others), which were sacred to him, ends for the sake of which he was

prepared to live and to die. It is for this reason that Herzen so seriously

and passionately believed in the independence and freedom of individuals; and understood what he believed in, and reacted so painfully against the adulteration or obfuscation of the issues by metaphysical

or theological patter and democratic rhetoric. In his view all that is

ultimately valuable are the particular purposes of particular persons;

and to trample on these is always a crime because there is, and can

be, no principle or value higher than the ends of the individual, and

therefore no principle in the name of which one could be permitted

to do violence to or degrade or destroy individuals-the sole authors

of all principles and all values. Unless a minimum area is guaranteed

to all men within which they can act as they wish, the only principles

and values left will be those guaranteed by theological or metaphysical

or scientific systems claiming to know the final truth about man's

place in the universe, and his functions and goals therein. And these

claims Herzen regarded as fraudulent, one and all. It is this particular

species of non-metaphysical, empirical, 'eudaemonistic' individualism

that makes Herzen the sworn enemy of all systems, and of all claims

to suppress liberties i n their name, whether in the name of utilitarian

considerations or authoritarian principles, of mystically revealed ends,

or of reverence before irresistible power, or 'the logic of the facts',

or any other similar reason.

What can Bakunin offer that is remotely comparable? Bakunin,

1 1 2.

H E RZEN AND B A K U N I N ON L I B E RTY

with his gusto and his logic and his eloquence, his desire and capacity

to undermine and burn and shiver to pieces, now disarmingly childlike, at other times pathological and inhuman; with his odd combination of analytical acuteness and unbridled exhibitionism; carrying with him, with superb unconcern, the multicoloured heritage of the

eighteenth century, without troubling to consider whether some

among his ideas contradicted others - the 'dialectic' would look after

that-or how many of them had become obsolete, discredited, or had

been absurd from the beginning- Bakunin, the official friend of

absolute liberty, has not bequeathed a single idea worth considering

for its own sake; there is not a fresh thought, not even an authentic

emotion, only amusing diatribes, high spirits, malicious vignettes, and

a memorable epigram or two. A historical figure remains-the 'Russian

Bear', as he liked to describe himself- morally careless, intellectually

irresponsible, a man who, in his love for humanity in the abstract,

was prepared, like Robespierre, to wade through seas of blood ; and

thereby constitutes a link in the tradition of cynical terrorism and

unconcern for individual human beings, the practice of which is the

main contribution of our own century, thus far, to political thought.

And this aspect of Bakunin, the Stavrogin concealed inside Rudin,

the fascist streak, the methods of Attila, 'Petrograndism', sinister

qualities so remote from the lovable 'Russian Bear' -die grosse Liselwas detected not merely by Dostoevsky, who exaggerated and caricatured it, but by Herzen himself, who drew up a formidable indictment against it in the Letters to an Old Comrade, perhaps the most instructive, prophetic, sober and moving essays on the prospects of

human freedom written in the nineteenth century.

1 As Herzen used to call him after his three-year-old daughter, Bakunin's

friend.

A Remarkable Decade

I

T H E B I R T H O F T H E R U S S I A N

I N T E L L I G E N T S I A

I

M v title- 'A Remarkable Decade'-and my subject are both taken

from a long essay in which the nineteenth-century Russian critic and

literary historian, Pavel Annenkov, described his friends more than

thirty years after the period with which he deals. Annenkov was an

agreeable, intelligent, and exceedingly civilised man, and a most understanding and dependable friend. He was not, perhaps, a very profound critic, nor was the range of his learning wide-he was a scholarly

dilettante, a traveller about Europe who liked to meet eminent men,

an eager and observant intellectual tourist.

It is clear that in addition to his other qualities he possessed considerable personal charm, so much, indeed, that he even succeeded in captivating Karl Marx, who wrote him at least one letter considered

important by Marxists on the subject of Proudhon. Indeed, Annenkov

has left us an exceedingly vivid description of the physical appearance

and ferocious intellectual manner of the young Marx-an admirably

detached and ironical vignette, perhaps the best portrait of him that

has survived.

It is true that, after he went back to Russia, Annenkov lost interest

in Marx, who was so deeply snubbed and hurt by this desertion by

a man on whom he thought he had made an indelible impression, that

in after years he expressed himself with extreme bitterness about the

Russian intellectual fldneurs who Buttered around him in Paris in the

40s, but turned out not to have any serious intentions after ali. But

although not very loyal to the figure of Marx, Annenkov did retain

the friendship of his compatriots Belinsky, Turgenev and Herzen to

the end of his days. And it is about them that he is most interesting.

1 1 4

B I RTH O F THE R U S S IAN I N T E L L I G ENTSIA

'A Remarkable Decade' is a description by him of the life of some

among the early members-the original founders-of the Russian

intelligentsia, between 1 8 38 and 1 848, when they were all young

men, some still at the university, some j ust emerged from it. The

subject is of more than literary or psychological interest because these

early Russian intellectuals created something which was destined

ultimately to have world-wide social and political consequences. The

largest single effect of the movement, I think it would be fair to say,

was the Russian Revolution itself. These rlvoltes early Russian

intellectuals set the moral tone for the kind of talk and action which

continued throughout the nineteenth and early twentieth centuries,

until the final climax in 1 9 1 7.

It is true that the Russian Revolution (and no event had been more

discussed and speculated about during the century which preceded itnot even the great French Revolution) did not follow the lines that most of these writers and talkers had anticipated. Yet despite the

tendency to minimise the importance of such activity by such thinkers

as, for example, Tolstoy or Karl Marx, general ideas do have great

influence. The Nazis seemed to grasp this fact when they took care

at once to eliminate intellectual leaders in conquered countries, as

likely to be among the most dangerous figures in their path ; to this

degree they had analysed history correctly. But whatever may be

thought about the part played by thought in affecting human lives,

it would be idle to deny that the influence of ideas-and in particular

of philosophical ideas-at the beginning of the nineteenth century did

make a considerable difference to what happened later. Without the

kind of outlook of which, for example, the Hegelian philosophy, then

so prevalent, was both the cause and the symptom, a great deal of what

happened might, perhaps, either not have happened, or else have

happened differently. Consequently the chief importance of these

writers and thinkers, historically speaking, lies in the fact that they

set in train ideas destined to have cataclysmic effects not merely in

Russia itself, but far beyond her borders.

And these men have more specific claims to fame. It is difficult

to imagine that the Russian literature of the mid-century, and, in

particular, the great Russian novels, could have come into being save

for the specific atmosphere which these men created and promoted.

The works of Turgenev, Tolstoy, Goncharov, Dostoevsky, and of

minor novelists too, are penetrated with a sense of their own time,

of this or that particular social and historical milieu and its ideological

,,

I I S

R U S S IAN T H I N K E R S

content, t o a n even higher degree than the 'social' novels o f the west.

To this topic I propose to revert later.

Lastly, they invented social criticism. This may seem a very bold

and even absurd claim to make; but by social criticism I do not mean

the appeal to standards of judgment which involve a view of literature

and art as having, or as obliged to have, a primarily didactic purpose;

nor yet the kind of criticism developed by romantic essayists, especially

in Germany, in which heroes or villains are regarded as quintessential

types of humanity and examined as such ; nor yet the critical process

(in which the French in particular showed superlative skill) which

attempts to reconstruct the process of artistic creation mainly by

analysing the social, spiritual and psychological environment and the

origins and economic position of the artist, rather than his purely

artistic methods or character or specific quality; although, to some

degree, the Russian intellectuals did all this too.

·

Social criticism in this sense had, of course, been practised before

them, and far more professionally, scrupulously and ·profoundly, by

critics in the west. The kind of social criticism that I mean is the

method virtually invented by the great Russian essayist Belinsky-the

kind of criticism in which the line between life and art is of set purpose not too clearly drawn; in which praise and blame, love and hatred, admiration and contempt are freely expressed both for artistic forms

and for the human characters drawn, both for the personal qualities

of authors and for the content of their novels, and the criteria involved

in such attitudes, whether consciously or implicitly, a.re identical with

those in terms of which living human beings are in everyday life

judged or described.

This is, of course, a type of criticism which has itself been much

criticised. It is accused of confusing art with life, and thereby derogating from the purity of art. Whether these Russian critics did perpetrate this confusion or not, they introduced a new attitude

towards the novel, derived from their particular outlook on life. This

outlook later came to be defin� as that peculiar to members of the

intelligentsia - and the young radicals of 1 8 38-48, Belinsky, T urgenev,

Bakunin, Herzen; whom Annenkov so devotedly describes in his

book, are its true original founders. 'Intelligentsia' is a Russian word

invented in the nineteenth century, that has since acquired worldwide significance. The phenomenon itself, with its historical and literally revolutionary consequences, is, I suppose, the largest single

Russian contribution to social change in the world.

J I 6

B I RT H OF T H E R U S S I AN INTE L L I G ENTSIA

The concept of intelligentsia must not be confused with the notion

of intellectuals. Its members thought of themselves as united by

something more than mere interest in ideas; they conceived themselves

as being a dedicated order, almost a secular priesthood, devoted to the

spreading of a specific attitude to life, something like a gospel. Historically their emergence requires some explanation.

I I

Most Russian historians are agreed that the great social schism

between the educated and the 'dark folk' in Russian history sprang

from the wound inAicted on Russian society by Peter the Great. In

his reforming zeal Peter sent selected young men into the western

world, and when they had acquired the languages of the west and

the various new arts and skills which sprang from the scientific

revolution of the seventeenth century, brought them back to become

the leaders of that new social order which, with ruthless and violent

haste, he imposed upon his feudal land. In this way he created a small

class of new men, half Russian, half foreign-educated abroad, even

if they were Russian by birth; these, in due course, became a small

managerial and bureaucratic oligarchy, set above the people, no

longer sharing in their still medieval culture; cut off from them

irrevocably. The government of this large and unruly nation became

constantly more difficult, as social and economic conditions in Russia

increasingly diverged from the progressing west. With the widening

of the gulf, greater and greater repression had to be exercised by the

ruling elite. The small group of governors thus grew more and more

estranged from the people they were set to govern.

The rhythm of government in Russia in the eighteenth and early

nineteenth centuries is one of alternate repression and liberalisation.

Thus, when Catherine the Great felt that the yoke was growing too

heavy, or the appearance of things became too barbarous, she relaxed

the brutal rigidity of the despotism and was duly acclaimed by Voltaire

and Grimm. When this seemed to lead to too much sudden stirring

from within, too much protest, and too many educated persons began

to compare conditions in Russia unfavourably with conditions in the

west, she scented the beginnings of something subversive; the French

Revolution finally terrified her; she clamped down again. Once more

the regime grew stern and repressive.

The situation scarcely altered in the reign of Alexander I. The

,,

RU SSIAN THINKERS

vast majority of the inhabitants of Russia still lived in a feudal darkness,

with a weak and, on the whole, ignorant priesthood exercising relativdy little moral authority, while a large army of fairly faithful and at times not inefficient bureaucrats pressed down on the more and

more recalcitrant peasantry. Between the oppressors and the oppressed

there existed a small cultivated class, largely French-speaking, aware

of the enormous gap between the way in which life could be livedor was lived-in the west and the way in which it was lived by the Russian masses. They were, for the most part, men acutely conscious

of the difference between justice and injustice, civilisation and barbarism, but aware also that conditions were too difficult to alter, that they had too great a stalce in the regime themselves, and that reform

might bring the whole structure toppling down. Many among them

were reduced either to an easy-going quasi-Voltairean cynicism, at

once subscribing to liberal principles and whipping their serfs; or to

noble, eloquent and futile despair.

This situation altered with the invasion ofNapoleon,which brought

Russia into the middle of Europe. Almost overnight, Russia found

herself a great power in the heart of Europe, conscious of her crushing

strength, dominating the entire scene, and accepted by Europeans

with some terror and great reluctance, as not merely equal but

superior to them in sheer brute force.

The triumph over Napoleon and the march to Paris were events

in the history of Russian ideas as vitally important as the reforms of

Peter. They made Russia aware of her national unity, and generated

in her a sense of herself as a great European nation, recognised as

such; as being no longer a despised collection of barbarians teeming

behind a Chinese wall, sunk in medieval darkness, half-heartedly and

clumsily imitating foreign models. Moreover, since the long Napoleonic

war had brought about great and lasting patriotic fervour, and, as a

result of a general participation in a common ideal, an increase in the

feeling of equality between the orders, a number of relatively idealistic

young men began to feel new bonds between themselves and their

nation which their education could not by itself have inspired. The

growth of patriotic nationalism brought with it, as its inevitable concomitant, a growth of the feeling of responsibility for the chaos, the squalor, the poverty, the inefficiency, the brutality, the appalling

disorder in Russia. This general moral uneasiness affected the least

sentimental and perceptive, the hardest-hearted of the semi-civilised

members of the ruling class.

1 1 8

B I RT H OF T H E R U S S IAN INTE L L I G E NTSIA

Ill

There were other factors which contributed to this collective sense of

guilt. One, certainly, was the coincidence (for coincidence it was) of

the rise of the romantic movement with the entrance of Russia into

Europe. One of the cardinal romantic doctrines (connected with the

cognate doctrines that history proceeds according to discoverable laws

or patterns, and that nations are unitary 'organisms', not mere collections, and 'evolve' in an 'organic', not a mechanical or haphazard fashion) is that everything in the world is as and where and when it

is because it participates in a single universal purpose. Romanticism

encourages the idea that not only individuals but groups, and not only

groups but institutions-states, churches, professional bodies, associations that have ostensibly been created for definite, often purely utilitarian purposes - come to be possessed by a 'spirit' of which they

themselves might well be unaware-awareness of which is, indeed,

the very process of enlightenment.

The doctrine that every human being, country, race, institution

has its own unique, individual, inner purpose which is itself an

'organic' element in the wider purpose of all that exists, and that in

becoming conscious of that purpose it is, by this very fact, participating

in the march towards light and freedom- this secular version of an

ancient religious belief powerfully impressed the minds of the young

Russians. They imbibed it all the more readily as a result of two causes,

one material, one spiritual.

The material cause was the unwillingness of the government to

let its subjects travel to France, which was thought of, particularly

after 1 830, as a chronically revolutionary country, liable to perpetual

upheavals, blood-letting, violence and chaos. By contrast, Gennany

lay peaceful under the heel of a very respectable despotism. Consequently young Russians were encouraged to go to German universities, where they would obtain a sound training in civic principles that

would, so it was supposed, make them still more faithful servants of

the Russian autocracy.

The result was the exact opposite. Crypto-francophile sentiment

in Gennany itself was at this time so violent, and enlightened Cennans

themselves believed in ideas-in this case those of the French enlightenment-so much more intensely and fanatically than the French themselves, that the young Russian Anacharsises who dutifully went to Gennany were infected by dangerous ideas far more violently there

,,

1 19

R U S S IAN T H IN K E R S

than they could ever have been had they gone to Paris in the easygoing early years of Louis Philippe. The government of Nicholas I could hardly have foreseen the chasm into which it was destined to fall.

