitable’ nor even probable. He agreed with the ‘appeasers'’ premiss but did not draw all the inferences from it. Acting, as usually, as supreme arbiter of the opposing factions, he avoided an explicit and final refutation of the views of either and delayed the ultimate decision until a critical moment.
In this way, Stalin imposed a stalemate on the two hostile factions and Soviet policy was the resultant of their conflicting views. This accounts for its peculiar indecisiveness and lack of direction. Geared neither to war nor to peace, the policy tried to pursue simultaneously the objectives of both. Nearly all Soviet diplomatic documents and pronouncements of recent years were a patchwork of contradictory formulae; and it is easy to distinguish those designed to meet the views of the conciliators from those calculated to satisfy their opponents. Thus, Stalin's diplomacy repeatedly proposed the withdrawal of occupation armies from Germany; but it always appended conditions which from the start made the proposals unacceptable to the Western powers. Similarly, Moscow took the initiative for armistice negotiations in Korea, allowed all controversial issues to be settled, but produced a ‘hitch’ over the last point on the agenda. The conciliators in the Kremlin saw the stage set for an armistice; and their opponents were satisfied that a cease fire would not be sounded.
Who were the conciliators and who were their opponents?
According to Titoist sources, Malenkov headed the so-called peace party. He had been opposed to the blockade of Berlin in 1948; and he had repeatedly urged Stalin to adopt a milder foreign policy. He was probably supported by most of those who openly or tacitly favoured domestic reform, because an easing of international tension was, and still is, an essential condition for the success of domestic reform.
While in domestic policy Malenkov had to fight the die-hards of the security police, in foreign policy he had to contend with the opposition of influential army leaders. In Russia, as elsewhere, Chiefs of Staffs and prospective commanders are concerned mainly with their operational plans. They survey mentally the future battlefields, inspect the outposts and ramparts; and they are reluctant to give up any of these. In their eyes a conciliatory policy which would necessitate the withdrawal of Soviet troops from the Elbe and the Danube and allow American armed forces to disengage themselves from Korea was too dangerous to contemplate.
Conceptions of foreign policy were thus mixed up with the pros and cons of domestic reform; and both foreign and domestic aspects were equally important in the last incident of the struggle before Stalin's death, the ‘doctors' plot’.
The alleged discovery of the conspiracy in the Kremlin was designed to make domestic reform impossible. It was also calculated to inflict a blow at ‘appeasement’. Its purpose was to create an atmosphere of war-like fever and nationalist hysteria, and to cut off the communist bloc from any contact with the West. In such a mood the ‘alien’, the citizen suspected of ‘divided loyalties’, is naturally regarded as the worst ‘security risk’, to use a current expression. And who could be a worse ‘security risk’ than the Jew with Zionist sympathies or the ‘rootless cosmopolitan’ whose brothers or cousins lived in the West?
There is circumstantial evidence that alongside officials of the political police some army leaders were also involved in the case of the doctors' plot. In that affair both scored a dramatic but indecisive success. Between the middle of January, when the tale about the Kremlin physicians was first published, and March, there were several indications that the struggle continued unabated behind the scenes. At the height of the anti-Jewish campaign two spectacular ceremonies were staged to honour two Jews. Mekhlis, former chief political commissar of the army, who had just died, was given an elaborate State funeral quite out of proportion to his official importance. Ilya Ehrenburg, the writer, was honoured with a high award and used the occasion to argue in public against racial discrimination. Pravda fully reported his speech, which it would hardly have done without orders from above.
At this stage Stalin may have been too ill to intervene, or else he kept himself au dessus de la melee and allowed the leaders of the opposing factions to do as they liked.
From Moscow the struggle had already spread to the provinces, and also abroad — to Prague, Warsaw, Budapest, and Bucharest. The two factions competed for control over the administrations of the satellite countries. This fact produced a curious diversity in the regimes of those countries and the methods employed by their Communist Parties.
The most striking contrast was between the Czech and the Polish scenes. In the Czech party a complete upheaval was carried out with lightning speed in 1952. Slansky, Clementis, and other prominent leaders were demoted and after only a few months executed as traitors, Zionists, Trotskyists, and foreign spies. The Slansky trial was a prelude to the spectacle that was to be enacted in Moscow; in both places the same hand pulled the wires. In Poland, Gomulka and his associates had been charged with ‘nationalist deviation’ as long ago as 1948. Yet for nearly five years no purge trial was staged. No accusation of terrorism, sabotage, or foreign espionage was added to the not unfounded charge of nationalism levelled against Gomulka. Nor has any other purge trial modelled on the Stalinist pattern taken place in Poland so far. Poland and possibly Rumania were obviously aligned with the conciliators and reformers in Moscow, while Czechoslovakia was swayed by their opponents, and in Hungary the two factions held each other in check. This state of affairs could last only as long as the struggle had not been resolved in Moscow.
On March 5th and 6th the ‘peace party’, led by Malenkov, carried out its coup, placed itself in power, and at once intimated its desire for an improvement in Russia's relations with the West.
The first moves which Malenkov's government made in this direction were relatively easy to take. The Soviet diplomatic envoys were instructed to speak softly. So were the Soviet newspapers. The Chinese and North Koreans were promptly persuaded to prepare for the winding up of the Korean war. Overnight they dropped their previous objection to ‘voluntary repatriation’ of prisoners of war, the objection on which the armistice negotiations had foundered.
These first moves made their impression in the West. But the real test of the new policy was, and at the time of writing is still, to come. Has the conflict between East and West not been allowed to drift too far to make a genuine easing of tension and conciliation extremely difficult or even impossible? Soft words are certainly not enough. The aggressive language in which East and West have spoken to one another aggravated the international tension, but it was not its major cause. A cease fire in Korea may bring about an improvement; but by itself it cannot solve the conflict of interests that led to the Korean war. Beyond Korea there remain the grave issues of control over armaments and of Germany and Austria. Over all these questions Russia and the Atlantic powers failed to find a common meeting ground during many years. Will they be able to find it now?
The domestic reforms already initiated in Russia strongly suggest that the new government is anxious to call a halt to the armament race. A Soviet regime freer than Stalin's needs for its survival firm popular support. It must therefore strive to raise the national standard of living; it must off er more butter and fewer guns.
Hitherto mutual fear and suspicion have dominated every debate on disarmament. The Western powers were apprehensive of Russia's superiority in ‘conventional’ arms; while Russia feared American superiority in atomic and other ‘unconventional’ weapons. Each camp hoped to redress the balance in its favour, Russia by accumulating a pile of atom bombs, and the United States by building up the armies of the Atlantic Alliance.
Of late there has been a feeling in each camp that it may not be able to ‘redress the balance’. It is not known whether Russia's rulers had hoped to attain parity in atomic weapons with the United States in the foreseeable future. If so, recent American progress in that field must have caused sober reflection in the Kremlin. On the other hand, it has become apparent that the Atlantic powers had taken far too optimistic a view of their ability to raise joint armies which could counterbalance the armed strength of the Russian bloc in Europe and Asia. The armament race has reached a point at which each of the chief participants has reason to wonder whether he has much chance of winning.
Yet, while the results of the race so far may not have favoured either side, neither has seemed able to stop it. Each bloc would like the other to reduce its strength in those fields where it is superior. Russia has clamoured for the destruction of the atom bombs and for a ban on their use. The Western powers have demanded that Russia should first reduce her vast standing armies. Each side has been wondering just how great the other's superiority is. The West has pressed Russia to reveal the size of her armies; and Russia has asked about the size of the American stock of atomic weapons. Both have closely guarded their secrets and refused to divulge them, unless the other side sets the example first. And even if one side were to disclose its strength, the other would refuse to believe the truth of the disclosure, unless it was allowed to check it on the spot. Thus every debate has invariably led back to the question of ‘international supervision and control’.
The history of this century is strewn with the wreckage of international conventions on disarmament; and it is extremely difficult to believe in the efficacy of new conventions. But it is possible that now, when Russia is moving away from the Stalin era, some of the old obstacles to agreement may vanish. As Russian obsession with secrecy lessens, a degree of conventional international supervision of armaments may become feasible. There has always been ground for the suspicion that what Stalin concealed so stubbornly from the world was not merely and perhaps not primarily the state of Russia's armaments but her low standard of living, her lack of freedom, and her concentration camps. Malenkov's government may be more inclined to allow United Nations commissions to travel inside Russia and inspect military establishments.