If this was the first cause of romantic ferment, the second was its

direct consequence. The young Russians who had travelled to

Germany, or read German books, became possessed with the simple

idea that if, as ultramontane Catholics in France and nationalists in

Germany were sedulously maintaining, the French Revolution and

the decadence that followed were scourges sent upon the people for

abandoning their ancient faith and ways, the Russians were surely

free from these vices, since, whatever else might be true of them, no

revolution had been visited upon them. The German romantic

historians were particularly zealous in preaching the view that, if the

west was declining because of its scepticism, its rationalism, its

materialism, and its abandonment of its own spiritual tradition, then

the Germans, who had not suffered this melancholy fate, should be

viewed as a fresh and youthful nation, with habits uncontaminated

by the corruption of Rome in decay, barbarous indeed, but full of

violent energy, about to come into the inheritance falling from the

feebie hands of the French.

The Russians merely took this process of reasoning one step

further. They rightly judged that if youth, barbarism, and lack of

education were criteria of a glorious future, they had an even more

powerful hope of it than the Germans. Consequently the vast outpouring of German romantic rhetoric about the unexhausted forces of the Germans and the unexpended German language with its

pristine purity and the young, unwearied German nation, directed

as it was against the 'impure', Latinised, decadent western nations,

was received in Russia with understandable enthusiasm. Moreover, it

stimulated a wave of social idealism which began to possess all classes,

from the early 20s of the century until well into the early 40s. The

proper task of a man was to dedicate himself to the ideal for which

his 'essence' was intended. This could not consist in scientific rationalism (as the French eighteenth-century materialists had taught), for it was a delusion to think that life was governed by mechanical laws. It

was an even worse delusion to suppose that it was possible to apply a

scientific discipline, derived from the study of inanimate matter, to

the rational government of human beings and the organisation of

their lives on a world-wide scale. The duty of man was something

very different-to understand· the texture, the 'go', the principle of

1 20

B I RT H OF T H E R U SS I A N IN T E L L I G ENTSIA

life of all there is, to penetrate to the soul of the world (a theological

and mystical notion wrapped by the followers of Schelling and Hegel

in rationalist terminology), to grasp the hidden, 'inner' plan of the

universe, to understand his own place in it, and to act accordingly.

The task of the philosopher was to discern the march of history, or

of what was, somewhat mysteriously, called 'the Idea', and discover

whither it was carrying mankind. History was an enormous river,

the direction of which could, however, only be observed by people

with a capacity for a special kind of deep, inner contemplation. No

amount of observation of the outer world would ever teach you where

this inward Drong, this subterranean current, led. To uncover it

was to be at one with it; the development both of your individual

self as a rational being, and of society, depended upon a correct assessment of the spiritual direction of the larger 'organism' to which you belonged. To the question of how this organism was to be identified what it was-the various metaphysicians who founded the principal romantic schools of philosophy replied differently. Herder declared

this unit to be a spiritual culture or way of life; the Roman Catholic

penseurs identified it with the life of the Christian Church; Fichte

somewhat obscurely, and after him Hegel unequivocally, declared it

to be the national state.

The whole notion of organic method militated in favour of supposing that the favourite instrument of the eighteenth centurychemical analysis into constituent bits, into ultimate, irreducible atoms, whether of inanimate matter or of social institutions-was an inadequate

way of apprehending anything. 'Growth' was the great new term new, that is, in its application far beyond the bounds of scientific biology; and in order to apprehend what growth was, you had to have

a special inner sense capable of apprehending the invisible kingdom,

an intuitive grasp of the impalpable principle in virtue of which a

thing grows as it does; grows not simply by successive increments of

'dead' parts, but by some kind of occult vital process that needs a

quasi-mystical power of vision, a special sense of the Row of life, of

the forces of history, of the principles at work in nature, in art, in

personal relationships, of the creative spirit unknown to empirical

science, to seize upon its essence.

I V

This is the heart of political romanticism, from Burke to our own

day, and the source of many passionate arguments directed against

,I

1 21

R U SSIAN TH INKERS

liberal reform and every attempt to remedy social evils by rational

means, on the grounds that these were based on a 'mechanical' outlook

-a misunderstanding of what society was and of how it developed.

The programmes of the French Encyclopedists or of the adherents of

Lessing in Germany were condemned as so many ludicrous and

Procrustean attempts to treat society as if it were an amalgam of

bits of inanimate stuff, a mere machine, whereas it was a palpitating,

living whole.

The Russians were highly susceptible to this propaganda, which

drew them in both a reactionary and a progressive direction. You

cauld believe that life or history was a river, which it was useless and

perilous to resist or deflect, and with which you could only merge

your identity-according to Hegel by discursive, logical, rational

activity of the Spirit; according to Schelling intuitively and imaginatively, by a species of inspiration the depth of which is the measure of human genius, from which spring myths and religions, art and

science. This led in the conservative direction of eschewing everything analytical, rational, empirical, everything founded upon experiment and natural science. On the other hand, you might declare that you felt within the earth the pangs of a new world struggling to be

born. You felt-you knew-that the crust of the old institutions was

about to crack under the violent inner heavings of the Spirit. If you

genuinely believed this, then you would, if you were a reasonable

being, be ready to risk identifying yourself with the revolutionary

cause, for otherwise it would destroy you. Everything in the cosmos

was progressive, everything moved. And if the future lay in the

fragmentation and the explosion of your present universe into a new

form of existence, it would be foolish not to collaborate with this

violent and inevitable process.

German romanticism, in particular the Hegelian school, was

divided on this issue; there were movements in both directions in

Germany, and consequently also in Russia, which was virtually an

intellectual dependency of German academic thought. But whereas

in the west ideas of this kind had for many years been prevalenttheories and opinions, philosophical, social, theological, political, had since the Renaissance at feast, clashed and collided with each other

in a vast variety · of patterns, and formed a general process of rich

intellectual activity in which no one idea or opinion could for long

hold undisputed supremacy-in Russia this was not the case.

One of the great differences between the areas dominated by the

1 22

B I RT H O F THE R U SSIAN INTEL L I G ENTSIA

eas.:em and the western Churches was that the former had had no

Renaissance and no Reformation. The Balkan peoples could blame

th'e Turkish conquest for their backwardness. But the case was little

better in Russia, which did not have a gradually expanding, literate,

educated class, connecting-by a series of social and intellectual stepsthe most and the least enlightened. The gap between the illiterate peasants and those who could read and write was wider in Russia

than in other European states, in so far as Russia could be called

European at this time.

Thus the number and variety of social or political ideas to be heard

if you moved in the salons of St Petersburg and Moscow were nothing

like so great as you would find in the intellectual ferment of Paris or

Berlin. Paris was, of course, the great cultural Mecca of the time. But

even Berlin was scarcely less agitated with intellectual, theological,

artistic controversies, despite the repressive Prussian censorship.

You must therefore imagine in Russia a situation dominated by

three main factors: a dead, oppressive, unimaginative government

chiefly engaged in holding its subjects down, preventing change

largely because this might lead to yet further change, even though its

more intelligent members obscurely realised that reform-and that of

a very radical kind- for instance with regard to the serf system or

the systems of justice and education-was both desirable and inevitable.

The second factor was the condition of the vast mass of the Russian

population-an ill-treated, economically wretched peasantry, sullen

and inarticulately groaning, but plainly too weak and unorganised to

act effectively in its own defence. Finally, between the two, a small,

educated class, deeply and sometimes resentfully influenced by western

ideas, with minds tantalised by visits to Europe and by the great new

social and intellectual movement at work in the centres of its culture.

May I remind you again that there was in the air, as much in

Russia as in Germany, a romantic conviction that every man had a

unique mission to fulfil if only he could know what it was; and that

this created a general enthusiasm for social and metaphysical ideas,

perhaps as a kind of ethical substitute for a dying religion, that was

not dissimilar to the fervour with which philosophical systems and

political Utopias had, for more than a century, been acclaimed in

France and Germany, by men in search of a new theodicy uncompromised by association with some discredited political or religious establishment. But in Russia there was, in addition, among the

educated classes, a moral and intellectual vacuum due to the absence

1 23

R U S S IAN T H IN K E R S

of a Renaissance tradition of secular education, and maintained by

the rigid censorship exercised by the government, by widespread

illiteracy, by the suspicion and disfavour with which all ideas as such

were regarded, by the acts of a nervous and often massively stupid

bureaucracy. In this situation, ideas which in the west competed

with a large number of other doctrines and attitudes, so that to become

dominant they had to emerge victorious from a fierce struggle for

survival, in Russia came to lodge in the minds of gifted individuals

and, indeed, obsess them, often enough simply for lack of other ideas

to satisfy their intellectual needs. Moreover, there existed in the capital

cities of the Russian Empire a violent thirst for knowledge, indeed

for mental nourishment of any kind, together with an unparalleled

sincerity (and sometimes a disarming naivety) of feeling, intellectual

freshness, passionate resolve to panicipate in world affairs, a troubled

consciousness of the social and political problems of a vast country,

and very little to respond to this new state of mind. What there was,

was mostly imponed from abroad-scarcely one single political and

social idea to be found in Russia in the nineteenth century was born

on native soil. Perhaps Tolstoy's idea of non-resistance was something

genuinely Russian-a restatement of a Christian position so original

that it had the force of a new idea when he preached it. But, in general,

I do not think that Russia has contributed a single new social or

political idea: nothing that was not traceable, not merely to some

ultimate western root, but to some doctrine discoverable in the west

eight or ten or twelve years earlier than its first appearance in Russia.

v

You must conceive, therefore, of an astonishingly impressionable

society with an unheard of capacity for absorbing ideas- ideas which

might waft across, in the most casual fashion, because someone

brought back a book or collection of pamphlets from Paris (or because

some audacious bookseller had smuggled them in) ; because someone

attended the lectures of a neo-Hegelian in Berlin, or had made friends

with Schelling, or had met an English missionary with strange ideas.

Genuine excitement was generated by the arrival of a new 'message'

emanating from some disciple of Saint-Simon or FouJier, of a book

by Proudhon, by Cabet, by Leroux, the latest social Messiahs in

France; or again, by an idea attributed to Davia Strauss or Ludwig

Feuerbach or Lamennais or some other forbidden author. Because of

their relative scarcity in Russia, these ideas and fragments of ideas

1 24

B I RTH OF T H E R U S S I AN I N T E L L I G ENTSIA

would be seized upon with the utmost avidity. The social and economic

prophets in Europe seemed full of confidence in the new revolutionary

future, and their ideas had an intoxicating effect upon the young

Russians.

When such doctrines were pro1pulgated in the west, they sometimes excited their audience, and occasionally led to the formation of parties or sects, but they were not regarded by the majority of those

whom they reached as the final truth; and even those who thought

them crucially important did not immediately begin to put them into

practice with every means at their disposal. The Russians were liable

to do just this; to argue to themselves that if the premises were true

and the reasoning correct, true conclusions followed : and further, that

if these conclusions dictated certain actions as being necessary and

beneficial, then if one was honest and serious one had a plain duty to

try to realise them as swiftly and as fully as possible. Instead of the

generally held view of the Russians as a gloomy, mystical, self-lacerating,

somewhat religious nation, I should like to suggest, at least as far as

the articulate intelligentsia are concerned, that they were somewhat

exaggerated Westerners of the nineteenth century; and that so far

from being liable to irrationalism. or neurotic self-absorption, what

they possessed in a high, perhaps excessive, degree was extremely

devdoped powers of reasoning, extreme logic and lucidity.

It is true that when people tried to put these Utopian schemes

into operation and were almost immediately frustrated by the police,

disillusionment followed, and with it a liability to fall into a state of

apathetic melancholy or violent exasperation. But this came later. The

original phase was neither mystical nor introspective, but on the

contrary rationalist, bold, extroverted and optimistic. I think it was the

celebrated terrorist Kravchinsky who once said about the Russians

that, whatever other qualities they might have, they never recoiled

froin the consequences of their own reasoning. If you study the

Russian 'ideologies' of the nineteenth and indeed the twentieth

century, I think you will find, on the whole, that the more difficult,

the more paradoxical, the more unpalatable a conclusion is, the greater

is the degree of passion and enthusiasm with which some Russians, at

any rate, tend to embrace it; for to do so seems to them no more than

a proof of a man's moral sincerity, of the genuineness of his devotion

to the truth and of his seriousness as a human being; and although

th� consequences of one's reasoning may appear prima fane unplausible or even downright absurd, one must not for that reason 1 25

R U SSIAN T H I N K E R S

recoil from them, for what would that be but cowardice, weakness,

or-worst of all- the setting up of comfort before the truth? Herzen

once said :

We are great doctrinaires and raisonneurs. To this German

capacity we add our own national . . . element, ruthless, fanatically

dry : we are only too willing to cut off heads . . . With fearless step we

march to the very limit, and go beyond it; never out of step with the

dialectic, only with the truth . . .

And this characteristically acid comment is, as a verdict on some of

his contemporaries, not altogether unjust.

VI

Imagine, then, a group of young men, living under the petrified

regime of Nicholas I -men with a degree of passion for ideas perhaps

never equalled in a European society, seizing upon ideas as they

come from the west with unconscionable enthusiasm, and making

plans to translate them swiftly into practice-and you will have some

notion of what the early members of the intelligentsia were like . .They

were a small group of litterateurs, both professional and amateur,

conscious of being alone in a bleak world, with a hostile an� arbitrary

government on the one hand, and a completely uncomprehending

mass of oppressed and inarticulate peasants on the other, conceiving

of themselves as a kind of self-conscious army, carrying a banner for

all to see- of reason and science, of liberty, of a better life.

Like persons in a dark wood, they tended to feel a certain solidarity

simply because they were so few and far between ; because they were

weak, because they were truthful, because they were sincere, because

they were unlike the others. Moreover, they had accepted the romantic

doctrine that every man is called upon to perform a mission beyond

mere selfish purposes of material existence; that because they had had

an education superior to that of their oppressed brothers they had a

direct duty to help them toward the light; that this duty was uniquely

binding upon them, and that, if they fulfilled it, as history surely

intended them to do, the future of Russia might yet be as glorious

as her past had been empty and dark; and that for this they must

preserve their inner solidarity as a dedicated group. They were a

persecuted minority who drew strength from their very persecution;

they were the self-conscious bearers of a western message, freed from

the chains of ignorance and prejudice, stupidity or cowardice, by

1 26

B I RTH OF THE R U S S I AN INTELLIG ENT S I A

some great western liberator-a German romantic, a French socialistwho had transformed their vision.

The act ofliberation is something not uncommon in the intellectual

history of Europe. A liberator is one who does not so much answer your

problems, whether of theory or conduct, as transform them-he ends

your anxieties and frustrations by placing you within a new framework where old problems CtZe to have meaning, and new ones appear which have their solutions, as it were, already to some degree prefigured in the new universe in which you find yourself. I mean that those who were liberated by the humanists of the Renaissance or the

philosophes of the eighteenth century did not merely think their old

questions answered more correctly by Plato or Newton than by

Albertus Magnus or the Jesuits- rather they had a sense of a new

universe. Questions which had troubled their predecessors suddenly

appeared to them senseless and unnecessary. The moment at which

ancient chains fall off, and you feel yourself recreated in a new image,

can make a life. One cannot tell by whom a man might not, in this

sense, be set free-Voltaire probably emancipated a greater number of

human beings in his own lifetime than anyone before or after him;

Schiller, Kant, Mill, Ibsen, Nietzsche, Samuel Butler, Freud have

liberated human beings. For all I know Anatole France, or even

Aldous Huxley, may have had this effect.

The Russians of whom I speak were 'liberated' by the great

German metaphysical writers, who freed them on the one hand from

the dogmas of the Orthodox Church, on the other from the dry

formulas of the eighteenth-century rationalists, which had been not

so much refuted as discredited by the failure of the French Revolution.

What Fichte, Hegel, Schelling and their numerous expositors and

interpreters provided was little short of a new religion. A corollary

of this new frame of mind is the Russian attitude to literature.

VII

There may be said to exist at least two attitudes towards literature and

the arts in general, and it may not be uninteresting to contrast them.

For short, I propose to call one French, the other Russian. But these

will be mere labels used for brevity and convenience. I hope I shall

not be thought to maintain that every French writer held what I

propose to call the ' French' attitude, or every Russian the 'Russian'.

The distinction taken in any literal sense would, of course, be gravely

misleading.

R U SSIAN T H I N K E R S

The French writers of the nineteenth century o n the whole believed

that they were purveyors. They thought that an intellectual or an

artist had a duty to himself and to the public-to produce as good an

object as possible. If you were a painter, you produced as beautiful a

picture as you could. If you were a writer you produced the best

piece of writing of which you were capable. That was your duty to

yourself, and it was what the public rightly expected. If your works

were good, they were recognised, and you were successful. If you

possessed little taste, or skill, or luck, then you were unsuccessful; and

that was that.

In this ' French' view, the artist's private life was of no more

concern to the public than the private life of a carpenter. If you order

a table, you are not interested in whether the carpenter has a good

motive for making it or not; or whether he lives on good terms with

his wife and children. And to say of the carpenter that his table must

in some way be degraded or decadent, because his morality is degraded

or decadent, would be regarded as bigoted, and indeed as silly : certainly

as a grotesque criticism of his merit as a carpenter.

This attitude of mind (which I have deliberately exaggerated)_ was

rejected with the utmost vehemence by almost every major Russian

writer of the nineteenth century; and this was so whether they were

writers with an explicit moral or social bias, or aesthetic writers

believing in art for art's sake. The 'Russian' attitude (at least in the

last century) is that man is one and cannot be divided; that it is not

true that a man is a citizen on the one hand and, quite independently

of this, a money-maker on the other, and that these functions can be

kept in separate compartments; that a man is one kind of personality

as a voter, another as a painter, and a third as a husband. Man is

indivisible. To say 'Speaking as an artist, I feel this; and speaking as

a voter, I feel t!lat' is always false; and immoral and dishonest too.

Man is one, and what he does, he does with his whole personality.

It is the duty of men to do what is good, speak the truth, and produce

beautiful objects. They must speak the truth in whatever media they

happen to work. If they are novelists they must speak the truth as

novelists. If they are ballet dancers they must express the truth in their

dancing.

This idea of integrity, of total commitment, is the heart of the

romantic attitude. Certainly Mozart and Haydn would have been

exceedingly surprised if they were told that as artists they were

peculiarly sacred, lifted far above other men, priests uniquely dedicated

1 28

B I RT H OF T H E R U S S IAN I NT E L L I G ENTSIA

to the worship of some transcendent reality, to betray which is mortal

sin. They conceived of themselves as true craftsmen, sometimes as

inspired servants of God or of Nature, seeking to celebrate their

divine Maker in whatever they did; but in the first place they were

composers who wrote works to order and strove to make them as

melodious as possible. By the nineteenth century, the notion of the

artist as a sacred vessel, set apart, with a unique soul and unique status,

was exceedingly widespread. It was born, I suppose, mainly among

the Germans, and is connected with the belief that it is the duty of

every man to give himself to a cause; that upon the artist and poet

this duty is binding in a special degree, for he is a wholly dedicated

being; and that his fate is peculiarly sublime and tragic, for his form

of

himself totally to his ideal. What this

ideal is, is comparatively unimportant. The essential thing is to offer

oneself without calculation, to give all one has for the sake of the light

within (whatever it may illuminate) from pure motives. For only

motives count.

Every Russian writer was made conscious that he was on a public

stage, testifying; so that the smallest lapse on his part, a lie, a deception,

an act of self-indulgence, lack of zeal for the truth, was a heinous

crime. If you were principally engaged in making money, then,

perhaps, you were not quite so strictly accountable to society. But if

you spoke in public at all, be it as poet or novelist or historian or

in whatever public capacity, then you accepted full responsibility for

guiding and leading the people. If this was your calling then you were

bound by a Hippocratic oath to tell the truth and never to betray it,

and to dedicate yourself selflessly to your goal.

. There are certain clear cases-Tolstoy is one of them-where this

principle was accepted literally and followed to its extreme consequences. But this tendency in Russia was far wider than Tolstoy's peculiar case would indicate. Turgenev, for example, who is commonly thought of as the most western among Russian writers, a man who believed in the pure and independent nature of art more

than, say, Dostoevsky or Tolstoy, who consciously and deliberately

avoided moralising in his novels, and was, indeed, sternly called to

order by other Russian authors for an excessive-and, it was indicated.

regrettably western-preoccupation with aesthetic principles, for

devoting too much time and attention to the mere form and style of

his works, for insufficient probing into the deep moral and spiritual

essence of his characters-even the 'aesthetic' Turgenev is wholly

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R U S S I AN T H I N K E R S

committed to the belief that social and moral problems are the central

issues of life and of art, and that they are intelligible only in their own

specific historical and ideological context.

I was once astonished to see it stated, in a review by an eminent

literary critic in a Sunday newspaper, that, of all authors, Turgenev

was not particularly conscious of the historical forces of his time.

This is the very opposite of the truth. Every novel of Turgenev deals

explicitly with social and moral problems within a specific historical

setting; it describes human beings in particular social conditions at

an identifiable date. The mere fact that Turgeaev was an artist to

his marrow-bones, and understood the universal aspects of human

character or predicament, need not blind us to the fact that he fully

accepted his duty as a writer to speak the objective truth-social no

less than psychological-in public, and not to betray it.

If someone had proved that Balzac was a spy in the service of the

French Government, or that Stendhal conducted immoral operations

on the Stock Exchange, it might have upset some of their friends,

but it would not, on the whole, have been regarded as derogating

from their status and genius as artists. But there is scarcely any Russian

writer in the nineteenth century who, if something of the sort had

been discovered about himself, would have doubted for an instant

whether the charge was relevant to his activity as a writer. I can

think of no Russian writer who would have tried to slip out with the

alibi that he was one kind of person as a writer, to be judged, let us

say, solely i n terms of his novels, and quite another as a private

individual. That is the gulf between the characteristically 'Russian'

and 'French' conceptions of life and art, as I have christened them.

I do not mean that every western writer would accept the ideal which

I have attributed to the French, nor that every Russian would subscribe to what I have called the 'Russian' conception. But, broadly speaking, I think it is a correct division, and holds good even when

you come to the aesthetic writers- for instance, the Russian symbolist

poets at the turn of the last century, who despised every form of

utilitarian or didactic or 'impure' art, took not the slightest interest

in social analysis or psychological novels, and accepted and exaggerated

the aestheticism of the west to an outre degree. Even these Russian

symbolists did not think that they had no moral obligation. They

saw themselves, indeed, as Pythian priestesses upon some mystical

tripod, as seers of a reality of which this world was merely a dark

symbol and occult expression, and, remote though they were from social

1 30

B I RT H OF T H E R U S S I AN I N T E L L I G ENTSIA

idealism, believed with moral and spiritual fervour in their own sacred

vows. They were witnesses to a mystery; that was the ideal which

they were morally not permitted, by the rules of their art, to betray.

This attitude is utterly different from anything that Flaubert laid

down about the fidelity of the artist to his art, which to hin\ is identical

with the proper function of the artist, or the best method of becoming

as good an artist as one could be. The attitude which I attribute to

the Russians is a specifically moral attitude; their attitude to life and

to art is identical, and it is ultimately a moral attitude. This is something not to be confused with the notion of art with a utilitarian purpose, in which, of course, some of them believed. Certainly, the

men of whom I propose to speak-the men of the 30s and early 40Sdid not believe that the business of novels and the business of poetry was to teach men to be better. The ascendancy of utilitarianism came

much later, and it was propagated by men of far duller and cruder

minds than those with whom I am here concerned.

The most characteristic Russian writers believed that writers are,

in the first place, men; and that they are directly and continually

responsible for all their utterances, whether made in novels or in

private letters, in public speeches or in conversation. This view, in

turn, affected western conceptions of art and life to a marked degree,

and is one of the arresting contributions to thought of the Russian

intelligentsia. Whether for good or ill, it made a very violent impact

upon the European conscience.

V I I I

A t the time o f which I speak, Hegel and Hegelianism dominated

the thought of young Russia. With all the moral ardour of which

they were capable, the emancipated young men believed in the

necessity of total immersion in his philosophy. Hegel ·Nas the great

new liberator; therefore it was a duty-a categorical duty-to express

in every act of your life, whether as a private individual or as a writer,

truths which you had absorbed from him. This allegiance-later

transferred to Darwin, to Spencer, to Marx-is difficult to understand

for those who have not read the fervid literature, above all, the

literary correspondence of the period. To illustrate it, let me quote

some ironical passages from Herzen, the great Russian publicist, who

lived the latter part of his life abroad, written when, looking back, he

described the atmosphere of his youth. It is, as so often with this

incomparable satirist, a somewhat exaggerated picture-in places a

..

IJI

R U S S I A N T H I N K E R S

caricature-but nevertheless it successfully conveys the mood of the

time.

After saying that an exclusively contemplative attitude is

wholly opposed to the Russian character, he goes on to talk about

the fate of the Hegelian philosophy when it was brought over to

Russia:

. . . there is no paragraph in all the three parts of the Logic,

two parts of the Aesthetic, of the Encyclopedia . . . which was not

captured after the most desperate debates lasting several nights.

People who adored each other became estranged for entire weeks

because they could not agree on a definition of 'transcendental

spirit', were personally offended by opinions about 'absolute personality' and 'being in itself'. The most worthless tracts of German philosophy that came out of Berlin and other [German] provincial

towns and villages, in which there was any mention of Hegel, were

written for and read to shreds- till they came out in yellow stains, till

pages dropped out after a few days. Thus, just as Professor Francoeur

was moved to tears in Paris when he heard that he was regarded as a

great mathematician in Russia, that hisalgebraical symbolism was used

for differential equations by our younger generation, so might they

all have wept for joy-all these forgotten Werders, Marheineckes,

Michelets, Ottos, Vatkes, Schallers, Rosenkranzes, and Arnold Ruge

himself . . . -if they had known what duels, what battles they had

started in Moscow between the Maros�ika and Mokhovaya (the

names of two streets in Moscow], how they were read, how they

were bought . . .

I have a right to say_ this because, carried away by the torrents

of those days, I myself wrote just like this, and was, in fact, startled

when our famous astronomer, Perevoshchikov, referred to it all as

'bird talk'. Nobody at this time would have disowned a sentence like

this: 'The concrescence of abstract ideas in the sphere of the plastic

represents that phase of the self-questing spirit in which it, defining

itself for itself, is potentialised from natural immanence into the

harmonious sphere of formal consciousness in beauty.'

He continues:

A man who went ior a walk in Sokolniki [a suburb of Moscow],

went there not just for a walk, but in order to surrender himself

to the pantheistic feeling of his identification with the cosmos. If,

on the way, he met a tipsy soldier or a peasant woman who said

something to him, the philosopher did not simply talk with them,

but determined the substantiality of the popular element, both in

1 32

B I RT H OF T H E R U S S I AN I N TE L L I G E NTSIA

its immediate and its accidental presentation. The very tear which

might rise to his eye was strictly classified and referred to its proper

category-Gemuth, or 'the tragic element in the heart'.

Herzen's ironical sentences need not be taken too literally. But

they show vividly the kind of exaltl intellectual mood in which his

friends had lived.

Let me now offer you a passage from Annenkov- from the excellent

essay called 'A Remarkable Decade', to which I referred at the outset.

It gives a different picture of these same people at the same period, and

it is worth quoting if only to correct Herzen's amusing sketch, which

may, quite unjustly, suggest that all this intellectual activity was so

much worthless gibberish on the part of a ridiculous collection of overexcited young intellectuals. Annenkov describes life in a country house, in the village of Sokolovo in 1 84 5, that had been taken for the summer

by three friends-Granovsky, who was a professor of history in the

University of Moscow, Ketcher, who was an eminent translator, and

Herzen himself, who was a rich young man of no very fixed profession,

then still vaguely in government service. They took the house for the

purpose of entertaining their friends and enjoying intellectual conversation in the evenings .

. . . only one thing was not allowed, and that was to be a philistine.

Not that what was expected were flights of eloquence or flashes of

brilliant wit-on the contrary, students absorbed in their own special

fields were respected deeply. But what was demanded was a certain

intellectual level and certain qualities of character . . . They protected themselves against contacts with anything that seemed corrupt

. . . and were worried by its intrusion, however casual and unimportant. They did not cut themselves off from the world, but stood aloof from it, and attracted attention for that very reason; and

because of this they developed a special sensitiveness to everything

artificial and spurious. Any sign of a morally doubtful sentiment,

evasive talk, dishonest ambiguity, empty rhetoric, insincerity, was

detected at once, and . . . provoked immediate storms of ironical

mockery and merciless attack . . . The circle . . . resembled an order

of knighthood, a brotherhood of warriors; it had no written constitution. Yet it knew all its members scattered over our vast country; it was not organised, but a tacit understanding prevailed.

It stretched, as it were, across the stream of the life of its time, and

protected it from aimlessly flooding its banks. Some adored it; others

detested it.

1 33

R U SSIAN T H I N K E R S

I X

The sort of society which Annenkov described, although it may have

about it a slight suggestion of priggishness, is the sort of society which

tends to crystallise whenever there is an intellectual minority (say in

Bloomsbury or anywhere else) which sees itself as divided by its ideals

from the world in which it lives, and tries to promote certain intellectual

and moral standards, at any rate within itself. That is what these

Russians from 1 838 to 1 848 tried to do. They were unique in Russia

in that they did not automatically come from any one social class,

even though few among them were of humble origin. They had to

be moderately well-born, otherwise their chance of obtaining an

adequate, that is to say western, education was too small.

Their attitude to each other was genuinely free from bourgeois

self-consciousness. They were not impressed by wealth, nor were

they self-conscious about poverty. They did not admire success.