This, however, is the extreme limit to which it can go. Just as its predecessor, it will in no circumstances accept the demand for international ownership or management of the sources of atomic energy and of atomic plant. If the West insists on this, the deadlock over disarmament will continue. Even without this, the chances of agreement are slender enough. If Russia were to accept international supervision and inspection of military establishments, would the Western nations reciprocate? Obsession with military secrecy has recently grown so strong in the West as to justify scepticism on that point.
(It is one of the most tragi-comic developments of our day that the more intense the obsession with secrecy, the less effectively governments guard their secrets from their enemies. Stalin's most elaborate devices designed to cut off Russia from the West have not prevented multitudes of Soviet citizens from escaping and supplying Western Intelligence Services with a richer harvest of information than the most ingenious espionage network could collect. Western secrecy has not prevented Russia from obtaining the most closely guarded atomic secrets from the West's most competent scientists. But both East and West have paid for their mania of secrecy with a demoralization in government and people, with panic and witch-hunts.)
However, disarmament rarely if ever results from formal international conventions. It comes about spontaneously after a genuine detente has eased relations between great powers. Since the chief obstacle to such a detente lies in the problem of Germany and Austria, it is there that Malenkov's government is likely to seek a new solution.
The scope for new solutions, however, is extremely limited. Russia can probably do nothing more than reformulate her proposals for a withdrawal of the occupation armies and for unification of Germany.
The Western powers have so far rejected these proposals for two reasons. Hitherto, because of the tug-of-war in the Kremlin, the proposals have been couched in terms that made them unacceptable from the start. Russia suggested unification in the form of a merger between the existing East and West German administrations. The Western powers naturally suspected that such schemes concealed a Russian design for communist ‘infiltration’ of the whole of Germany; and they demanded free elections in the Soviet Zone as a preliminary to further agreement. If all German parties, including the banned social democrats, were allowed to electioneer, the communist government of Pieck and Ulbricht would collapse. Until now Russia was not prepared to face this consequence. A withdrawal of the occupation armies was therefore out of the question.
This, however, has not been the sole reason for the negative attitude of the Western powers on the unification of Germany. Equally important has been their fear that the withdrawal of American forces would automatically result in Russian predominance on the European continent. The United States would retire beyond the Atlantic, while Soviet armed power would to all intents and purposes remain on the Neisse and the Oder.
What can Malenkov's government do to break this deadlock?
The possibility cannot be ruled out that in their desire to resolve this potentially dangerous situation Russia's new rulers may go so far as to permit free elections in the Soviet zone, without attempting to save the communist government there. The restoration of a bourgeois regime in Eastern Germany is the highest price the Kremlin can possibly agree to pay for the withdrawal of all occupation armies. What must trouble the ‘appeasers’ in the Kremlin is whether they can secure a withdrawal even at that price. After the instatement of a Christian Democratic or Social Democratic government in the whole of Germany, will Western policy cease to be dominated by the fear of Russian predominance in Europe? In the long run Russia's proximity and growing industrial strength will most likely secure for her that predominance. This being the case and the consequence of geography and historical development, there is little or nothing that any Russian government, even the most ‘peace loving’, can do to reassure the West. At the most it can pledge itself not to use this position for military or direct political expansion. But will the Western powers have confidence in such a commitment, even if it is backed up by the restoration of a bourgeois regime in Eastern Germany?
We have said before that the general doctrine of foreign policy bequeathed by Stalin to his successors is one of ‘self-containment’ within the communist third of the world. The main difficulty in the application of this doctrine is that the communist third of the world has no clearly demarcated boundaries. The frontiers of the two power blocs overlap dangerously. Self-containment would logically require that the overlapping zones be eliminated.
Malenkov's government may be expected to explore the lines of retreat from Germany. But it can retreat only if the Western powers do the same. Should they refuse and the occupation armies hold on to their positions, Soviet diplomacy may still try to avoid new conflicts and seek conciliation within the unpropitious framework of a partitioned Germany. Peace would then depend on palliatives. However, the prolongation of the present state of affairs, with Soviet and Western armies facing each other across the Elbe, would from the Start gravely handicap Malenkov's peace policy. The demarcation line across Germany would remain a potential front line; and on both its sides the perilous manoeuvering for positions and outposts would continue.
Malenkov has staked his reputation and perhaps his future on the success of his peace overtures. Opposition to ‘appeasement’ is probably as strong in the inner councils of the Kremlin as it is in Washington, though it is not vocal. For the moment the conciliators have the upper hand and the opportunity to put their policies to the test. They have begun to ‘dig a tunnel of friendship’ from their end and have appealed to the statesmen of the West to do likewise. In the meantime the Soviet opponents of ‘appeasement’ stand in the background and watch the scene. Should Malenkov's policy fail, they may yet come dramatically to the fore and reverse the trend.
The changes in Russia will strongly affect the communist movements of other countries.
The quiet winding up of the Stalin cult is already having repercussions in the ranks of world communism, even though Stalinist leaders outside Russia were at first comically slow in realizing what was happening in Moscow.
The crumbling of Stalinist orthodoxy is sure to be followed by an intense ferment of ideas which may eventually transform the outlook of Communist Parties everywhere. Much depends on the extent to which the Soviet Communist Party evolves in a new direction. If the barrack-square discipline of Stalinism gives place to a freer regime, genuine and public controversy may be expected to develop in the ranks of the Russian party. It will then be impossible for most foreign Communist Parties to maintain their ‘monolithic’ character. Once they begin to discuss frankly their own policies, they may abandon the puppet-like attitude towards Russia which was their chief characteristic throughout the Stalin era. They may regain a certain independence of outlook and a measure of autonomy which would free them from the encumbrances of the past and greatly enhance their appeal.
Should, however, the era of reform come to a premature end in Russia then this process would be cut short in the foreign communist movements too; although even then those parties would have to search for an ideological substitute for Stalinism. In any case world communism finds itself at an historic crossroad.
Whatever evolutionary stages lie ahead, the link between world communism and Russia is not likely to be broken. The communist devotion to Russia as the pioneer and mainstay of the whole movement, may change its character. It may free itself from the taint of subservience and become more spontaneous and dignified than it has been hitherto.
Here again Russia's new rulers may be confronted by a difficult dilemma. If the communist bloc is to pursue a policy of self-containment and ‘peaceful coexistence’ with capitalism, its leaders may think it advantageous to prevent the further spread of communism which might endanger the status quo. Yet they may not be able to impose upon foreign Communist Parties the discipline under which Stalin kept them. They may not be in a position to dictate the policies and control every move of French, Italian, or Indo-Chinese communists. We have seen how first Tito and then Mao wrecked Stalin's policy of self-containment. Another Mao may rise in some corner of Asia or another Tito may reach out for power in some part of Europe, and wreck Malenkov's policy of self-containment as well. Even if the rulers of the communist bloc were to discourage new revolutions, as Stalin did, their background and tradition would compel them to identify themselves with every new communist regime emerging in any part of the world. And any such development would tend to aggravate or bring to a head the conflict between East and West.
The prospects depend, however, not only and not even primarily on what happens in the communist world. They may be determined more decisively by the trend of American policy.
Russia's new conciliatory attitude has been in the nature of a delayed reaction to the American policy of ‘containing’ communism, the policy of which George Kennan is widely regarded as the inspirer. Indeed the overtures of Malenkov's government are a signal success ofthat policy. The new Soviet leaders have acknowledged that the mutual pressure which East and West have brought to bear upon one another has resulted in an equilibrium which can form the basis for peace.
This indubitable success of the American policy of containment has, however, coincided with a crisis of that policy. Its inspirer has left the State Department at the very moment when official Washington might have celebrated him as the victor of the day. A cry to abandon ‘containment’ in favour of ‘liberation’, a cry to overthrow communist regimes in Eastern Europe and China, has gone up. Large sections of American opinion are clamouring for a crusade; and official Washington at times behaves as if it were anxious to yield to the clamour.
These auguries, when seen from Moscow, appear to promise little success for conciliatory overtures. Yet, Malenkov's government, not allowing itself to be discouraged, hopes to be able to calm the clamour for ‘liberation’, to dispel suspicion, and to induce the Western powers to revert to a policy ‘based on facts’. But it also knows that if the West were in all earnestness to abandon ‘containment’ in favour of ‘liberation’, self-containment would become meaningless for the Soviet bloc.
Should a war-like threat come from the West before the new regime has had the time to consolidate itself, another dramatic shift may occur on the Russian scene: the Malenkov government may be compelled to withdraw and to make room for its opponents. It may be succeeded by a military dictatorship, a Soviet version of Bonapartism.
The dynamic potentialities of the Soviet State are still incalculable; and the emergence of a Soviet Bonaparte is one of the possible surprises. The part played by military leaders in the recent crisis in Moscow is still obscure in some respects, but there is no doubt that it was important.
The Russian revolution has been the only one among the modern revolutions which has so far not led to a military dictatorship. But the ghost of Bonaparte has haunted it for three decades; and both Trotsky and Stalin, each in his own way, wrestled with the ghost. Trotsky repeatedly warned the Bolshevik Party of the military dictator who one day might rise above its head and crush it. Stalin suspiciously scrutinized the faces of Tukhachevsky, Zhukov, and other marshals to see which of them might secretly nourish this dangerous ambition. As in Dante's tale about the man who wrestles with a snake and in the struggle himself assumes the snake's shape, Stalin assumed some features of a Soviet Bonaparte when, as Generalissimo, he placed himself above his generals. But this was in part a masquerade. Stalin remained the civilian party leader in uniform, representing only a diluted and adulterated Bonapartism.
The mere need for such an adulteration shows that the trend towards Bonapartism was latent in Soviet society; it was no mere invention of the lovers of historical analogy. The trend remained only latent, in part because Russia was until recently too weak to breed a Bonaparte. A Bonaparte cuts no figure if he cannot conquer a continent. The Soviet generals of the past were incapable of such a feat—Russia's industrial-military strength was altogether inadequate for that. At the close of the Stalin era this may no longer be true. Nobody can say whether a real general, whom the uniform of a Bonaparte would fit much better than it fitted Stalin, may not appear in the Red Square one day. It is not irrelevant to the situation in Russia that the trend towards the ‘rule of the sword’, to use an old-fashioned expression, has been so much at work in the non-communist world as well.
There are as yet no signs of the advent of a Soviet Bonaparte. But if the peace offers made by Stalin's civilian successors were to fail, it may be with him that the West will have to deal next.
The day on which a Russian Bonaparte rises in the Kremlin may see the end of all self-containment, for the Bonaparte would disperse the party secretaries and make straight for the English Channel.
The close interplay of domestic and foreign factors will determine the outlook of post-Stalin Russia. Just as an aggravation of the international situation may contribute to the emergence of a military dictatorship so domestic developments, in their turn, will exercise a powerful influence on foreign policy. It may, therefore, not be out of place to consider here the alternative directions in which the Soviet regime may evolve.
There are, broadly speaking, three possible variants of development:
(a) a relapse into the Stalinist form of dictatorship;
(b) a military dictatorship;
(c) a gradual evolution of the regime towards a socialist democracy.
The conditions under which each of these variants is likely to materialize deserve to be examined. An analysis of these conditions leads to the general conclusion that the balance of domestic factors favours a democratic regeneration of the regime. A prolonged relapse into Stalinism is highly improbable. The essential prerequisite for a military dictatorship would be a war-like threat from the West. The real alternative seems to lie therefore between military dictatorship and democratic evolution.
The great bourgeois revolutions, which were in a sense the predecessors of the Russian revolution, resulted in the establishment of military dictatcrships. In Puritan England and post-Jacobin France these dictatorships came into being only a few years after the beginning of the revolution. The Soviet regime is well advanced in its fourth decade; but throughout this time it has preserved its character as a civilian, not a military, dictatorship.
Before exploring further the prospects for the future, we must briefly consider the main reason for this difference between the Russian and the other revolutions.
Every great revolution begins as a broad popular movement, whose leaders strive to establish a system of government very much more representative and broadly based than that which prevailed under the old order. Cromwell started by defending the rights of Parliament against the Crown. The French revolution represented at first all the Estates against the Court. The Russian revolution sought to establish the rule of Councils of Workers', Peasants', and Soldiers' Deputies in place of Tsarist autocracy and the political vacuum of the Kerensky regime.
Each revolution defeats the defenders of the old order, because it enjoys massive popular support. But the end of civil war brings about a state of weariness, frustration, and political apathy. On the one hand, the new government loses popular support; on the other, society is incapable of governing itself. The old ruling classes are destroyed or dispersed. The revolutionary classes are exhausted, divided against themselves, confused, and lacking in political energy and will. This was the state of the middle classes in the English and French revolutions; and this was also the state of the Russian working class in the early 1920's.
A disintegrated society, close to the brink of anarchy, is incapable of producing a stable and representative government, revolutionary or counter-revolutionary. Since it is not in a position to govern itself, that is be governed by its elected representatives, it of necessity comes to be ruled by revolutionary ‘usurpers’.
In such a disintegrated and politically amorphous society power can be usurped and exercised only by an organization which, by its very nature or by force of tradition, has maintained a high degree of cohesion, discipline, and unity of will. In Puritan England and Thermidorian France only one such body existed: the army. The army was therefore predestined to act as trustee and guardian of post-revolutionary society. Cromwell was both the leader of the revolution and the commander of the Ironsides. In this double role he embodied both stages of the revolution: the representative —
Parliamentary stage — and the later stage of the usurpatory Protectorate. In France there was a definite break between the two phases, and each was represented by different men. Bonaparte, who had played no significant role in the first phase, embodied the second.
The Russian revolution, too, developed from government by Soviet representation into a Protectorate by usurpation. But the Bolshevik Party, not the army, in this case provided that closely knit, disciplined body of men which, inspired by a single will, was capable of ruling and unifying the disintegrated nation. No such party had existed in previous revolutions. The Jacobin Party came into being only in the course of the upheaval. It was part of the fluctuating revolutionary tide; and it broke up and vanished at the ebb of the tide. The Bolshevik Party, on the other hand, had formed a solid and centralized organization long before 1917. This enabled it to make a revolution, to win a civil war, and then, after the ebb of the tide, to play the part the army had played elsewhere, and to secure by ‘usurpation’ the stability of the post-revolutionary government. The Bolsheviks alone were able to integrate forcibly the dislocated and splintered nation. It was they who created, inspired, and — what was more important — supervised the Red Army. Thus the same civilian body of men that had stood at the head of the revolution in the proletarian-democratic period, also acted as the dictatorial guardian of society throughout the protracted phase of unrepresentative government.
The party wielded the two main instruments of power, political police and army. It built up the political police into such a formidable instrument that it has had no need to call on the army to ensure stability of government. Nevertheless, the army has always been in the background as a potential counterbalance to the political police. The party has ensured its own predominance by keeping these twin instruments of power mutually in check. Each had an inherent tendency to make itself independent; but neither army nor police could assert its independence as long as the party was able to use one of them to suppress the other's appetite for power.
The quintessence of Stalin's mechanics of government consisted in balancing his regime on these two props. But the instruments of power do not operate in a vacuum. Their importance and effectiveness depends primarily on the nation's morale. The extent to which any regime relies for its stability on the use of force is in inverse proportion to the popular support it enjoys. Popular support, or its absence, is therefore the third and the decisive element in any mechanics of power.
Malenkov's government has struck a blow at the political police. If effective, the blow must cause a shift in the whole structure of the regime. One of its two props has been weakened, perhaps shattered. On the face of it, this upsets the equilibrium of the regime and tends to increase the importance of the other prop — the army. If the party has deprived itself of the ability to oppose the political police to the army, the army may become the decisive factor in domestic affairs. After a delay of several decades the Russian revolution may yet enter its Bonapartist phase.
However, such a development is possible only if the government does not enjoy enough popular support to make it relatively independent of the material instruments of power. Only if government by persuasion fails are the tools of coercion, their respective weight and mutual relation to one another, of decisive importance. A Bonaparte can reach out for power and have his ‘18th Brumaire’ only in a country ruled by an ineffective Directory, where disorder is rampant, discontent rife, and the Directory is in frantic search of ‘a good sword’. No army can set itself up as an independent political force against a government enjoying popular confidence. In domestic policy as in war the relation of morale to physical factors is as three to one.
From these general remarks on the mechanics of power we now pass to an examination of the three variants of development possible in Russia.
Relapse into Stalinism
An attempt by the political police to regain its former position cannot be ruled out. The decree of amnesty and the exposure of the ‘doctors' plot’ have been major moves in an intense struggle which is still in progress. As these lines are written a new indication of its scope becomes apparent. The former Minister of State Security in Soviet Georgia and several high officials of the Ministry have been arrested and charged with violation of constitutional rights of citizens and extortion of confessions. The local leaders of the party have been deposed for connivance.
The arrested Georgians have obviously been allies and subordinates of the die-hards of Stalinism defeated in Moscow. But the defeated faction has its allies and subordinates in each of the sixteen Soviet Republics. Each provincial capital has had its Ignatievs and Riumins who are now being removed from office, transferred to prison, and charged not as terrorists or spies, but as men guilty of violating the constitutional rights of citizens. Thus, the transition from one regime to another is being carried out by a series of moves amounting to rather more than a mere palace revolt and less than a real revolution.