Indeed they almost tried to avoid it. Few among them became successful persons in the worldly sense of that word. A number went into exile, others were professors perpetually under the eye of tsarist

police; some were poorly paid hacks and translators; some simply

disappeared. One or two of them left the movement and were regarded

as renegades. There was Mikhail Katkov, for example, a gifted

journalist and writer who had been an original member of the movement and had then crossed over to the tsarist government, and there was Vassily Botkin, the intimate friend of Belinsky and

Turgenev, who started as a philosophical tea-merchant and became

a confirmed reactionary in later years. But these were exceptional

cases.

Turgenev was always regarded as a case somewhat betwixt and

between : a man whose heart was in the right place, who was not

devoid of ideals and knew well what enlightenment was, and yet not

quite reliable. Certainly he was vehement against the serf system, and

his book, A Sportsman's Sketchts, had admittedly had a more powerful

social effect upon the public than any other book hitherto published

in Russia-something like Uncle Tom's Cahin in the United States at

a later date, from which it differed principally in being a work of art,

indeed of genius. Turgenev was regarded by the young radicals, on the

whole, as a supporter of the right principles, on the whole a friend and

an ally, but unfortunately weak, flighty, liable to indulge his love of

pleasure at the expense of his convictions; apt to vanish unaccountably

I J4

B I RT H OF T H E R U SS IAN INTE L L I G ENTSIA

-and a little guiltily-and be lost to his political friends; yet still

'one of us'; still a member of the party; still with us rather than

against us, in spite of the fact that he often did things which had to

be severely criticised, and which seemed mainly due to his unfortunate

infatuation with the French diva, Pauline Viardot, which led him

to sell his stories-surreptitiously-to reactionary newspapers in order

to obtain enough money to be able to buy a box at the opera, since

the virtuous left-wing periodicals could not afford to pay as much. A

vacillating and unreliable friend; still, and despite everything, fundamentally on our side; a man and a brother.

There was a very self-conscious sense ofliterary and moral solidarity

amongst these people, which created between them a feeling of

genuine fraternity and of purpose which certainly no other society

in Russia has ever had. Herzen, who later met a great many celebrated

people, and was a critical and intolerant, often an exceedingly sardonic

and at times cynical judge of men, and Annenkov, who had travelled

a good deal in western Europe and had a variegated acquaintance

among the notables of his day-both these connoisseurs of human

beings, in later years, confessed that never in their lives had they

again found anywhere a society so civilised and gay and free, so

enlightened, spontaneous, and agreeable, so sincere, so intelligent, so

gifted and attractive in every way.

1 35

II

G E R M A N R O M A N T I C I S M

I N P E T E R S B U R G A N D M O S C O W

A L L-or nearly all-historians of Russian thought or literature, whatever their other differences, seem agreed upon one thing: that the dominant inRuence upon Russian writers in the second quarter of the

nineteenth century is that of German romanticism. This judgement,

like most such generalisations of its type, is not quite true. Even if

Pushkin is held to belong to an earlier generation, neither Lermontov

nor Gogo] nor Nekrasov, to take only the most notable writers of

this time, can be regarded as disciples of these thinkers. Nevertheless,

it is true that German metaphysics did radically alter the direction of

ideas in Russia, both on the right and on the left, among nationalists,

Orthodox theologians, and political radicals equally, and profoundly

affected the outlook of the more wide-awake students at the universities,

and intellectually inclined young men generally. These philosophical

schools, and in particular the doctrines of Hegel and Schelling, are

still, in their modern transformations, not without inRuence today.

Their principal legacy to the modern world is a notorious and powerful

political mythology, which in both its right- and left-wing forms has

been used to justify the most obscurantist and oppressive movements

of our own times. At the same time the great historical achievements

of the romantic school have become so deeply absorbed into the very

texture of civilised thought in the west that it is not easy to convey

how novel, and to some minds intoxicating, they once proved to be.

The works of the early German romantic thinkers- Herder, Fichte,

Schelling, Friedrich Schlegel, and their followers, are not easy to read.

The treatises of Schelling, for instance-vastly admired in their dayare like a dark wood into which I do not, here at least, propose to venture-vtStigia terrent, too many eager inquirers have entered it

never to return. Yet the art and thought of this period, at any rate

in Germany, and also in eastern Europe and Russia, which were, in

effect, intellectual dependencies of Germany, are not intelligible

1 36

G E R M A N R O M ANT I C I S M

without some grasp of the fact that these metaphysicians-in particular

Schelling-caused a major shift in human thought: from the mechanistic categories of the eighteenth century to explanation in terms of aesthetic or biological notions. The romantic thinkers and poets

successfully undermined the central dogma of eighteenth-century

enlightenment, that the only reliable method of discovery or interpretation was that of the triumphant mechanical sciences. The French philosopher may have exaggerated the virtue, and the German romantics

the absurdity, of the application of the criteria of the natural sciences

to human affairs. But, whatever else it may have done, the romantic

reaction against the claims of scienti fic materialism did set up permanent doubts about the competence of the sciences of manpsychology, sociology, anthropology, physiology-to take over, and put an end to the scandalous chaos of, such human activities as history,

or the arts, or religious, philosophical, social, and political thought. As

Bayle and Voltaire had mocked the theological reactionaries of their

time, so the romantics derided the dogmatic materialists of the school

of Condillac and Holbach; and their favourite field of battle was that

of aesthetic experience.

If you wanted to know what it was that made a work of art; if

you wanted to know, for example, why particular colours and forms

produced a particular piece of painting or sculpture; why particular

styles of writing or collocations of words produced particularly strong

or memorable effects upon particular human beings in specific states

of awareness; or why certain musical sounds, when they were juxtaposed, were sometimes called shallow and at other times profound, or lyrical, or vulgar, or morally noble or degraded or characteristic of

this or that national or individual trait; then no general hypothesis of

the kind adopted in physics, no general description or classification

or subsumption under scientific laws of the behaviour of sound, or

of patches of paint, or of black marks on paper, or the utterances of

human beings, would begin to suffice to answer these questions.

What were the non-scientific modes of explanation which could

explain life, thought, art, religion, as the sciences could not? The

romantic metaphysicians returned to ways of knowing which they

attributed to the Platonic tradition; spiritual insight, 'intuitive' knowledge of connections incapable of scientific analysis. Schelling (whose views on the working of the artistic imagination, and in particular

about the nature of genius, are, for all their obscurity, arrestingly

original and imaginative) spoke in terms of a universal mystical

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R U SSIAN T H I N K E R S

vision. He saw the universe as a single spirit, a great, animate organism,

a soul or self, evolving from one spiritual stage into another. Individual

human beings were, as it were, 'finite centres', 'aspects', 'moments',

of this enormous cosmic entity-the 'living whole', the world soul,

the transcendental Spirit or Idea, descriptions of which almost recall

the fantasies of early gnosticism. Indeed the sceptical Swiss historian,

Jakob Burckhardt, said that when he listened to Schelling he began

to see creatures with many arms and feet advancing upon him. The

conclusions drawn from this apocalyptic vision are less eccentric. The

finite centres-the individual human beings-understand each other,

their surroundings and themselves, the past and to some degree the

present and the future too, but not in the same sort of way in which

they communicate with one another. When, for example, I maintain

that I understand another human being- that I am sympathetic to

him, follow, 'enter into' the workings of his mind, and that I am

for this reason particularly well qualified to form a j udgement of his

character-of his 'inner' self- 1 am claiming to be doing something

which cannot be reduced to, on the one hand, a set of systematically

classified operations and, on the other, a method of deriving further

information from them which, once discovered, could be reduced to

a technique, and taught to, and applied more or less mechanically by,

a receptive pupil. Understanding men or ideas or movements, or the

outlooks of individuals or groups, is not reducible to a sociological

classification into types of behaviour with predictions based on scientific experiment and carefully tabulated statistics of observations.

There is no substitute for sympathy, understanding, insight, 'wisdom'.

Similarly, Schelling taught that if you wanted to know what it

was, for example, that made a work of art beautiful, or what it was

that gave its own unique character to a historical period, it was

necessary to employ methods different from those of experiment,

classification, induction, deduction, or the other techniques of the

natural sciences. According to this doctrine, if you wished to understand what, for example, had brought about the vast spiritual upheaval of the French Revolution, or why Goethe's Faust was a profounder

work than the tragedies of Voltaire, then to apply the methods of

the kind of psychology and sociology adumbrated by, say, Condillac

or Condorcet would not prove rewarding. Unless you had a capacity

for imaginative insight-for understanding the 'inner', the mental and

emotional-the 'spiritual' -life of individuals, societies, historical

periods, the 'inner purposes' or 'essences' of institutions, nations,

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G E R MAN RO M AN TI C I S M

churches, you would for ever remain unable to explain why certain

combinations form 'unities', whereas others do not: why particular

sounds or words or acts are relevant to, fit with, certain other elements

in the 'whole', while others fail to do so. And this no matter whether

you are 'explaining' the character of a man, the rise of a movement

or a party, the process of artistic creation, the characteristics of an

age, or of a school of thought, or of a mystical view of reality. Nor is

this, according to the view I am discussing, an accident. For reality

is not merely organic but unitary: which is a way of saying that its

ingredients are not merely connected by causal relationships-they do

not merely form a pattern or harmony so that each element is seen

to be 'necessitated' by the disposition of all other elements-but each

'reRects' or 'expresses' the others; for there is a single 'Spirit' or 'Idea'

or 'Absolute' of which all that exists is a unique aspect, or an articulation-and the more of an aspect, the more vividly articulated, the

'deeper', the 'more real' it is. A philosophy is 'true' in the proportion

in which it expresses the phase which the Absolute or the Idea has

reached at each stage of development. A poet possesses genius, a

statesman greatness, to the degree to which they are inspired by, and

express, the 'spirit' of their milieu-state, culture, nation-which is

itself an 'incarnation' of the self-realisation of the spirit of the universe

conceived pantheistically as a kind of ubiquitous divinity. And a work

of art is dead or artificial or trivial if it is a mere accident in this development. Art, philosophy, religion are so many efforts on the part of finite creatures to catch and articulate an 'echo' of the cosmic harmony.

Man is finite, and his vision will always be fragmentary; the 'deeper'

the individual, the larger and richer the fragment. Hence the lofty

contempt which such thinkers express for the 'merely' empirical or

'mechanical', for the world of everyday experience whose denizens

remain deaf to the inner harmony in terms of which alone anythingand everything-is 'truly' to be understood.

The romantic critics in some cases supposed themselves not merely

to be revealing the nature of types of knowledge or thought or feeling

hitherto unrecognised or inadequately analysed, but to be building

new cosmological systems, new faiths, new forms of life, and indeed

to be direct instruments of the process of the spiritual redemption,

or 'self-realisation', of the universe. Their metaphysical fantasies arefortunately, I may add-all but dead today; but the incidental light which they shed on art, history, and religion transformed the outlook

of the west. By paying a great deal of attention to, the unconscious

1 39

R U S S I AN T H I N K E R S

activity o f the imagination, to the role of irrational factors, to the part

played in the mind by symbols and myths, to awareness of unanalysable

affinities and contrasts, to fundamental but impalpable connections

and differences which cut across the conventional lines of rational

classification, they often succeeded in giving an altogether novel

account of such phenomena as poetical inspiration, religious experience,

political genius, of the relationship of art to social development, or of

the individual to the masses, or of moral ideals to aesthetic or biological

facts. This account was more convincing than any that had been

given before; at any rate than the doctrines of the eighteenth century,

which had not treated such topics systematically, and largely left them

to the isolated utterances of mystically inclined poets and essayists.

So too Hegel, despite all the philosophical obfuscation for which

he was responsible, set in motion ideas which have become so universal

and familiar that we think in terms of them without being aware of

their relative novelty. This is true, for example, of the idea of the

history of thought as a continuous process, capable of independent

study. There existed, of course, accounts- usually mere catalogues

raisonnls-of particular philosophical systems in the ancient world or

in the Middle Ages, or monographs devoted to particular thinkers.

But it was Hegel who developed the notion of a specific cluster of

ideas as permeating an age or a society, of the effect of those ideas

upon other ideas, of the many invisible links whereby the feelings,

the sentiments, the thoughts, the religions, the laws and the general

outlook-what is nowadays called ideology-of one generation are

connected with the ideology of other times or places. Unlike his

predecessors Vico and Herder, Hegel tried to present this as a coherent,

continuous, rationally analysable development-the first in the fatal

line of cosmic historians which stretches through Comte and Marx

to Spengler and Toynbee and all those who find spiritual comfort in

the discovery of vast imaginary symmetries in the irregular stream of

human history.

Although much of this programme is a tantasy, or at any rate a

form of highly subjective poetry in prose, yet the notion that the

many activities of the human spirit are interrelated, that the artistic

or scientific thought of an age is best understood i'n its interplay with

the social, economic, theological, legal activities pursued in the society

in which artists and scientists live and work-the very notion of

cultural history as a source oflight-is itself a cardinal step in the history

of thought. And again Schelling (following Herder) is largely respons-

I+O

G E R M AN R O M AN T I C I S M

ible for the characteristically romantic notion that poets or painters

may understand the spirit of their age more profoundly and express

it in a more vivid and lasting manner than academic historians; this

is so because artists tend to have a greater degree of sensibility to the

contours of their own age (or of other ages and cultures) than either

trained antiquaries or professional journalists, inasmuch as they are

irritable organisms; more responsive to, and conscious of, inchoate,

half-understood factors which operate beneath the surface in a given

milieu, factors which may only come to full maturity at a later period.

This was the sense in which, for �xample, Karl Marx used to maintain that Balzac in his novels had depicted the life and character not so much of his own time, as of the men of the 6os and 70s of the nineteenth century, whose lineaments, while they were still in embryo, impinged upon the sensibilities of artists long before they emerged

into the full light of day. The romantic philosophers vastly exaggerated

the power and reliability of this kind of intuitive or poetical insight;

but their fervid vision, which remained mystical and irrationalist no

matter how heavily disguised in quasi-scientific or quasi-lyrical

terminology, captivated the imagination of the young Russian intellectuals of the 30s and 405, and seemed to open a door to a nobler and calmer world from the sordid reality of the Empire ruled by Tsar

Nicholas I.

The man who, more persuasively than anyone else in Russia,

taught the educated young men of the t 8Jos to soar above empirical

facts into a realm of pure light where all was harmonious and eternally

true, was a student of Moscow University called Nicholas Stankevich,

who, while still in his early twenties, gathered round him a circle of

devoted admirers. Stankevich was an aristocratic young man of great

distinction of mind and appearance, a gentle and idealistic personality,

and exceptional sweetness of character, with a passion for metaphysics

and a gift for lucid exposition. He was born in t 8 I J, and in the course

of his short life (he died at twenty-seven) exercised a remarkable moral

and intellectual ascendancy over his friends. They idolised him in his

lifetime, and after his death worshipped his memory. Even Turgenev,

who was not addicted to uncritical admiration, painted a portrait of

him in his novel Rudin under the name of Pokorsky in which there

is not a trace of irony. Stankevich had read widely in German romantic

literature, and preached a secular, metaphysical religion which for him

had taken the place of the doctrines of the Orthodox Church in which

neither he nor his friends any longer believed.