In the 1930's Trotsky advocated a ‘limited political revolution’ against Stalinism. He saw it not as a fully fledged social upheaval but as an ‘administrative operation’ directed against the chiefs of the political police and a small clique terrorizing the nation. As so often, Trotsky was tragically ahead of his time and prophetic in his vision of the future, although he could not imagine that Stalin's dosest associates would act in accordance with his scheme. What Malenkov's government is carrying out now is precisely the ‘limited revolution’ envisaged by Trotsky.
The die-hards of the security police may still try to rally and fight to save their skins. They may fight back from the provinces and they may try to regain the ground lost in Moscow. They may have influential associates and accomplices inside the Kremlin. They may try to remove Malenkov and his associates, denouncing them as apostates, secret Trotskyite-Bukharinites, and imperialist agents and presenting themselves as Stalin's only true and orthodox heirs.
Even if such a coup were successful, which is improbable, the restoration of Stalinism could be only a brief episode. The motives that caused men of Stalin's entourage to initiate a break with his era would continue to operate. Those motives spring from the present State and needs of the nation and are certainly shared by too many people to be defeated by the removal of a few personalities. Even if Malenkov were to be assassinated, others would fill his place. The political police is morally isolated. It has always been hated and feared. It is now hated more and feared less than ever. It has no chance of asserting itself against the combined strength of people, government, and party.
The diehards of the security police may, of course, join hands with the army. Signs of an ambiguous alliance between them and some military leaders were clearly visible in the incident of the Kremlin physicians in January 1953. But there have also been indications of a division among the army leaders. Not enough military support may therefore be available for a joint coup. But even if such a coup were to succeed, its result would be the establishment of a military dictatorship, not the restoration of the orthodox Stalinist regime. The prestige of the army stands high and is intact, while that of the police has been irreparably damaged. The police could be only the army's junior partner, and perhaps not even that—it might only be able to hold the stirrup for a Russian Bonaparte.
Military dictatorship
We have already mentioned the important part that some army leaders played in the political events of the last period. This emerges from the official, and now disavowed, statement about the plot of the Kremlin physicians, published on 13 January 1953. The Statement contained the following curious passage:
‘The criminal doctors tried in the first instance to undermine the health of the leading Soviet military personnel, to put them out of action and thereby to weaken the country's defences. They tried to put out of action Marshal A. M. Vassilevsky, Marshal L. A. Govorov, Marshal E. S. Koniev, General of the Army S. M. Shtemenko, Admiral G. E. Levchenko, and others. However, the arrest has upset the evil designs and the criminals have not succeeded in achieving their aim.’ (My italics — I.D.)
The communique also claimed that the doctors had brought about the premature death of Zhdanov and Shcherbakov. Only these two dead party leaders figured as victims of the conspiracy. Not a single living party leader was mentioned as a prospective victim.
This omission was not accidental. Its significance becomes clear when this indictment is compared with accusations made in previous comparable cases. In every purge trial it was alleged that the ‘terrorists’ prepared to assassinate in the first instance the party leaders: Stalin, Molotov, Kaganovich, and others. The accusation levelled against the Kremlin doctors created a startlingly novel pattern. Not only did it not contain so much as a hint at a conspiracy against living civilian leaders — it stressed most emphatically that the ‘conspirators’ worked primarily or, rather, exclusively against the military.
After the official disavowal of the accusation, this last circumstance appears all the more significant. What — it must be asked — were the motives of the Ministry of State Security when it singled out military leaders as the sole targets of the imaginary conspiracy?
The Ministry clearly intended to build up the prestige of the marshals and generals and to play down the importance of party leaders. The assassination motif had a definite function in all the purge trials. It had been calculated to enhance the authority of the wouldbe victims of conspiracy. Prosecutor, judges, and Press had told the nation: ‘These are our irreplaceable leaders. Their lives are most precious to our cause. Even the enemy knows this: and it is at them he aims. To their defence we ought to rally.’ In the ‘doctors' plot’ the tale of assassination was intended to point the same moral. The Ministry of State Security was out to place the marshals and the generals on a pedestal and, by implication, to disparage the party leaders.[20]
Did the heads of the security police act on their own initiative when they accorded the marshals and generals the honour of being the only prospective victims of conspiracy? Or were perhaps some of the military chiefs not averse to being hailed as the nation's heroes and indispensable leaders? The security police had no special reason to render this disinterested service to the marshals and to exclude the party chiefs, unless it acted against the latter with the complicity or on the instigation of the former. The glory of martyrdom has more than once enhanced a claim to power; and a bid for power was implicit in the original story of the ‘doctors' plot’. We need not necessarily attribute personal political ambition to any of the army leaders. They may have made an initial move towards seizure of power from the conviction that it was their duty to frustrate the reforms and the peace overtures contemplated by Malenkov. They may have acted on the belief that the new policy will weaken Russia militarily.
We have said that the tale about the ‘doctors' plot’, the cry for vigilance, and the campaign against the Jews were calculated to create an atmosphere of nationalist and war-like hysteria, which would have ruled out the possibility of any domestic reform and conciliatory foreign policy. It should perhaps be added that the extreme demonstrations of Russian nationalism have as a rule been initiated or encouraged by the army, while the party only connived at them willingly or reluctantly. It was the army that fostered the cult of Kutuzov, Suvorov, and the other traditional heroes of Russian nationalism; and the army's influence was discernible in the campaign against aliens, ‘rootless cosmopolitans’, and other ‘security risks’.
Between January and March 1953 a Russian Bonaparte cast his shadow ahead. He has been compelled to with-draw. He may now be standing in the background and watching the scene. Should Malenkov's government not be able to master the situation, should discontent be rife, should social discipline break down in consequence of the reforms, and should danger from abroad coincide with internal disorder, then the war-lord will step forward again and seize power, with or without the aid of the embittered die-hards of Stalinism.
A military dictatorship would signify neither a counterrevolution, in the Marxist sense, nor the restoration of Stalinism. Russia's military interest demands that the present economic order be conserved; and no military leader can or will do anything to change it fundamentally. His attitude towards the legacy of Bolshevism would hardly be very different from Napoleon's attitude towards the legacy of Jacobinism. He would not feel tied to any party tradition, and he would fill with his own martial splendour the vacuum left by the defunct Stalin cult. He, too, would be compelled to rationalize and modernize the system of government, but he would do so on a strictly authoritarian basis. If the internal tensions were to grow acute he would seek to relieve them by military adventure abroad. He might then out-Napoleon Napoleon and, before his own destruction, place Europe and Asia at Russia's feet.
Democratic regeneration
The prospect of a military dictatorship, while not altogether unreal, is improbable. The Russian people would have to prove extremely immature to exchange the rule of the nagan for the rule of the sword.[21] The present reaction against Stalinism indicates that the nation has outgrown authoritarian tutelage. Malenkov's reforms reflect a popular craving for freedom. To be sure, freedom may release discontent and lead to disorder and anarchy which would be a standing invitation to a new dictator. But freedom leads to such lamentable results only in nations too poor, or regimes too conservative, to satisfy the material needs of the people. In empty stomachs freedom turns sour. But Russia is no longer so poor and the regime is, after all, not so conservative. The economic progress made during the Stalin era has at last brought within the reach of the people a measure of well-being which should make possible an orderly winding-up of Stalinism and a gradual democratic evolution.
At the same time as Malenkov's government struck the blow at the security police it also decreed an overall reduction in the prices of most consumer goods. The reduction, ranging from 5 to 50 per cent, was the sixth consecutive measure of this kind carried out in the last three years. Since wages and salaries have either risen or remained stationary, the cumulative effect of the price cuts is a considerable rise in the standard of living. True enough, even the higher standard is far below the American and even below the Western European Standard. But a comparison between national standards of living is largely irrelevant to the appreciation of Russia's morale.
To people rising from the lowest depth of poverty it matters little, if at all, that they enjoy none of the elaborate facilities and luxuries available to older industrial nations, that they have no motor-cars, refrigerators, vacuum cleaners, and washing machines, of the existence of which they often hardly know. They are aware that they are much better fed, clad, and shod than ever before; that the State provides their children with the most extensive facilities for education; and that the planned economy guarantees security of employment. They may also hope that, if there is no war, their vigorously expanding industry will soon bring within their reach the choicer goods and utilities as well. Under such conditions popular contentment is bound to grow; and so is popular confidence in a government which at last begins to fulfil the promise of a better life.
Fortified by this mood Malenkov's government evidently trusts in its ability to depart from the Stalinist regime without provoking dangerous unrest and exposing itself to effective counter-blows from its opponents.
Besides this positive reason the new rulers have a negative and less obvious reason for self-confidence.
Authoritarian governments initiating liberal reforms have often found that such reforms endangered their very existence, and have rapidly retraced their steps. But sometimes, although much more rarely, reform carried out in time disarmed popular resentment and strengthened the existing order. When resentment is deep, strong, and politically articulate an authoritarian government cannot save itself by reformist concessions. Each concession is seen as a sign of its weakness and encourages its irreconcilable opponents. Such, for instance, was the position of Nicholas II, the last Tsar. In 1905 he initiated an ‘era of reform’, but was compelled to bring it to an abrupt close. Towards the end of Tsardom all roads led to revolution: reform strengthened the hands of the revolutionaries; suppression intensified popular resentment and prepared the eventual explosion.
In contrast to this, the reforms decreed by Alexander II in 1855-61 isolated the radical opponents of Tsardom and made revolution impossible for half a century. Social discontent had been strong enough to demand reform; but it was not widespread and articulate enough to use the government's concessions as the startingpoint for an all-out onslaught. Revolutionaries who, in the reign of Alexander II, went to the peasants to tell them that the Tsar had cheated them, were manhandled by the peasants and taken to the nearest police station.
The position of Malenkov's government is more like that of Alexander II than like that of Nicholas II. The political muteness of the nation at the end of the Stalin era is an asset to Stalin's successors. So little had the people expected a change and so little had they been capable of achieving it that they would have been exhilarated even by the most modest reforms — and Malenkov's reforms are by no means so modest. The contrast between the state of affairs of April 1953 and that of April 1952 already speaks more loudly in favour of the new rulers than they speak themselves. Anyone lifting his hand against the government would come under a cloud of populär suspicion as one who interferes with the salutary change. The people's patience and hopefulness may secure the stability of Malenkov's government and the chance of a gradual democratic regeneration of the regime.
What is to be understood by this ‘democratic regeneration’?
Its beginning consists in the abolition of the practice of government under which all authority and power of decision were vested in a single leader. This practice characterized the working of the Stalinist administration from top to bottom. The autocrat in the Kremlin had his replicas on every level in government and party. The district party secretary or the chief of a provincial administration was as little subject to control from below and as arbitrary in the exercise of power as was Stalin himself. In recent years the party repeatedly tried to put an end to this state of affairs but in vain. The officials below danced to the tune played on the first fiddle in the Kremlin. As long as autocracy was untamed and unrestricted at the very top of government, arbitrary power lower down defied all attempts to tarne it.
This has begun to change. Contrary to expectation, Malenkov has not ‘stepped into Stalin's shoes’. At the top, government by committee has taken the place of government by a single leader. The Council of Ministers and the Central Committee, not Malenkov, speak on behalf of government and party. Thus a practice which prevailed in the Leninist period is, up to a point, restored.
The change-over has been made easier by the fact that even under Stalin the Führerprinzip never became the party's precept. It was practised in defiance of the accepted theory, not in accordance with it. Despite the Stalin cult, the notions of ‘democratic centralism’ were instilled in the mind of the party insistently enough to make it possible for Stalin's successors to break with the autocratic principle, without necessarily appearing to depart from Stalinism. It used to be said of the Inquisition that it undid itself because even while it tortured infidels and heretics in the most un-Christian manner it continued to preach the Gospel and to teach the faithful to ‘love thy neighbour’. Similarly, Stalinism has contributed to its own undoing by preaching the proletarian-democratic gospel of Leninism.
Government by committee necessitates free discussion, at least within the committee. The call for free discussion in the party often resounded during Stalin's last years, and it was addressed by the leaders of the party to the rank and file. But nobody could take the call seriously and act on it as long as there was no sign of free discussion higher up, and as long as the dreaded agents of the security police listened in. Now, at last, the call has a more genuine and convincing ring.
Yet for a nation and a party intimidated and gagged during decades nothing may be so difficult as the recovery of speech. Free discussion? But what is there to be discussed? How is a beginning to be made? Who is to start discussion and on what issue? And if repression returns, what will happen to those who opened their mouths? Uncertainty, embarrassment, and awkward silence are the first answer to appeals for free discussion.
One can gauge this mood even from the Soviet Press. The writers have been told that they need not go on mumbling the old magic formulae, and that they ought to deal more freely with events and ideas. Tired as they must be of the old formulae, they are lost without them; and they do not know what to say.
Once again the example must be set by the new rulers. They themselves must begin to discuss affairs of State publicly. But they are naturally afraid of doing so. If they begin to air their differences at this early stage, they will give the impression of disunity and weakness. They prefer to settle their inevitable disagreements within their own narrow circle, and to demonstrate to the country and the world that they are inspired by a single will. Nor does their ambiguous attitude towards Stalinist orthodoxy allow them frankly to explain the direction of their policy, or even to see it clearly for themselves.
But sooner or later they must set the example. Either their own differences will become wide and acute enough to compel some of them to appeal for support to public opinion, or eise the rank and file, constantly exhorted to use their democratic rights, will begin to speak after an interval of perplexity and silence; and the discussion down below may become chaotic and anarchic, unless guidance is offered from above.
The process by which the nation may relearn to form and express its opinions may at first be slow and difficult. It can start only from inside the Communist Party. The regime will, either from self-preservation or from inertia, continue as a single party system for years to come. This need not be an important obstacle to democratic evolution as long as party members are permitted to speak their minds on all matters of policy. All politically minded and active elements of the nation are, anyhow, in the ranks of the Communist Party, if only because there has been no other party to turn to. And within the Communist Party there already exist various potential trends which will become actual and will crystallize in the processes of inner party discussion. Diverse shades of internationalism and nationalism will come to life. Divergent attitudes towards the peasantry will be expressed. Conflicting views will arise about the tempo of further industrialization, consumer interests, educational issues, and a host of other vital problems.
Once the ruling party begins to discuss its affairs it cannot monopolize freedom of discussion for long. It cannot forbid members of other organizations — trade unions, collective farms, cooperatives, Soviets, and educational associations — to do what its own members are allowed and encouraged to do.
The coming epoch may thus bring with it a breath-taking reversal of the process by which the Soviet democracy of the early days of the revolution was transformed into an autocracy.
The Leninist regime did not begin as a single party system. On the contrary, its first promise, made in good faith, was that it would treat with tolerance all parties which did not oppose the revolution arms in hand — for all those parties there was to be room within the new Soviet democracy. Fighting for the life of the revolution and for its own life, Lenin's government broke that promise. It destroyed Soviet democracy and banned all parties; but it still preserved democracy within Bolshevik ranks. Yet it could not allow the Bolsheviks the freedom which it had denied to others. Lenin proceeded to restrict inner party democracy, and Stalin abolished it.
The reverse process can begin only with the infusion of democracy in the Communist Party. Only from there can freedom of expression spread to other bodies, covering an ever wider range, until a fully fledged Soviet democracy comes into being, backed by a high industrial civilization and by an up-to-date socialist system.
Historically, the Communist Party has lost its own freedom because it denied it to others. When at last it regains freedom it cannot but return it to others.
This great goal still looms only dimly on a distant horizon. To come nearer to it, Russia needs peace, peace, and once again peace. However half-hearted the intentions of the Malenkov government may have been and whatever its ultimate fate, it already has the historic distinction that it has taken the first steps which should lead towards democratic regeneration.
For decades freedom was banned from Russia because it was, or was supposed to be, the enemy of socialism. If Russia had been free to choose her own road she would hardly have marched in the direction in which Bolshevism has led her. But freedom may once again become the ally and friend of socialism; and then the forty years of wandering in the desert may be over for the Russian revolution.
Beria's downfall, announced on 10 July, marks the end of a distinct phase in Russia's political evolution after Stalin.
During that phase, which lasted from March till the end of June, the advocates of reform at home and conciliation abroad were on the ascendant, while the die-hards of Stalinism and the ‘anti-appeasers’ were compelled to yield one position after another.
The East German revolt of 16 and 17 June brought into play a new factor which discomfited the reformers and conciliators and allowed their opponents to strike a counter-blow, the first since Stalin's death. Inside the ruling group a coalition of the most diverse groups and interests raised the cry: ‘Enough of “liberalism”! Enough of appeasement! Enough of the betrayal of Stalinist orthodoxy!’ To the world's amazement, Beria, Stalin's countryman, henchman, admiring biographer, and for many years chief policeman, was denounced as the arch-traducer of Stalinism.