14 1

R U SSIAN T H IN K E R S

H e taught that a proper understanding of Kant and Schelling (and

later Hegel) led one to realise that beneath the apparent disorder and

the cruelty, the injustice and the ugliness of daily life, it was possible

to discern eternal beauty, peace and hannony. Artists and scientists

were travelling their different roads to the selfsame goal (a very

Schellingian idea) of communion with this inner hannony. Art (and

this included philosophical and scientific truth) alone was immortal,

stood up unscathed against the chaos of the empirical world, against

the unintelligible and shapeless ftow of political, social, economic

events which would soon vanish and be forgotteil. The masterpieces

of art and thought were pennanent memorials to the creative power

of men, because they alone embodied moments of insight into some

portion of the everlasting pattern which lies beyond the ftux of the

appearances. Stankevich believed (as many have believed, particularly

after some great fiasco in the life of their society, in this case perhaps

the failure of the Decembrist revolution of 1 825) that in the place of

social reforms, which merely affected the outer texture of life, men

should seek rather to reform themselves within, and everything else

would be added unto them: the kingdom of heaven-the Hegelian

self-transcending Spirit-lies within. Salvation comes from individual

self-regeneration, and to achieve truth, reality, happiness, men must

learn from those who truly know : the philosophers, the poets, the

sages. Kant, Hegel, H�mer, Shakespeare, Goethe were harmonious

spirits, saints and sages who saw what the multitude would never see.

Study, endless study alone could afford a glimpse into their Elysian

world, the sole reality in which the broken fragments came together

again into their original unity. Only those who could attain to this

beatific vision were wise and good and free. To pursue material values

-social refonns or political goals of any kind�was to pursue phantoms,

to court broken hopes, frustration and misery.

For anyone who was young and idealistic in Russia between 1 830

and 1 848, or simply human enough to be depressed by the social

conditions of the country, it was comforting to be told that the

appalling evils of Russian life-the ignorance and poverty of the serfs,

the illiteracy and hypocrisy of the clergy, the corruption, inefficiency,

brutality, arbitrariness of the governing class, the pettiness, sycophancy,

and inhumanity of the merchants-that the entire barbarous system,

according to the sages of the west, was a mere bubble upon the surface

of life. It was all ultimately unimportant, the inevitable attribute of

the world of appearances which, seen from a superior vantage point,

147.

G E R M AN ROMANT I C I S M

did not disturb the deeper harmony. Musical images are frequent in

the metaphysics of this time. You were told that if you simply listened

to the isolated notes of a given musical instrument you might find

them ugly and meaningless and without purpose; but if you understood the entire work, if you listened to the orchestra as a whole, you would see that these apparently arbitrary sounds conspired with other

sounds to form a harmonious whole which satisfied your craving for

truth and beauty. This is a kind of translation into aesthetic terms of

the scientific method of explanation of an earlier time. Spinoza-and

some among the rationalists of the eighteenth century-had taught

that if you could understand the pattern of the universe (some said

by metaphysical intuition, others by perceiving a mathematical or

mechanical order) then you would cease to kick against the pricks,

for you would realise that whatever was real was necessarily what

and when and where it was, part of the rational order of the harmony

of the cosmos. And if you saw this you became reconciled and achieved

inner peace: for you could no longer, as a rational human being, rebel

in an arbitrary and capricious fashion against a logically necessary

order.

The transposition of this into aesthetic terms is the dominant

factor of the Gennan romantic movement. Instead of talking about

necessary connections of a scientific kind, or oflogical or mathematical

reasoning to be employed in the unravelling of these mysteries, you

are invited to use a new kind of logic which unfolds to you the

beauty of a picture, the depth of a piece of music, the truth of a

literary masterpiece. If you conceive of life as the artistic creation of

some cosmic divinity, and of the world as the progressive revelation

of a work of art-if, in short, you are converted from a seientific to

a mystical or 'transcendental' view of life and history, you may well

experience a sense of liberation. Previously you were the victim of

unexplained chaos, which rendered you indignant and unhappy, a

prisoner in a system which you vainly tried to reform and correct,

with the result that you only suffered failure and defeat. But now you

..cquired a sense of yourself willingly and eagerly participating in the

cosmic enterprise : whatever befeil necessarily fulfilled the universal,

.md thereby your own personal, design. You were wise, haFPY• anci

:ree : for you were at one with tile purposes of the universe.

Under the conditions ofiiterary censorship then prevalent in Russia.

where it was difficult to give open expression to political ami sociai

ideas, where literature was the ';ln)y vehicle in which �uch ideas

'43

R U S S IAN THINKERS

could, however cryptically, be conveyed, a programme which invited

you to ignore the repulsive (and, after the fate of the Decembrists,

perilous) political scene, and concentrate upon personal-moral,

literary, artistic-self-improvement, offered great comfort to people

who did not wish to suffer too much. Stankevich believed in Hegel

deeply and sincerely, and preached his quietist sermons with an

eloquence which sprang from a pure and sensitive heart and an unswerving faith which never left him. Such doubts as he had, he stilled within himself; and remained until his early end an unworldly saint

in whose presence his friends felt a sense of spiritual peace which

flowed from the beauty of his singularly unbroken personality, and

the feminine delicacy and charm with which he used to bind his

gentle spell upon them. This influence cea8ed with his death : he left

a few graceful, faded poems, a handful of fragmentary essays, and a

bundle of letters to his friends and to various German philosophers;

among them moving avowals to the most admired of his friends, a

young playwright and professor in Berlin in whom he discerned

something akin to genius, a disciple of Hegel whose very name is

now justly forgotten. From this scanty material it is scarcely possible

to reconstruct the personality of this leader of Russian Idealism.

His most gifted and impressionable disciple was a man of very

different cast, Mikhail Bakunin, at this time an amateur philosopher,

and already notorious for his turbulent and despotic character.

Bakunin had, by the late I 8Jos, resigned his commission in the army

and was living in Moscow largely by his wits. Endowed with an

exceptional capacity for absorbing other people's doctrines, he expounded them with fervour and enthusiasm as though they were his own, and in the course of this changed them somewhat, making them,

as a rule, simpler, clearer, cruder, and at times more convincing.

Bakunin had a considerable element of cynicism in his character, and

cared little what the exact effect of his sermons might be on his

friends-provided only that it was powerful enough; he did not ask

whether they excited or demoralised them, or ruined their lives, or

bored them, or turned them into fanatical zealots for some wildly

Utopian scheme. Bakt• nin was a born agitator with sufficient scepticism

in his system not to be taken in himself by his own torrential eloquence.

To dominate individuals and sway assemblies was his mltin-: he

belonged to that odd, fortunately not very numerous, class of persons

who contrive to hypnotise others into throwing themselves into causes

-if need be killing and dying for them-while themselves remaining

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G E R M AN R O M ANT I C I S M

coldly, dearly, and ironically aware o f the effect o f the spells which

they cast. When his bluff was called, as occasionally it was, for example,

by Herzen, Bakunin would laugh with the greatest good nature, admit

everything freely, and continue to cause havoc, if anything with greater

unconcern than before. His path was strewn with victims, casualties,

and faithful, idealistic converts; he himself remained a gay, easygoing, mendacious, irresistibly agreeable, calmly and coldly destructive, fascinating, generous, undisciplined, eccentric Russian landowner to the end.

He played with ideas with adroitness and boyish delight. They came

from many sources: from Saint-Simon, from Holbach, from Hegel,

from Proudhon, from Feuerbach, from the Young Hegelians, from

Weitling. He would imbibe these doctrines during periods of short

but intensive application, and then he would expound them with a

degree of fervour and personal magnetism which was, perhaps,

unique even in that century of great popular tribunes. During the

decade which Annenkov describes, he was a fanatically orthodox

Hegelian, and preached the paradoxical principles of the new metaphysics to his friends night after night with lucidity and stubborn passion. He proclaimed the existence of iron and inexorable laws of

history, and indeed of everything else. Hegel-and Stankevich-were

right. It was idle to rebel against them, or to protest against the

cruelties and injustices which they seemed to entail; to do so was

simply a sign of immaturity, of not understanding the necessity and

beauty of the rationally organised cosmos-to fail to grasp the divine

goal in which the sufferings and disharmonies of individual lives

must, if you understood them properly, inevitably culminate and be

resolved.

Hegel taught that the spirit evolved not continuously, but by a

'dialectical' struggle of 'opposites' which (somewhat, it seems, like a

diesel engine) moved by a series of sharp explosions. This notion

suited Bakunin's temperament well, since, as he himself was fond· of

saying, he detested nothing more than peace, order, bourgeois contentment. Mere bohemianism, disorganised rebellion have been discredited too often. Hegelianism presented its tragic and violent view of life beneath the guise of an eternal rational system, an objective

'science', with all the logical paraphernalia of reasoned judgement. First

to justify the need to submit to a brutal government and a stupid

bureaucracy in the name of eternal Reason, then to justify rebellion

with the selfsame arguments, was a paradoxical task that delighted

..

R U S S I AN T H I N K E R S

Bakunin. In Moscow h e enjoyed his power o f turning peaceful

students into dervishes, ecstatic seekers after some aesthetic or metaphysical goal. In later life he applied these talents on a wider scale, and stirred some exceedingly unpromising human material-Swiss

watchmakers and German peasants-into unbelievable frenzies of

enthusiasm, which no one ever induced in them before or after.

During the period of which I am speaking, he concentrated these

sinister talents upon the relatively humble task of expounding Hegel's

Encydopedia, paragraph by paragraph, to his admiring friends. Among

these friends was another intimate of Stankevich, Nicholay Granovsky,

a gentle and high-minded historian who had studied in Germany and

there became a moderate Hegelian, and came back to lecture on

western medieval history in Moscow. Granovsky succeeded in making

his apparently remote subject into a means of inducing in his audiences

respect for the western tradition. He dwelt in particular on the

civilising effect of the Roman Church, of Roman law, and of the

institutions of feudalism, developing his theses in the fac-e of the

growing chauvinism-with its emphasis on the· Byzantine roots of

Russian culture-which was at this time encouraged by the Russian

Government as an antidote to the dangerous ideas of the west.

Granovsky combined erudition with a very balanced intellect, and

was not carried away by extravagant theories. Nevertheless he was

Hegelian enough to believe that the universe must have a pattern and

a goal; that this goal was slowly being approached, that humanity

was marching towards freedom, although the path was by no means

smooth or straight: obstacles occurred-relapses were frequent and

difficult to avert. Unless a sufficient number of human beings with

personal courage, strength, and a sense of dedication emerged, humanity

tended to subside into long nights of reaction, swamps from which it

extricated itself at terrible cost. Nevertheless, slowly and painfully,

but inexorably, humanity was moving towards an ideal state of

happiness, justice, truth, and beauty. Granovsky's lectures in Moscow

University in the early I 84os on the apparently recondite subject of

the late Merovingian and early Carolingian kings attracted a very

large and distinguished audience. These lectures were treated both by

the 'Westerners' and their nationalist Slavophil opponents as a quasipolitical demonstration of pro-western, liberal and rationalist sentiment: above all of faith in the transforming power of enlightened ideas, against mystical nationalism and ecclesiasticism.

I quote the example of Granovsky's famous lectures-passionately

146

G E RMAN ROMANTICISM

acclaimed by his friends, and attacked by the conservatives-as an

illustration of the peculiar disguises which in Russia (as to a lesser

extent in Germany) social and political liberalism had to adopt if it

was to find voice at all. The censorship was at once a heavy fetter

and a goad-it brought into being a peculiar brand of cryptorevolutionary writing, made more tortuous and more intense by repression, which in the end turned the whole of Russian literature

into what Henen described as 'one vast bill of indictment' against

Russian life.

The censor was the ofticial enemy, but unlike his modern successor,

he was almost wholly negative. The tsarist censorship imposed

silence but it did not directly tell professors what to teach; it did not

dictate to authors what to say and how to say it; and it did not command

composers to induce this or that mood in their audiences. It was

merely designed to prevent the expression of a certain number of

selected 'dangerous ideas'. It was an obstacle, at rimes a maddening

one. But because it was, like so much in old Russia, inefficient,

corrupt, indolent, often stupid, or deliberately lenient-and because

so many loopholes could always be found by the ingenious and the

desperate, not much that was subversive was stopped effectively. The

Russian writers who belonged to the radical intelligentsia did, after

all, publish their works, and published them, by and large, in an

almost undistorted form. The main effect of repression was to drive

social and political ideas into the relatively safe realm of literature.

This had already occurred in Germany, and it did so on a much

larger scale in Russia.

Yet it would be a mistake to exaggerate the role of the government

repression in compelling literature to become political in character.

The romantic movement was itself an equally potent factor in creating

'impure' literature, in filling it with ideological content. Turgenev

himself, the 'purest' of all the men of letters of his rime, and often

taken to task for this sin by censorious preachers like Dostoevsky or

the 'materialist' critics of the 6os, did, after all, at one time, contemplate an academic career-as a professor of philosophy. He was dissuaded from this; but his early Hegelian infatuation proved a lasting inftuence on his whole view of life. Hegel's teaching drove some to

revolution, others to reaction; in either case it emancipated its adherents

from the over-simplified classifications of men by the eighteenthcentury pamphleteers into the virtuous and the vicious, the benighted or the enlightened, of events into good and bad, and from the view

,,

147

R U S S I AN T H I N K E R S

of both men and things as intelligible and predictable i n terms o f clear,

mechanically conceived, causal chains. For Turgenev, on the contrary,

everything is compounded of characteristics in a perpetual process of

transformation, infinitely complex, morally and politically ambivalent,

blending into constantly changing combinations, explicable only in

terms of flexible and often impressionistic psychological and historical

concepts, which allow for the elaborate interplay of factors that are

too many and too fleeting to be reduced to scientific schemata or

laws. Turgenev's liberalism and moderation, for which he was so

much criticised, took the form of holding everything in solution-of

remaining outside the situation in a state of watchful and ironical

detachment, uncommitted, evenly balanced-an agnostic oscillating

contentedly between atheism and faith, belief in progress and scepticism, an observer in a state of cool, emotionally controlled doubt before a spectacle of life where nothing is quite what it seems, where

every quality is infected by its opposite, where paths are never straight,

never cross in geometrically regular patterns. For him (this is his

version of the Hegelian dialectic) reality for ever escapes all artificial

ideological nets, all rigid, dogmatic assumptions, defies all attempts

at codification, upsets all symmetrical moral or sociological systems,

and yields itself only to cautious, emotionally neutral, scrupulously

empirical attempts to describe it bit by bit, as it presents itself to the

curious eye of the morally disinterested observer. Herz.en, too, rejects

cut and dried systems and programmes: neither he nor Turgenev

accepted the positive Hegelian doctrines, the vast cosmological fantasy

-the historical theodicy which unhinged so many of their contemporaries. Both were profoundly affected by its negative aspect-the undermining of the uncritical faith in the new social sciences which

animated the optimistic thinkers of the previous century.

These were some of the more prominent and celebrated among

the avant-gardt young Russians of the late 30s and 40s-and there

were many members of this group whom there is not room to mention­

Katkov, who began as a philosopher and a radical and later became a

famous and influential reactionary journalist; the philosopher Redkin,

the essayist Korsh, and the translator Ketcher; the actor Shchepkin;

wealthy young dilettanti like Botkin, Panaev, Sazonov, Ogarev,

Galakhov, the great poet Nekrasov, and many lesser figures whose

lives are of interest only to literary or social historians. But over all

these towers the figure of the critic Vissarion Belinsky. His defects

both of education and taste were notorious; his appearance was

. 148

GERMAN ROMANT I C I S M

unimpressive, his prose style left much to be desired. But he became

the moral and literary dictator of his generation. Those who came

under his influence remained affected by it long after his death ; and

whether for good or ill it transformed Russian writing-in particular

criticism-radically, and, it would seem, for ever.

149

III

V I S S A R I O N B E LI N S KY

I N I 8 s6 I van Aksakov' one of two famous Slavophil brothers, who

had no sympathy for political radicalism, wrote an account of one of

his tours of the provincial centres of European Russia. The tour was

conceived by him as a kind of nationalist pilgrimage, intended at once

to draw comfort and inspiration from direct contact with the untouched

mass of the Russian people, and to warn those who needed warning

against the horrors of the west and the snares of western liberalism.

Aksakov was bitterly disappointed.

The name of Belinsky is known to every thinking young man [he

wrote], to everyone who is hungry for a breath of fresh air in the

reeking bog of provincial life. There is not a country schoolmaster

who does not know-and know by heart- Belinsky's letter to Gogo!.

If you want to find honest people, people who care about the poor

and the oppressed, an honest doctor, an honest lawyer not afraid of

a fight, you will find them among Belinsky's followers . . . Slavophil

inRuence is negligible . . . Belinsky's proselytes increase.

Plainly we are dealing with a major phenomenon of some kind someone to whom, eight years after his death, idealistic young men, during one of the worst moments of repression in the nineteenth

century, looked as their leader. The literary reminiscences of the

young radicals of the 30s and 4os- Panaev and his wife, Turgenev,

Herzen, Annenkov, Ogareva, Dostoevsky-agree in stressing this

aspect of Belinsky as the 'conscience' of the Russian intelligentsia, the

inspired and fearless publicist, the ideal of the young rlvoltls, the

writer who almost alone in Russia had the character and the eloquence

to proclaim clearly and harshly what many felt, but either could not

or would not openly declare.

We can easily imagine the kind of young man Aksakov was speaking

of. In Turgenev's novel Rudin there is a mildly ironical, but sympathetic and touching, portrait of a typical radical of that time, employed 1 50

V I SSARION B E L INSKY

as tutor in a country house. He is a plain-looking, awkward, clumsy

university student, neither intelligent nor interesting; indeed he is

dim, provincial, rather a fool, but pure-hearted, embarrassingly

sincere and self-revealing, and comically naive. The student is a

radical not in the sense that he holds clear intellectual or moral

political views, but because he is filled with a vague but bitter hostility

towards the government of his country, the grey, brutish soldiers, the

dull, dishonest, and frightened officials, the illiterate, superstitious, and

sycophantic priests; with a deep distaste for the peculiar mixture

compounded of fear, greed, and a dislike of everything new or connected with the forces of life, which formed the prevailing Russian atmosphere. He is in full reaction against the queer variety of cynical

resignation which accepted the starved and semi-barbarous condition

of the serfs and the deathly stagnation of provincial Russian society as

something not merely natural, but possessing a deep, traditional value,

almost a kind of spiritual beauty, the object of a peculiar, nationalist,

quasi-religious mystique of its own. Rudin is the life and soul of the

house-party, and the young tu�or is completely taken in by his specious

liberal rhetoric, worships the ground Rudin treads on, and fills his

easy generalisations with all his own moral enthusiasm and faith in

truth and material progress. When Rudin, still gay and charming and

irresistible, still overflowing with empty liberal platitudes, refuses to

face a moral crisis, makes feeble excuses, behaves like a craven and a

fool, and gets himself out of an awkward predicament by a squalid

piece of minor treachery, his follower, the simple seeker after truth,

is left dazed, helpless, and outraged, not knowing what to believe or

which way to turn, in a typical Turgenev situation in which everyone

ends by behaving with weakness and irresponsibility that is human,

disarming, and disastrous. The tutor Basistov is a very minor figure,

but he is a direct if humble descendant of the foil-and sometimes the

dupe-ofthe or.iginal 'superfluous man' of Russian society, of Pushkin's

Lensky (as opposed to Onegin); he is of the same stock as Pierre

Bezukhov (as against Prince Andrey) in War and Peact, as Levin in

Anna Kartnina and all the Karamazovs, as Krutsifersky in Herzen's

novel Who is to hlame?, as the student in The Cherry Orc.�ard, as

Colonel Vershinin and the Baron in The Three Sisters. He is, in the

context of the 1 84os, the figure that came to be thought of as one of

the characteristic figures in the Russian social novel, the perplexed

idealist, the touchingly naive, over-enthusiastic, pure-hearted man,

the victim of misfortunes which could be averted but in fact never

R U SSIAN TH I NK E R S

are. Sometimes comial, sometimes tragical, often confused, blundering,

and inefficient, he is incapable of any falseness, or, at least, of irremediable falseness, of anything in any degree sordid or treacherous; sometimes weak and self-pitying, like Chekhov's heroes-sometimes strong and furious like Bazarov in Fathers and Children-he never loses an

inner dignity and an indestructible moral personality in contrast with

which the ordinary philistines who form the vast majority of normal

society appear at once pathetic and repulsive.

The original prototype of these sincere, sometimes childish, at other

times angry, champions of persecuted humanity, the saints and martyrs

in the cause of the humiliated and the defeated-the actual, historical

embodiment of this most Russian type of moral and intellectual

heroism- is Vissarion Grigorievich Belinsky. His name became the

greatest Russian myth in the nineteenth century,, detestable to the

supporters of autocracy, the Orthodox Church, and fervid nationalism,

disturbing to elegant and fastidious lovers of western classicism, and

for the same reasons the idealised ancestor of both the reformers and

the revolutionaries of the second half of the century. In a very real

sense he was one of the founders of the movement which culminated

in I 9 I 7 in the overthrow of the social order which towards the end

of his life he increasingly denounced. There is scarcely a radical

Russian writer-and few liberals-who did not at some stage claim to

be descended from him. Even such timid and half-hearted members

of the opposition as Annenkov and Turgenev worshipped his memory,

even the conservative government censor, Goncharov, spoke of him

as the best man he had ever known. As for the true left-wing authors

of the 1 86os-the revolutionary propagandists Dobrolyubov and

Chernyshevsky, Nekrasov, Lavrov and Mikhailovsky, and the

socialists who followed them, Plekhanov, Martov, Lenin and his

followers-they �ormally recognised him as one of the earliest, and,

with Herzen, the greatest of the heroes of the heroic 40s, when the

organised struggle for full social as well as political freedom, economic

as well as civil equality, was held to have begun in the Russian Empire.

Clearly, then, he was, to say the least, an arresting figure in the

history of Russian social thought. Those who have read the memoirs

of his friends, Herzen, Turgenev, and of course Annenkov, will

discover for themselves the reason for this. But in the west Belinsky

is even now relatively unknown. Yet, as anyone knows who has read

at all widely in his works, he is the father of the social criticism of

literature, not only in Russia but perhaps even in Europe, the most

I 52.

V I S SARION BELINSKY

gifted and formidable enemy of the aesthetic and religious and mystical

attitudes to life. Throughout the nineteenth century his views were

the great battlefield between Russian critics, that is, between two

incompatible views of art and indeed of life. He was always very poor,

and he wrote to keep alive, and, therefore, too much. Much of his

writing was composed in fearful haste, and a great deal is uninspired

hackwork. But in spite of all the hostile criticism to which he has

been exposed from his earliest beginnings as a critic (and let me add

that Belinsky is to this day the subject of heated controversy-no other

figure dead for over a century has excited so much devotion and so

much odium among Russians), his best work is in Russia regarded as

classical and immortal. In the Soviet Union his place is all too secure,

for (despite his lifelong war against dogma and conformism) he has

there long been canonised as a founding father of the new form of

life. But the moral and political issue with which he was concerned is,

in the west, open still. This alone makes him a figure of interest at

the present time.

His life was outwardly uneventful. He was born in poverty in I 8 I o

or I 8 1 1 , at Sveaborg in Finland, and brought up in the remote city

of Chembar in the province of Penza. His father was a retired naval

doctor who settled down to a small practice and to drink. He grew up

a thin, consumptive, over-serious, pinched little boy, prematurely old,

unsmiling and always in deadly earnest, who soon attrac!ed the

attention of his schoolmasters by his single-minded devotion to

literature, and his grim, unseasonable, and apparently devouring

passion for the truth. He went to Moscow as a poor scholar with a

government stipend, and after the normal troubles and misfortunes

of impoverished students of humble birth in what was still the home

of the gentry and nobility-the University of Moscow- was expelled

for reasons which are still obscure, but probably connected with lack

of solid knowledge, and the writing of a play denouncing serfdom.

The play, which survives, is very badly written, rhetorical, mildly

subversive, and worthless as a work of literature, but the moral was

plain enough for the intimidated university censors, and the author

was poor and lacked protectors. Nadezhdin, then a liberal young

professor of European literature at the university, who edited an ovantgarde periodical, was impressed by Belinsky's obvious seriousness and passion for literature, thought that he detected a spark of inspiration,

and engaged him to write reviews. From I 835 until his death thirteen

years later, Belinsky poured out a steady stream of articles, critical

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notices, and reviews i n various journals. They split educated Russian

opinion into rival camps, and became the gospel of the progressive

young men in every corner of the Empire, particularly of the university

students who became his most devoted and fanatical followers.

In appearance Belinsky was of middle height, thin, bony, and slightly

stooped; his face was pale, slightly mottled, and flushed easily when he

was excited. He was asthmatic, tired easily, and usually looked worn

out, haggard, and rather grim. His movements were awkward, like a

peasant's, nervous and abrupt, and before strangers he tended to be

shy, brusque and sullen. With his intimates, the young radicals,

Turgenev, Botkin, Bakunin, Granovsky, 'he was full of life and

irrepressible gusto. In the heat of a literary or philosophical discussion

his eyes would shine, his pupils dilate, he would walk from corner

to corner talking loudly, rapidly, and with violent intensity, coughing

and waving his arms. In society he was clumsy and uncomfortable

and tended to be silent, but if he heard what he regarded as wicked

or unctuous sentiments he intervened on principle, and Herzen

testifies that on such occasions no opponent could stand before the

force of his terrible moral fury. He was at his best when excited by

argument. Let me quote Herzen's words:

Without controversy, unless he was irritated, he did not talk well;

but when he felt wounded, when his dearest convictions were

touched, and the muscles of his cheeks began to quiver and his voice

broke-one should have seen him then: he would fling himself at

his victim like a panther, he would tear him to pieces, make him

ridiculous, make him pitiful, and in the course of it would develop

his own thought with astonishing power and poetry. The argument would often end in blood which poured from the sick man's throat; pale, choking, with eyes fixed on whoever he was addressing,

he would, with a trembling hand, lift the handkerchief to his

mouth, and stop-terribly upset, undone by his lack of physical

strength. How I loved and how I pitied him at those moments !

At dinner with some decayed and respectable official who had

survived from the reign of the Empress Catherine, Belinsky went out

of his way to praise the execution of Louis XVI. Someone ventured

to say in front of him that Chaadaev (a Russian sympathiser with

Roman Catholicism, who had denounced the barbarism of his country)

had, in a civilised country, been very properly declared insane by the

tsar for insulting the dearest convictions of his people. Belinsky, after

vainly tugging at Herzen's sleeve and whispering to him to intervene,

J S.of.

VI SSARION B E L I N SKY

finally broke in himself, and said in a dead, dull voice that in still

more civilised countries the guillotine was invented for people who

advanced that kind of opinion. The victim was crushed, the host was

alarmed, and the party quickly broke up. Turgenev, who disliked

extremes, and detested scenes, loved and respected Belinsky for

precisely this social fearlessness that he himself conspicuously lacked.

With his friends Belinsky played cards, cracked commonplace

jokes, talked through the night, and charmed and exhausted them all.

He could not bear solitude. He was married unsuitably, from sheer

misery and loneliness. He died of consumption in the early summer

of 1 848. The head of the gendarmerie later expressed fierce regret

that Belinsky had died, adding: 'We would have rotted him in a

fortress.' He was thirty-seven or thirty-eight at the time of his death,

and at the height of his powers.

For all the external monotony of his days, Belinsky lived a life of

abnormal intensity, punctuated by acute crises, intellectual and moral,

which helped to destroy him physically. The subject which he had

chosen, the subject from which he cannot be separated even in thought,

was literature, and although he was, despite his detractors' charges of

lack of authentic capacity, acutely sensitive to pure literary quality, to

the sounds and rhythms and nuances of words, to images and poetical

symbolism and the purely sensuous emotions directed towards them,

yet that was not the central factor of his life. This centre was the

influence of ideas; not merely in the intellectual or rational sense in

which ideas are judgements or theories, but in that sense which is

perhaps even more familiar, but more difficult to express, in which

ideas embody emotions as well as thoughts, inarticulate as well as

explicit attitudes to the inner and to the outer worlds. This is the

sense in which ideas are something wider and more intrinsic to the

human beings who hold them than opinions or even principles, the

sense in which ideas constitute, and indeed are, the central complex

of relations of a man towards himself and to the external world, and

may be shallow or deep, false or true, closed or open, blind or endowed

with the power of insight. This is something which is discovered in

behaviour, conscious and unconscious, in style, in gestures and actions

and minute mannerisms at least as much as in any explicit doctrine or

professions of faith. It is ideas and beliefs in this sense, as they are

manifested in the lives and works of human beings-what is sometimes

vaguely called ideology-that perpetually excited Belinsky to enthusiasm

or anxiety or loathing, and kept him in a state sometimes amounting

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to a kind of moral frenzy. He believed what he believed very passionately, and sacrificed his entire nature to it. When he doubted he doubted no less passionately, and was prepared to pay any price for

the answers to the questions which tormented him. These questions

were, as might be supposed, about the proper relation of the individual

to himself and to other individuals, to society, about the springs of

human action and feeling, about the ends of life, but in panicular

about the imaginative work of the anist, and his moral purpose.