The Beria affair is undoubtedly an incident in the personal rivalry between Stalin's successors. It represents one stage in the process by which a candidate for the vacant post of the autocrat may strive to eliminate his competitors. But personal rivalry is only one of the elements of the drama: and in itself it is of secondary importance. More significant is the conflict of principles and policies hidden behind the clash of personalities — the world is interested in the policies rather than the personalities which are going to emerge victorious.
Let us briefly survey the trend of Soviet policies since Stalin's death in order to see which are the major issues at stake.
From March to the middle of June one domestic reform followed upon another in close succession. The Stalin cult was virtually abolished. A campaign of ‘enlightenment’ was in progress, designed to make it impossible to replace that cult by the adulation of any other Leader. The administration was being overhauled and shaken from its Byzantine-totalitarian rigidity. A fairly comprehensive amnesty was decreed. The frame-up of the Kremlin doctors was declared null and void. The inquisitorial methods of the political police were bluntly condemned. The rule of law was proclaimed. Strong emphasis was placed on the constitutional rights of the citizen. Newspapers asked almost openly for the abolition of censorship and official control. (The Literary Gazette, for instance, frankly demanded that the Soviet theatre be allowed to manage its own affairs without outside interference, a demand which nobody would have dared to raise during the Stalin era and which obviously set an infectious example to others.) The need for the ‘monolithic’ outlook was implicitly or even explicitly questioned at almost every step. Free expression of views was encouraged; and the holder of unorthodox views was no longer labelled an enemy, a traitor, or a foreign agent. High officials were demoted merely on the ground that they abused their power and acted unconstitutionally; no predatory or counter-revolutionary intent was attributed to them. The relaxation of the over-centralistic method of government was noticeable above all in the dismissal of Russifiers from high office in the Ukraine, in Georgia, and other outlying Union Republics. Russification was emphatically disavowed. Together with the cessation of anti-Semitic incitement these moves promised a new and hopeful beginning in the treatment of the smaller nationalities.
Last but not least, the government ordered a revision of the targets of the current economic plans. Consumer industries were to raise their output. A higher standard of living and contentment of the masses were obviously regarded as vital preconditions for the success of the new policy.
A new spirit made itself felt in the conduct of foreign affairs. Moscow consistently exercised its influence in favour of a truce in Korea; and not even Synghman Rhee's provocations diverted the Russians (or the Chinese or the North Koreans) from this path. In Europe Malenkov's government began, as it was forecast, ‘to explore the lines of retreat from Germany’.[22]
It is enough to recall here the moves made by Soviet diplomacy only during the week which preceded the Berlin revolts:
After General Chuikov had been recalled from Berlin the whole policy of the Pieck-Ulbricht government was dramatically reversed. The ‘iron curtain’ between Eastern and Western Germany was nearly demolished. Labour policy was revised. The struggle between the government and the Evangelical Church was called off; and the Church regained its former privileges. Collectivization of farming was stopped. The farmers who had fled to Western Germany were invited to come back and take possession of their property. Private capital was also invited to return to industry and trade.
From the Russian viewpoint these moves made no sense at all unless they were part and parcel of a policy calculated to bring about the unification of Germany and the withdrawal of occupation armies. There was little doubt in Berlin that Moscow was really prepared to abandon the government of Pieck and Ulbricht. So strongly indeed did Soviet representatives in Berlin encourage this belief and so frankly did they negotiate with non-Communist leaders about a change of the regime that by this alone the Russians themselves unwittingly induced the people of Berlin to descend upon the streets, to clamour for the resignation of the Communist government, and to storm that government's offices. ‘Russia is willing to abandon her puppets — let us remove them at once!’ this was the idea behind the German revolt.
In the same week, on 10 June., Moscow established diplomatic relations with Austria and proclaimed an end to the regime of occupation there. Restrictions on interzonal traffic were abolished in Austria as well. And on the same day, as a sideline, Moscow solemnly renounced all its claims on Turkey, the claims that had played a fateful role in the opening phases of the cold war.
What was surprising in all these developments, domestic and foreign, was their extraordinary consistency and apparently frictionless progress. Stalin's successors showed no sign of hesitation in pursuing the new course. They betrayed no second thoughts. They seemed to bask in the glory of unaccustomed generosity.
Was it possible, one wondered, that the die-hards of Stalinism and other opponents of ‘appeasement’ should be so weak and discredited that they were unable to put a brake upon the new course? Or were they perhaps retreating tactically and merely waiting until the new policy had run into serious trouble?
Where did Beria stand in all this? To which faction did he belong?
In watching the Russian scene it is not difficult to arrive, by processes of deduction and analysis, at a definition of the broad viewpoints and political conceptions contending for acceptance by the ruling group. Nor is it very difficult to see the sectional interests and aspirations reflected in the competing conceptions. The broad forces aligned with, or arrayed against, one another throw their shadows sharply enough even across the veil of secrecy that surrounds them for the outsider to be able to guess the approximate disposition ofthose forces. But only in exceptional cases is it possible to venture even a guess about the attitude of this or that official personality on any specific issue.
In Russia After Stalin the supposition was expressed that ‘in the inner councils of the party Beria did not necessarily represent the anti-liberal attitude of the police’, that he may, on the contrary, have acted against the ‘die-hards of the police’ as one of the promoters of reform.
This supposition appears to have been borne out by the facts in the meantime. In the last period of his activity Beria represented the curious paradox of a semiliberal police chief in a totalitarian state. The period up to the East German revolt might indeed be described as Beria's Hundred Days.
Beria took upon himself the responsibility for two major political acts, two unforgivable ‘crimes’ in the eyes of the die-hards of Stalinism and their associates. First, he humiliated the political police when he exposed its practices in connection with the ‘doctors' plot’. Next, he offended, ‘Great Russian chauvinism’ when he, the Georgian, called for an end to Russification in Georgia, in the Ukraine, in the Baltic lands, and in Central Asia.
Both these acts, the former more explicitly than the latter, had ostensibly been endorsed by the other party leaders. But as Minister of the Interior Beria was identified with these acts more closely than anyone else. No wonder that some of the old hands of the political police, resentfully straining to recover their sacred right to extort ‘confessions’ from their victims, and the Great Russian chauvinists, joined hands to wreak vengeance on him.
Beria was less directly associated with the conduct of foreign affairs; but, as a member of the Politbureau (now the Praesidium), he exercized a strong influence in that field, too. Bolshevik foreign policy has never been made by the Foreign Minister of the day, Molotov, Vyshinsky, Litvinov, or Chicherin — it has always been the prerogative of the Politbureau. That foreign and domestic policies are closely interdependent has been an axiom. The man in charge of domestic security must therefore have had a considerable say in foreign affairs as well. Beria certainly had a decisive say in the affairs of Eastern Germany and generally of Eastern Europe, which had a direct bearing on Russia's internal security, on the one hand, and on diplomacy, on the other. Thus his opponents could easily blame him for ‘appeasement’ as well as for the domestic reforms.
From March to June Beria acted in close alliance with Malenkov. Together they swayed the Praesidium, probably against Molotov's and certainly against Khrushchev's opposition or semi-opposition. Jointly they represented the strongest bloc of power within the Praesidium. The new policy aroused great hopes and was undoubtedly very popular; and as long as this was so, nobody could challenge Malenkov's and Beria's joint authority.
(Against this interpretation the old argument may be advanced that under a totalitarian regime the states of the popular mind and the sodal, cultural and moral trends at work in society are of no political importance. In his criticism of Russia After Stalin, Mr. George F. Kennan, for instance, writes that the ‘majority of students of modern totalitarianism … feel that if the ruling group remains united, vigilant and ruthless, it need not defer extensively to, or be seriously influenced by, subjective feelings within the populace at large’. And again: ‘In general, totalitarian leaders who retain their internal unity and their ruthlessness can scoff at subjective states of the popular mind…’ (My italics—I.D.)
Mr. Kennan's words, written before Beria's fall, reflected an assumption that there was no need for Western policy to take into account any genuine divisions within the Soviet ruling group, because no such divisions existed. This assumption has been proved wrong. But what conclusion is to be drawn from the fact that the Soviet ruling group does not ‘remain united’ and does not ‘retain its internal unity’? Surely the ‘subjective states of the popular mind’ do acquire some political significance thereby? And those states of mind may in part even account for the differences within the ruling group itself?)
From the beginning, however, the forces opposed to the Malenkov-Beria policy were formidable. The old hands of the political police were not idle. Some party stalwarts were shocked by the all round break with the old-established canons of Stalinism. Some chiefs of armed forces pondered with alarm the implications of the quasi-liberal reforms: Would the reforms not cause a slump in labour discipline and imperil the armament programmes? By dint of tradition the army has been the mouthpiece of ‘Great Russian chauvinism’ and has viewed with suspicion and hostility the ‘centrifugal’ nationalisms of the outlying Republics. Some marshals and generals could not adopt a favourable attitude towards a foreign policy obviously directed towards an eventual withdrawal of the occupation armies from Germany and Austria.