All serious questions to Belinsky were always, in the end, moral

questions: about what it is that is wholly valuable and worth pursuing

for its own sake. To him this meant the question of what is alone

wonh knowing, saying, doing, and, of course, fighting for-if need be,

dying for. The ideas which he found in books or in conversation were

not for him, in the first place, intrinsically interesting or delightful

or even intellectually imponant, to be examined, analysed, reflected

about in some detached and impartial fashion. Ideas were, above all,

true or false. If false, then like evil spirits to be exorcised. All books

embody ideas, even when least appearing to do so; and it is for these

that, before anything else, the critic must probe. To illustrate this I

shall give you a curious, indeed a grotesque, but nevertheless, it seems

to me, illuminating example of his method. His critics and biographers

do not mention it, since it is a trivial piece of writing. In the course

of his day-to-day journalism Belinsky pul>lished a shon review of a

Russian version of some nineteenth-century French translation of

The Yicar of Walujield. The review starts conventionally enough, but

gradually assumes an irritated and hostile tone: Belinsky does not like

Goldsmith's masterpiece because he thinks it falsifies the moral facts.

He complains that in the character of the Vicar, Goldsmith represents

apathy, placid stupidity, and incompetence as being ultimately superior

to the qualities of the fighter, the reformer, the aggressive champion of

ideas. The Vicar is represented as a simple soul, full of Christian

resignation, unpractical, and constantly deceived; and this natural

goodness and innocence, it is implied, is somehow both incompatible

with, and superior to, cleverness, intellect, action. This to Belinsky

is a deep and damnable heresy. All books embody points of view, rest

on underlying assumptions, social, psychological, and aesthetic, and

the basis on which the Yicar rests is, according to Belinsky, philistine

and false. It is a glorification of persons who are not engaged in the

struggle of life, who stand on the edge uncommitted, dlgagls, and

enter only to be bamboozled and compromised by the active and the

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V I SSARION B E L I N S K Y

crooked; which leads them to material defeat but moral victory. But

this, he exclaims, is to pander to irrationalism-to the faith in 'muddling

through' clung to by the average bourgeois everywhere�and to that

extent it is a dishonest representation of cowardice as a deeper wisdom,

of failure, temporising, appeasement, as a profound understanding of

life. One may reply that this is an absurd exaggeration; and places a

ludicrously heavy burden on the shoulders of the poor Vicar. But it

illustrates the beginning of a new kind of social criticism, which

searches in literature neither for ideal 'types' of men or situations (as

the earlier German romantics had taught), nor for an ethical instrument for the direct improvement of life; but for the attitude to life of an individual author, of his milieu, or age or class. This attitude

then requires to be judged as it would be in life in the first place for

its degree of genuineness, its adequacy to its subject-matter, its depth,

its truthfulness, its ultimate motives.

'I am a litterateur,' he wrote. 'I say this with a painful and yet

proud and happy feeling. Russian literature is my life and my blood.'

And this is intended as a declaration of moral status. When the radical

writer, Vladimir Korolenko, at the beginning of this century said 'My

country is not Russia, my country is Russian literature', it is this

position that was being so demonstratively defended. Korolenko was

speaking in the name of a movement which, quite correctly, claimed

Belinsky as its founder, of a creed for which literature alone was

free from the betrayals of everyday Russian life, and alone offered a

hope of justice, freedom, truth.

Books and ideas to Belinsky were crucial events, matters of life and

death, salvation and damnation, and he therefore reacted to them with

the most devastating violence. He was by temperament not religious,

nor a naturalist, nor an aesthete, nor a scholar. He was a moralist,

secular and anti-clerical through and through. Religion was to him a

detestable insult to reason, theologians were charlatans, the Church a

conspiracy. He believed that objective truth was discoverable in

nature, in society, and in the hearts of men. He was not an impressionist, he was not prepared to confine himself to ethically neutral analysis, or meticulous description without bias or comment, of the

tex�ure of life or of art. This he would have thought, like Tolstoy, or

Henen, shallow, self-indulgent or frivolous, or else (if you knew the

moral truth but preferred the outer texture) deliberate and odious

cynicism. The texture was an outer integument, and if you wanted to

understand what life was really like (and therefore what it could

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R U S S IAN T H I N K E R S

become), you had to distinguish what is eternal and desperately

important from the the ephemeral, however attractive. It was not

enough to look at or even re-create what Virginia Woolf called the

'semi-transparent envelope' which encloses our existence from life to

death; you had to sink beneath the mere flow of life, and examine

the structure of the ocean bed, and how the winds blow and how the

tides flow, not as an end in itself (for no man may be indifferent to

his own fate), but in order to master the elements and to steer your

craft, it may be with unending suffering and heroism, it may be against

infinitely great odds, towards the goal of truth and social justice which

you in fact know to be (because this cannot be doubted) the only goal

worth seeking for its own sake. To linger on the surface, to spend

yourself in increasingly elaborate descriptions of its properties and of

your own sensations, was either moral idiocy or calculated immoral ism,

either blindness or a craven lie which would in the end destroy the

man who told it. The truth alone was beautiful and it was always

beautiful, it could never be hideous or destructive or bleak or trivial,

and it did not live in the outer appearance. It lay 'beneath' (as Schelling,

Plato, Hegel taught) and was revealed only to those who cared for

the truth alone, and was therefore not for the neutral, the detached,

the cautious, but for the morally committed, for those who were

prepared to sacrifice all they had in order to discover and vindicate the

truth, and liberate themselves and others from the illusions, conventions, and self-deceptions which blinded men about the world and their duty in it. This creed was the creed, then enunciated for the first

time, of the Russian intelligentsia, of the moral and political opposition

to autocracy, to the Orthodox Church, and to nationalism, the triple

slogan of the supporters of the regime.

Naturally, with a temperament of a Lucretius or a Beethoven,

Belinsky as a critic was, unlike his western contemporaries, neither a

classically pure connoisseur of Platonic forms like Landor, nor a

sharp, pessimistic, disillusioned observer of genius like Sainte-Beuve;

he was a moralist, painfully and hopefully sifting the chaff from the

grain. If anything seemed to him new or valuable or important or

even true, he would fly into ecstasies of enthusiasm and proclaim his

discovery to the world in hurrying, ill-written, impassioned sentences,

as if to wait might be fatal because the attention of the vacillating

public might be distracted. Moreover one must herald the truth

tumultuously, for to speak in an even voice would perhaps not indicate

its crucial importance. And in this way Belinsky, in his exuberance,

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did discover and over-praise a handful of comparatively unknown and

worthless writers and critics whose names are today justly forgotten.

But he also revealed, and for the first time, the full glory of the great

sun of Russian literature, Alexander Pushkin, and he discovered and

assessed at their true worth Lermontov, Gogol, Turgenev and

Dostoevsky, not to· mention such writers of the second rank as

Goncharov, or Grigorovich, or Koltsov. Of course Pushkin had been

recognised as a writer of genius before Belinsky had begun writing,

but it was Belinsky's eleven famous essays that established his importance, not merely as a poet of magnificent genius, but as being, in the literal sense, the creator of Russian literature, of its language, its

direction, and its place in the national life. Belinsky created the image

of Pushkin, which henceforth dominated Russian writing, as a man

who stood to literature as Peter the Great to the Russian state, the

radical reformer, the breaker of the old, the creator of the new; the

implacable enemy and the faithful child of the national tradition, as

at once the invader of hitherto remote foreign territory, and the

integrator of the deepest and most national elements of the Russian

past. With consistency and passionate conviction, Belinsky paints the

portrait of a poet who justly saw himself as a herald and a prophet,

because by his art he had made Russian society aware of itself as a

spiritual and political entity, with its appalling inner conflicts, its

anachronisms, its anomalous position among other nations, its huge

untried strength and dark and tantalising future. With a multitude

of examples he demonstrates that this was Pushkin's achievement,

and not that of his predecessors-the official trumpeters of Russia's

spirit and Russia's might- even of the most civilised and talented,

such as the epic poet Derzhavin, the admired historian Karamzin, or

his own mentor, the generous, romantic, mellifluous, always delightful

Zhukovsky.

This unique domination of literature over life, and of one man

over the entire consciousness and imagination of a vast nation, is a

fact to which there is no precise parallel, not even in the place occupied

in the consciousness of their nations by Dante or Shakespeare, Homer

or Vergil or Goethe. And this extraordinary phenomenon, whatever

may be thought of it, is, to a degree still unrecognised, the work of

Belinsky and his disciples; who first saw in Pushkin the central planet,

the source of light in whose radiance Russian thought and feeling

grew so wonderfully. Pushkin himself, who was a gay, elegant, and,

in his social life, an arrogant, disdainful and whimsical man, thought

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this embarrassing and spoke o f the angular and unfashionable Belinsky

as 'a queer character who for some extraordinary reason seems to

adore me'. He was a little frightened of him, half suspected that he

had something to say, thought of asking him to contribute to the

journal which he edited, recollected that his friends thought him

unpresentable, and successfully avoided a personal meeting.

Pushkin's snobbery, his intermittent attempts to pretend that he

was an aristocratic dilettante and not a professional man of letters at

all, touched the socially sensitive Belinsky on the raw, just as the

mask of worldly cynicism which Lermontov adopted had offended

him at their first meeting. Nevertheless, in the presence of genius

Belinsky forgot everything. He forgot Pushkin's coldness, he realised

that behind Lermontov's Byronic mask, his insulting cynicism and

desire to wound and be wounded, there was a great lyrical poet, a

serious and penetrating critic, and a tormented human being_gf great

tenderness and depth. The genius of these men had bound its spell

upon him, and it is really in terms o_0beiE;and in particular Push kin's,

art and personality that Belinsky, -whether he was aware of it or not,

tried to define his own ideas of what a creative artist is and should be.

As a critic he remained, all his life, a disciple of the great German

romantics. He sharply rejected the didactic and utilitarian doctrines of

the function of art, then enjoying a vogue among the French socialists:

'Poetry has no purpose beyond itself. It is its own end, as truth is of

knowledge, and the good of action.' Earlier in the same article he says:

The whole world, its . . . colours and sounds, all the forms of nature

and of life, can be poetical phenomena; but its essence is that which

is concealed in these appearances . • . that in them which enchants

and fascinates by the play oflife . . . [The poet] is an impressionable,

irritable organism, always active, which at the lightest touch gives

off electric sparks, suffers more painfully, savours pleasures more

fiercely than others, loves more violently, hates with more passion . . .

And again :

[Literature is] the fruit of free inspiration, of the united though not

the organised efforts of men . . . who fully express . . . the spirit of

the people . . . whose inward life they manifest . • . in its most

hidden depths and pulsations.

He rejected with passion the notion of art as a social weapon then

preached by George Sand and Pierre Leroux:

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V I S S A R I O N B E LIN SKY

Do not worry about the incarnation of ideas. If you are a poet,

your works will contain them without your knowledge-they will

be both moral and national if you follow your inspiration freely.

This is an echo of August Wilhelm Schlegel and his allies. And

from this early view Belinsky never retreated. Annenkov says that

he looked in art for an 'integral' answer to all human needs-to repair

the gaps left by other, less adequate forms of experience; that he felt

that perpetual return to the great classical works would regenerate

and ennoble the reader, that they alone would resolve-by transforming

his vision until the true relations of things were revealed -all moral

and political problems; provided always that they remained spontaneous

and self-subsistent works of art: worlds in themselves, and not the sham

structures of moral or social propaganda. Belinsky altered his opinions

often and painfully; but to the end of his days he believed that artand in particular literature-gave the truth to those who sought it; that the purer the artistic impulse-the more purely artistic the workthe clearer and profounder the truth revealed; and he remained faithful to the romantic doctrine that the best and least alloyed art was necessarily the expression not merely of the individual artist but

always of a milieu, a culture, a nation, whose voice, conscious and

unconscious, the artist was, a function without which he became

trivial and worthless, and in _the context of which alone his own personality possessed any significance. None of this would have been denied by his Slavophil opponents: their disagreements lay elsewhere.

And yet, despite his historicism-common to all romantics- Belinsky

does not belong to those whose main purpose and skill consist in a

careful critical or historical analysis of artistic phenomena, in relating

a work of art or an artist to a precise social background, analysing

specific influences upon his work, examining and describing the

methods which he uses, providing psychological or historical explanations of the success or failure of the particular .effects which he achieves. Belinsky did indeed now and then perform such tasks; and

was, in effect, the first and greatest of Russian literary historians. But

he detested detail and had no bent for scrupulous scholarship; he read

unsystematically and widely; he read and read in a feverish, frantic

way until he could bear it no longer, and then he wrote. This gives

his writing an unceasing vitality, but it is scarcely the stuff of which

balanced scholarship is made. Yet his criticism of the eighteenth century

is not as blind and sweeping as his detractors have maintained. His

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R U S SIAN T H I N K E R S

work i n assigning their due place to earlier Russian writers (for

example, Tredyakovsky, Khemnitser, Lomonosov, Fonvizin and

Dmitriev), and in particular his pages on the poet Derzhavin and the

fabulist Krylov, are a model of insight and lucid judgment. And he

did kill the reputations of a number of eighteenth-century mediocrities

and imitators once and for all.

But a capacity for lasting literary verdicts is not where his genius

lay. His unique quality as a literary critic, the quality which he

possessed to a degree scarcely equalled by anyone in the west, is the

astonishing freshness and fuUness with which he reacts to any and

every literary impression, whether of style or of content, and the

passionate devotion and scruple with which he reproduces and paints

in words the vivid original character, the colour and shape, above all

the moral quality of his direct impressions. His life, his whole being,

went into the attempt to seize the essence of the literary experience

which he was at any given moment trying to convey. He had an

exceptional capacity both for understanding and for articulating, but

what distinguished him from other, at least in this respect equally

gifted, critics, Sainte-Beuve for example, or Matthew Arnold, was

that his vision was wholly direct-there is, as it were, nothing between

him and the object. Several of his contemporaries, among them

Turgenev, noted an almost physical likeness to a hawk or a falcon:

and indeed he used to pounce upon a writer like a bird of prey, and

tear him limb from limb until he had said all he had to say. His

expositions were often too prolix, the style is uneven and sometimes

tedious and involved; his education was haphazard, and his words

have little elegance and little intrinsic magic. But when he has found

himself, when he is dealing with an author worthy of him, whether

he is praising or denouncing, speaking of ideas and attitudes to life,

or of prosody and idiom, the vision is so intense, he has so much to

say, and says it in so first-hand a fashion, the experience is so vivid

and conveyed with such uncompromising and uninterrupted force,

that the effect of his words is almost as powerful and unsettling

today as it was upon his own contemporaries. He himself said that

no one could understand a poet or a thinker who did not for a time

become wholly immersed in his world, letting himself be dominated

by his outlook, identified with his emotions; who did not, in short,

try to live through the writer's experiences, beliefs, and convictions.