But the coalition of shocked Stalinist diehards, resentful policemen, and anxious generals was helpless as long as the new policy was triumphantly carried forward on a tide of popular enthusiasm. The first hitches apparently occurred on the home front. To judge from circumstantial evidence, labour discipline did slump in industry, and collective farms lagged with food deliveries. But these hitches were either not serious enough to permit the opponents of the new policy to launch a frontal attack on it, or else they did not provide convenient ground for such an attack.
It was Eastern Germany that gave the opponents of the new policy the opportunity they had eagerly awaited.
The Germans who on 16 and 17 June descended upon the streets, clamouring for the dismissal of the government of Pieck and Ulbricht, assailing the People's Police, and meeting Russian tanks with a hail of stones, did in fact bring about an upheaval; but the upheaval took place in Moscow, not in Berlin.
Almost certainly a cry against ‘appeasement’ went up at once within the walls of the Kremlin. Army chiefs could now argue that it was the army that had to bear the consequences of the neck-breaking political experiments started by the civilians; that order reigned in Eastern Germany as long as General Chuikov ruled there with an iron hand; that the trouble began as soon as the general had been replaced by Semyonov, as High Commissioner, and a civilian regime had been established; and that then it was the army that had to rescue that regime.
Starting from the German issue the critics could turn against the new policy as a whole. They could point out that not only Germany but the West at large was receiving Russian concessions as proof of Russian weakness; and that Washington in particular was using these concessions as the starting point for an intensified on-slaught on Russia's positions in Eastern and Central Europe.
Moreover, the ruling group saw that the new policy was indeed becoming a source of weakness for Russia: it plunged the whole of Eastern Europe into a turmoil; it caused a rapid deterioration in Russia's bargaining position; it tempted American diplomacy to pass from ‘containment’ to ‘liberation’; and it threatened to rob Russia of the fruits of her victory in the Second World War, without any compensating gains.
The ‘appeasers’ may still have argued that the new line had not yet been given a chance; that it would be wrong to abandon it immediately after it had encountered the first difficulties; and that only by persisting patiently in the policy of concessions could the Soviet Government reap its benefits.
But after the earthquake in Eastern Germany, after the tremors in Hungary and Czechoslovakia, after all the calls for a tough policy which resounded from Washington, the argument against ‘appeasement’ carried more weight in the Kremlin.
In Russia as in the United States there exist groups which hold the view that all peace-seeking is futile; these groups regard with Schadenfreude any setback suffered by the conciliators. The position of such groups was now greatly enhanced: the advocates of a tough policy in the West had effectively played into their hands.
There is no reason, however, to assume that after 16 and 17 June these extremists became the real masters of Soviet policy. The core of the ruling group still consists of men prepared to seek agreement with the West. But even the men of the ‘centre’ must have been affected by the arguments against ‘appeasement’. They had to admit that the conduct of Soviet policy since Stalin's death was rather inept in some respects.
They had to admit that Moscow was overhasty in making concessions and over-zealous in demonstrating its willingness to make further and more far-reaching concessions. Official spokesmen had many times confidently stated that the government would never accept Washington's demand that Russia must yield substantial ground before the West opened negotiations. In fact Malenkov's government behaved as if it had tacitly accepted that demand — it did make concessions in advance of negotiations.
Even from the viewpoint of the Soviet appeaser the initiation of the mild course in Eastern Germany turned out to have been ‘premature’. It provoked a near collapse of the Communist regime there.
From the Soviet viewpoint it would have been justifiable to take such risks only after the West had agreed to an all-round withdrawal of the occupation armies. The undoing of the Communist regime in Eastern Germany would then be the price Russia paid for a German settlement and a stop to the armament race. But to start paying this price so early in the game was the peak of folly, from the Kremlin's viewpoint.
Thus even the men of the ‘centre’, who had hitherto backed the new policy, had to recognize the need for a change in tone and perhaps in tactics, even if they were not at all inclined to give up the quest for ‘peaceful coexistence’. Finding themselves under deadly fire from the extreme groups, they were all too anxious to disclaim responsibility for the ‘appeasement’ of recent months, and to throw the blame for it on someone else.
The East German revolt also provided an opening for an attack on domestic reform. To be sure, not all the adherents of conciliation abroad stood also for reform at home; and not all the reformers need have been appeasers. Nevertheless, there exists a broad correspondence between the two aspects of policy; and amid the tension created by the events in Germany both aspects became vulnerable.
The sense of security and the optimism which had characterized Russia's mood in the spring had gone. The cry for vigilance resounded anew and with fresh vigour. Soldier, policeman and Stalinist stalwart could point accusing fingers at the advocates of reform:
Your policy, so they could say, has already brought disaster in Berlin and caused dangerous trouble in Budapest and Prague. Soon it may bring disaster nearer home. In Moscow the people are already whispering about an impending depreciation of the rouble, and the Minister of Finance was compelled to speak about this in public. Discipline is becoming slack in the factories. Trouble is brewing in the collective farms. The newspapers in their newfangled zeal for free criticism are sapping popular respect for authority. If you are allowed to continue this policy, you will bring about a 16 June here in Moscow!
The phantom of a 16 June in Moscow struck fear into the hearts of the reformers and paralysed their wills.
In Chapter X, three possible variants of developments were discussed: (a) democratic regeneration; (b) a relapse into Stalinism; and (c) a military dictatorship. It was pointed out that the prerequisite for a military dictatorship would be a war-like threat to Russia from the West.
The picture of events is in fact more confused and contradictory than the theoretical forecast. Grau is jede Theorie, ewig grün ist des Lebens Baum. Yet the theoretical analysis still provides the clue to the picture.
The East German events, followed by the call to revolt addressed to Eastern Europe from the West, presented Moscow with a substitute for a ‘war-like threat’, with half such a threat. This was not enough to bring about a military coup. But it was quite enough to bring back into action that coalition of groups in army and police which had shown its hand in the affair of the Kremlin doctors in January. Roughly the same combination of cliques which had concocted the doctors' plot carried out a semi-coup against the reformers and ‘appeasers’ after 16 and 17 June.
Under this attack the alliance between Malenkov and Beria broke down. The attack was evidently powerful enough to make Malenkov feel that he could save his own position only by shifting his ground and thröwing Beria to the lions. And Malenkov succeeded indeed in saving his position.
‘The diehards of the security police may still try to rally and fight to save their skins. [These words were written in the middle of April[23]]. They may fight back from the provinces and they may try to regain the ground lost in Moscow. They may have influential associates and accomplices inside the Kremlin. They may try to remove Malenkov and his associates, denouncing them as apostates, secret Trotskyite-Bukharinites, and imperialist agents, and presenting themselves as Stalin's only true and orthodox heirs.’
This has come true, only that so far Beria, not Malenkov, has been ‘removed’ and ‘denounced as apostate’; and Malenkov has sought to insure his position by consenting to play the part of Beria's chief denouncer.
Beria was in a peculiarly vulnerable position. His name had been associated with the darkest aspects of Stalinism in the last fifteen years, with concentration camps, mass deportations, and thought control; with the iron curtain; and with the purge trials in the satellite countries. He had performed all the unsavoury jobs assigned to him by Stalin. Yet after his master's death he unmasked himself as a dvurushnik and a ‘liberal’ at heart. His own police despised him as a ‘liberal’; and the people hated him as the chief of the police. His head, the head which belonged to the ‘most powerful and most dreaded man of Russia’, was therefore the easiest prize to win for the opponents of reform. Both the police and the people almost certainly rejoiced at his downfall. The people believed that only now would the era of freedom begin for good, while the diehards of the political police were confident that only now did the crazy spring of liberal reform come to an end.
On the face of it, the fall of Beria might be seen as a necessary stage in Russia's democratic evolution; and thus Malenkov has vaguely presented it. The chief accusation he levelled against Beria was that Beria had conspired to place the political police above party and government and thus to block the road of reform. Beria, so Malenkov stated, carried out the recent reforms only because he had to: these reforms having been decided on the joint initiative of the Central Committee and the Praesidium, Beria pretended to carry them out loyally, while in fact he obstructed their execution. As if to confirm this version, the Central Committee restated its criticism of the Stalin cult, its opposition to the adulation of any Leader, and its determination to secure ‘collective leadership’, free debate, and the rule of law.
If this were all, one might indeed see the downfall of Beria as a further stage in Russia's revulsion against Stalinism. But this is not all.
What is ominous in this grim affair is, of course, not Beria's downfall but the manner in which it was brought about. He was denounced as a traitor and enemy of the party and the people, and as an agent of foreign imperialism who aimed at the restoration of capitalism. This is the ‘classical’ ‘amalgam’ of the Stalinist purges of the 1930's. Thus, the re-enactment of the Witches' Sabbath, which failed to come off in January, appears to have begun after all, with Beria, instead of the Kremlin doctors, hovering ‘through the fog and filthy air’.
The reproduction of the ‘amalgam’ of the 1930's makes a mockery of the claim of the ruling group that it defended the principle of collective leadership against Beria. That principle implies unhampered expression of political differences within the leading group and ultimately within the party as a whole. But who will dare to speak his mind freely when he has reason to fear that for this he may be denounced as traitor and foreign agent? The Stalinist amalgam rules out free discussion and consequently ‘collective leadership’.
If it was possible to see a promise of democratic regeneration in Russia after Stalin's death, this was so in part because denunciations of this sort had disappeared — they had become rare even during Stalin's last years. The many high officials demoted between March and June were not labelled foreign agents, spies, or adherents of capitalism. They were charged with concocting false accusations, abusing power, imposing policies of Russification, and so on. These were plausible charges, self-explanatory within a certain political context, and fitting in with the circumstances in which the dismissed men, whether guilty or not, had operated. The charges were made in a moderate and sober language in which there was no hint of a witch hunt. In contrast to this, the accusations levelled against Beria were full of irrational, demonological overtones; and the world was asked to believe that the man who had been in charge of Russia's domestic security during the Second World War was an agent of foreign imperialism.
The meaning of the Beria affair emerges even more conclusively from the fact that his fall became the signal for a new drive against the ‘nationalisms’ of the Georgians, Ukrainians, and other non-Russian nationalities. It was no sheer coincidence that during the ‘liberal spring’ Great Russian chauvinism was kept in check and the need was proclaimed to give more scope to the aspirations and demands of the non-Russian Republics.
Policy towards the smaller nations is the most sensitive barometer of the general atmosphere of the Soviet Union. Liberalization means less central control and more autonomy for non-Russians. Police rule implies strict centralization; and its tightening usually leads to a drive against the ‘bourgeois’ nationalisms of the outlying Republics.
Between March and June the talk was, characteristically, against operating the bogy of ‘alleged bourgeois nationalisms’ in the non-Russian provinces. In what seemed a long overdue act of historical justice the Russifiers were dismissed from office in Tiflis and Kiev.
It should perhaps be recalled that the Stalin era began precisely with a struggle against the ‘nationalist deviationists’ in Georgia and the Ukraine. It was on this subject that Lenin, mortally ill, wrote his last, great, angry, and stirring letter to the party. (The author has read the full text of this letter which has remained unpublished till this day.) In it Lenin expressed the sense of shame and even of personal guilt which Stalin's drive against the ‘nationalist deviationists’ had aroused in him. He warned the party against the Great Russian chauvinism of the Soviet bureaucracy and of Stalin in particular, against the barbarous violence of that ‘truly Russian Great Bully’, who, evoking the need for strict central government, would oppress, insult, and humiliate the non-Russian nationalities. Lenin passionately argued that it would be a thousand times better for the Soviet Republic even to forgo somead vantages of centralized government than ‘to deliver the smaller nationalities into the hands of the Great Russian Bully’.
There was therefore a curious historical symmetry in the circumstance that immediately after Stalin's death the Georgian and Ukrainian issues reappeared on the agenda and that this time an attempt was made to tarne the ‘truly Russian Great Bully’.
But the Great Bully seems to have come back to bait the ‘bourgeois nationalists’ of Georgia and the Ukraine; and his return is the surest sign of some reaction against the progressive reforms of preceding months.
Under the pretext of frustrating Beria's ambition to secure the predominance of the political police, an attempt seems in fact to be made to re-establish that predominance.
The struggle is still on, however, and its outcome has hardly been decided. The diehards of Stalinism have scored only half a victory.
In some respects the Beria affair is unique and cannot even be compared with any of Stalin's great purges.
None of Stalin's victims wielded, on the eve of a purge, power comparable to Beria's; and none had such a following within the bureaucracy. Stalin finally destroyed Bukharin, Zinoviev, Kamenev, and their like after having first patiently, slyly, and in the course of many years deprived them of the last shred of power, discredited them, and rendered them harmless. On the eve of his trial Tukhachevsky was powerful enough as a military personality; but he had no political standing. Yagoda was a mere executor of Stalin's will. In 1936-38 Stalin had already his hands firmly on all levers of power and nobody dared to challenge his autocratic position.
Not so Malenkov. He has apparently embarked upon the slippery road of purges even before he Stands on his own feet. His leadership is not yet acknowledged. His position of power is not yet consolidated. He must still speak and act as one of a team. The party is ‘rallying’ not behind ‘Comrade Malenkov’ but ‘around the Central Committee’. Malenkov's position today is not appreciably stronger than Beria's was yesterday.
If it was possible to overthrow Beria so easily, what guarantee is there that Malenkov cannot be disgraced with just as little effort? If party meetings could be so rapidly persuaded to acclaim the fall of one triumvir, may they not look upon the destruction of any other triumvir with equal indifference?
The fate of Stalin's successors may yet prove less similar to that of Stalin than to that of Danton, Desmoulins, and Robespierre, who sent each other to the guillotine, while none of them enjoyed exclusive authority, with the result that all were destroyed. It is, of course, also possible that after a series of purge trials Malenkov may finally emerge as the new autocrat; but this is by no means certain.
The divisions in the ruling group reflect in the last instance conflicting pressures exerted upon it by outside forces which in the long run work either towards a military dictatorship or towards democratic regeneration. The Beria affair represents therefore only one moment in the kaleidoscopic movement of contemporary Russian history.
The army chiefs no longer watch the scene in passivity and silence. Their influence was clearly discernible in the affair of the Kremlin doctors. It was even more distinct in the Beria affair. Without the army's assured support Malenkov would not have dared to strike at Beria, who nominally still had the whole body of the political police under his orders, and who at any rate could still rely on some section of the police to rally to his defence. It was no matter of chance that Moscow's Press and radio gave so much prominence to the speeches against Beria made by Marshals Zhukov, Vassilevsky, Sokolovsky, Govorov, and others. During the great Stalinist purges the leaders of the officers' corps did not appear so conspicuously on the political stage. Even so, Stalin felt his position to be threatened by Tukhachevsky. How much more may Malenkov's position be imperilled by his Marshals, whose military glory and popular appeal are far superior to Tukhachevsky's.
‘Malenkov's government has struck a blow at the political police! [It was pointed out in Chapter X]. If effective the blow must cause a shift in the whole structure of the regime. One of its two props has been weakened, perhaps shattered. On the face of it, this upsets the equilibrium of the regime and tends to increase the importance of the other prop — the army. If the party has deprived itself of the ability to oppose the political policy to the army, the army may become the decisive factor in domestic affairs.’
Paradoxically, the regime now seems to make an attempt to repair that shattered prop, the political police, with the army's help. But for some time to come, until the Beria faction is completely eliminated, the political police will remain in a state of disarray, robbed of its normal striking power; more than ever the government will have to rely for its internal security on the army. It must take some time before the structure of power characteristic of Stalinism is restored, if it can be restored at all. Until then a gap will yawn between the galvanized Stalinist method of government and the un-Stalinist mechanics of power. Across this gap a potential Bonaparte once again casts his shadow.
Nor have the forces vanished which drove the ruling group to decree the reforms of last spring, although at the moment, they may have suffered a severe setback. The reforms could not have sprung merely from Beria's, or from anybody else's, whim and ambition. They met a need felt deeply and widely by the nation. Malenkov and his associates still pay a tribute to the popular mood when they go on declaring that they intend to pursue the course initiated after Stalin's death. The popular mood compels them to tread a twisted path rather cautiously, and it may even compel them to keep part of their promise.
Moreover, the recent reforms corresponded to Russia's new social structure and outlook which, although formed during the Stalin era, have become incompatible with Stalinism.
No shift within the ruling group, no court intrigue, no coup or counter-coup, and not even bloody purges can obliterate these basic factors, which continue to operate against the inertia of Stalinism. If they are not destroyed by a new world war, and if they are not unduly cramped by fear of war, the popular mood and the urges of society will sooner or later force open the road of reform once again. And then they will keep it open more firmly than they did in the liberal spring of 1953.
15 July 1953