In this way he did in fact 'live through' the influence of Shakespeare

and Pushkin, Gogo) and George Sand, Schiller and Hegel, and as he

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changed his spiritual domicile he altered his attitude and denounced

what he had previously praised, and praised what he had previously

denounced. Later critics have accused him of being a chameleon, a

sensitive surface which reflected too much and altered too quickly,

an unreliable guide, without a permanent core of inner principle, too

impressionable, too undisciplined, vivid and eloquent, but without a

specific, firm, critical personality, without a definite approach or an

identifiable point of view. But this is unjust, and none of his contemporaries who knew him best would have begun to understand such a judgement. If ever there lived a man of rigorous, indeed overrigorous, and narrow principle, dominated all his life by a remorseless, never-ceasing, fanatical passion for the truth, unable to compromise

or adapt himself, even for a short time and superficially, to anything

which he did not wholly and utterly believe, it was Belinsky. 'If a

man does not alter his views about life and art, it is because he is devoted

to his own vanity rather than to the truth,' he said. Belinsky radically

altered his opinions twice, each time after a painful crisis. On each

occasion he suffered with an intensity which Russians seem particularly

capable of conveying by the use of words, and he gave a full account

of it, principally in his letters, the most moving in the Russian language.

Those who have read them will know what I mean by the heroic

quality of his grimly undeviating, perpetually self-scrutinising honesty

of mind and feeling.

Belinsky held several intellectual positions in his life, and turned

from one to another and exhausted each to the uttermost until, with

great tormenting effort, he would liberate himself from it, to begin

the struggle over again. He arrived at no final or consistent outlook,

and the efforts by tidy-minded biographers to divide his thought into

three or more distinct 'periods', each neatly self-contained and coherent,

ignore too many facts: Belinsky is always 'relapsing' towards earlier,

'abandoned', positions; his consistency was moral, not intellectual. He

began to philosophise in the mid- I 8 30s, as a young man of twentythree, with that disgust and sense of being asphyxiated by the police state of Nicholas I which all young intellectuals with hearts and

consciences felt, and he adopted the philosophy then preacheJ by the

young Moscow philosophers, Stankevich and Bakunin, to whose

circle he belonged. Idealism was a reaction to the grim suppression

which followed the abortive Decembrist revolt in 1 825. The young

Russian intellectuals, encouraged as they were to go to Germany

rather than to Louis Philippe's dangerously fermenting France,

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returned full of German metaphysics. Life on earth, material existence,

above all politics, was repulsive but fortunately unimportant. The only

thing that mattered was the ideal life created by the spirit, the great

imaginative constructions by means of which man transcended the

frustrating material environment, freed himself from its squalor, and

identified himself with nature and with God. The history of western

Europe revealed many such sublime achievements, and it was idle

nationalistic cant to pretend that Russia had anything to put beside

this. Russian culture (so Belinsky in the I 8JOS was telling his readers)

was an artificial, imported growth, and till Pushkin arose, could not

be spoken of in the same breath as Shakespeare, Dante, Goethe and

Schiller, or even such great realistic writers as Walter Scott and (of

all writers) Fenimore Cooper. Russian folk-song and hyliny and

popular epics were more contemptible than even the second- and

third-rate imitations of French models which formed the miserable

collection of reproductions dignified under the name of national

Russian literature. As for the Slavophils, their passion for old Russian

ways and manners, for traditional Slav dress and Russian song and

dances, for archaic musical instruments, for the rigidities of Byzantine

Orthodoxy, their contrast of the spiritual depth and wealth of the

Slavs with the decadent and 'rotting' west, corrupted by superstition

and sordid materialism-this was childish vanity and delusion. What

had Byzantium given? Its direct descendants, the southern Slavs,

were among the deadest and dullest of all European nations. If all the

Montenegrins died tomorrow, Belinsky cried in one of his revic:;ws,

the world would be none the poorer. Compared to one noble voice

from the eighteenth century, one Voltaire, one Robespierre, what had

Byzantium and Russia to offer? Only the great Peter, and he belonged

to the west. As for the glorification of the meek and pious peasantthe holy fool touched with grace- Belinsky, who, unlike the Slavophils, was by birth not a nobleman or a gentleman, but the son of a sodden

small-town doctor, looked on agriculture not as romantic and ennobling,

but merely as degrading and stupefying. The Slavophils infuriated him

by talking romantic and reactionary nonsense in their attempt to arrest

scientific progress by appeals to ancient and, as often as not, nonexistent traditions. Nothing was more contemptible than false, twopence-coloured nationalism, archaic clothes, a hatred of foreigners,

and a desire to undo the great heroic work which Peter the Great had

so boldly and magnificently begun. Like the Encyclopedists of the

eighteenth century in France, whose temper his much resembled,

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V I SSARION B E L IN SKY

Belinsky at the beginning of his career (and again towards

the end of his life) believed that only an enlightened despot-by

enforcing education, technical progress, material civilisation-could

rescue the benighted, barbarous Russian nation. In a letter to a friend

written in 1 837 he writes:

Above all you should abandoq politics and guard yourself against

the influence of politics on your ways of thought. Here in Russia,

politics has no meaning, and only empty heads can have anything

to do with it . . . If each of the individuals who compose Russia

could reach perfection by means of love, Russia would be the

happiest country in the world without any politics-education, that

is the road to happiness . . .

and again (in the same letter) :

Peter is clear evidence that Russia will not develop her liberty and

her civil structure out of her own resources, but will obtain it at the

hands of her tsars as so much else. True, we do not as yet possess

rights-we are, if you like, slaves; but that is because we still need

to be slaves. Russia is an infant and needs a nurse in whose breast

there beats a heart full of love for her fledgling, and in whose hand

there is a rod ready to punish it if it is naughty. To give the child

complete liberty is to ruin it. To give Russia in her present state a

constitution is to ruin her. To our people liberty . . . simply means

licence. The liberated Russian nation would not go to a parliament,

but run to the taverns to drink, break glass, and hang the gentry

because they shave their beards and wear European clothes . . . The

hope of Russia is education, not . . . constitutions and revolutions . . .

France has had two revolutions, and as a result of them a constitution. And in this constitutional France there is far less liberty of thought than in autocratic Prussia.

and again:

Our autocracy gives us complete freedom of thought and reflection,

but limits our freedom to raise our voices and interfere in her affairs.

It allows us to import books from abroad which it forbids us to

translate or publish. And this is right and just, because what you

may know the muzhik may not; an idea which might be good for

you, might be fatal to the muzhik, who would naturally misunderstand it . . . Wine is good for adults who know what to do with it, but fatal to children, and politics is wine which in Russia may even

turn into opium . . . And so to the devil with the French. Their

influence has brought us nothing but harm. We imitated their

.,.

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R U S S IAN T H I N K E R S

literature, and killed our own . . . Germany-that i s the Jerusalem

of modern humanity.

Even the Russian nationalist school did not go so far. At a time

when even so western a thinker as Herzen, not to speak of mild

liberals such as Granovsky and Kavelin, was prepared to temporise,

and indeed to some degree shared the Slavophils' deep and sincere

feeling for the Russian tradition and older forms of life, Belinsky

would not bend. Western Europe, more particularly enlightened

despotism, was responsible for the major achiev."!ments of mankind.

There and only there were the forces of life and the critical canons

of scientific and philosophical truth, which alone made progress

possible. The Slavophils had turned their backs on this, and however

worthy their motives, they were blind and leaders of the blind, returning to the ancient slough of ignorant barbarism and weakness from which it had taken the great Peter such efforts to lift, or half-lift, his

primitive people; salvation lay in this alone. This doctrine is radical,

individualist, enlightened, and anti-democratic. Soviet authors in

search of texts to justify the progressive role of ruthless governing

elites find much to quote from Belinsky's early writings.

Meanwhile Bakunin had begun to preach Hegel to Belinsky, who

knew no German. Night after night he preached the new objectivism

to him, as he did later in Paris to Proudhon. Finally, after a fearful

inner struggle, Belinsky was converted to the new anti-individualist

faith. He had earlier toyed with the idealism of Fichte and Schelling,

as expounded by Stankevich, the effect of which had been to turn him

away from political issues altogether, as a sordid chaos of the trivial,

empirical world, a delusive curtain concealing the harmonious reality

beyond. This was now finished and done with. He moved to St

Petersburg, and under the influence of his new r�ligion wrote two

celebrated articles in I 839-40, one reviewing a poem and a work of

prose on an anniversary of the Battle of Borodino, the other a criticism

of an attack by a German Hegelian on Goethe. 'The real is the

rational,' the new doctrine had said. It was childish and shallow and

short-sighted to attack or seek to alter reality. What is, is, because it

must be. To understand it is to understand the beauty and the harmony

of everything as it falls into its own appointed time and place in

accordance with intelligible and necessary laws. Everything has its

place in the vast scheme of nature unrolling its pattern like a great

carpet of history. To criticise is only to show that you are not adjusted

166

V I SSARION B E L IN SKY

to reality and that you do not sufficiently understand it. There were

no half-measures for Belinsky. Henen tells us that once Belinsky

finally adopted a view,

he did not quail before any consequences. He would not stop at

anything, neither considerations of moral propriety, nor the opinion

of others, which tends to frighten weaker and less elemental natures.

He knew no fear, because he was strong and sincere; his conscience

was clear.

His (or Bakunin's) interpretation oi Hegel's doctrine had convinced

him that contemplation and understanding was an attitude spiritually

superior to that of active fighting: consequently he threw himself

into 'acceptance of reality' with the same frenzy of passion as that

with which only two years later he was to attack the quietists and

demand active resistance to Nicholas l's abominations.

In 1 839-40 Belinsky proclaimed that might was right; that history

itself-the march of the inevitable forces-sanctified the actual; that

autocracy was, coming when it did, sacred ; that Russia was as it was

as part of a divine scheme marching towards an ideal goal; that the

government-the representative of power and coercion-was wiser than

its citizens; that protests against it were frivolous, wicked, and vain.

Resistance to cosmic forces is always suicidal.

Reality is a monster (he wrote to Bakunin ], armed with iron talons,

a huge mouth and huge jaws. Sooner or later she will devour everyone who resists her, who cannot live at peace with her. To be free-and instead of a terrible monster to see in her the source of

happiness-there is only one means-to know her.

And again:

I look upon reality, which I used to hold in such contempt, and

tremble with mystic joy, recognising its rationality, realising that

nothing of it may be rejected, nothing in it may be condemned or

spurned.

And in the same vein:

Schiller was . . . my personal enemy, and it was only with great

effort that I was able to prevent my hatred of him from going

beyond the bounds of such decency as I was capable of. Why this

hatred?

Because, he goes on to say, Schiller's works Die Rauber, Kabalt und

Liebe and Fiesco 'induced in me a wild hatred of the social order, in

1 67

R U S S IAN T H I N K E R S

the name of an abstract ideal of society, cut o ff from the geographical

and historical conditions of development, built in mid-air.' This echoes,

but in a politically far more sinister form, the relatively harmless

maxims of earlier, Fichtean Idealism, when he would declare that

society is always more right than the individual, or 'The individual is

real and not a phantom only to the degree to which he is an individual

expression of the universal.'

His friends were stupefied into silence. This was nothing less than

a major betrayal by the most single-minded and most fearless of all

the radical leaders . .The shock was so painful that in Moscow it could

scarcely be discussed at all. Belinsky knew precisely what effect his

secession would cause, and said so in his letters; nevertheless he saw

no way out. He had reached his conclusion by a rational process, and

if the choice was between betraying the truth and betraying his friends,

he must be man enough to betray his friends. Indeed the thought of

the appalling pain that this would cause him somehow merely underlined the inescapable necessity of this great sacrifice to principle. This acceptance of 'the iron laws' of social development and the march of

history as being not merely inevitable but just, rational, morally

liberating, was nevenheless marked, both then and later, by a profound

disgust with the conditions of Russian society in general and of his

own society in panicular.

Our life (he wrote to Konstantin Aksakov in I 840 ], what

sort of life is it to be? Where is it and what is it about? We are

so many individuals outside a society, because Russia is not a

society. We possess neither a political nor a religious nor a scientific

nor a literary life. Boredom, apathy, frustration, fruitless effortsthat is our life . . . China is a disgusting state, but more disgusting is a state which possessed rich materials for life but which is held in

an iron frame like a rickety child.

And the remedy? Conformity to the powers that be: adjustment

to 'reality'. Like many a communist of a later date Belinsky gloried

in the very weight of the chains with which he had chosen to bind

his limbs, in the very narrowness and darkness which he had willed

to suffer; the sl.ock and disgust of his friends was itself evidence of the

vastness, and therefore of the grandeur and the moral necessity, of the

sacrifice. There is no ecstasy to compare to that of self-immolation.

This condition lasted for a year, and then he could bear it no longer.

Herzen paid a visit to him in St Petersburg; it had begun in a frigid

J 68

V I SSARION B E L I N SKY

and awkward manner, and then in a great burst of emotion Belinsky

broke down, and admitted that the Hegelian year, with its wilful

'acceptance' and glorification of the black reaction of the regime, was

a heavy nightmare, an offering upon the altar not of truth but of an

insane logical consistency. What he cared about, what he had never

ceased to care about, was not the historical process or the condition

of the universe or the solemn march of the Hegelian God through

the world, but the lives and liberties and aspirations of individual men

and women whose sufferings no sublime universal harmony could

explain away or redeem. From that moment he never looked back.

The relief was immense:

I abominate [he wrote to Botkin] my contemptible desire to reconcile myself with a contemptible reality ! Long live the great Schiller, noble advocate of humanity, bright star of salvation, the emancipator of society from the blood-stained prejudices of tradition ! 'Long live reason, and may the darkness perish' as great Pushkin used to

exclaim ! The human personality is now above history, above society,

above humanity for me . . . good Lord, it frightens me to think of

what must have been happening to me-fever, madness- I feel like

a convalescent now . . . I will not make my peace or adjust myself

to vile realities. I look for happiness only in the world of fancy,

only fantasies make me happy. As for reality- reality is an executioner . . .

I am tormented by the thought of the pleasures I have let go

because of the contemptible idealism and feebleness of my character.

God knows what vile, revolting nonsense I have talked in print,

with all the sincerity and fanaticism of deep, wild conviction . . •

What horrible zigzags my path towards truth seems to involve;

what a terrible price I have had to pay, what fearful blunders I

have had to commit for the sake of truth, and what a bitter truth it

is-how vile the world is, especially in our neighbourhood.

And in the same year:

And oh the mad nonsense which I have poured out . . . against the

French, that energetic and noble nation, shedding its blood for the

most sacred rights of mankind . . . I have awoken and recollect my

dreams with horror . . .

And apropos the inexorable march of the Spirit (Herzen records) :

So it is not for myself that I create, but for the Spirit . . . Really what

kind of an idiot does it take me for? I'd rather not think at allwhat do I care about Its consciousness?

R U SS IAN T H INKERS

And in his letters there are passages in which such sacred metaphysical

entities as Universality- Cosmic Consciousness-the Spirit-the rational

State etc. are denounced as a Moloch of abstraction devouring living

human beings.

A year later he finally settled accounts with the master himself:

All Hegel's talk about morality is utter nonsense, since in the

objective realm of thought there is no morality . . . Even if I

attained to the actual top of the ladder of human development, I

should at that point still have to ask [Hegel] to account for all the

victims of life and of history, all the victims of accident and superstition, of the Inquisition and Philip II, and so on and so forth; otherwise I will throw myself off head-downwards . . . I am told

that disharmony is a condition of harmony. This may be found

agreeable . . . by musical persons, but is not quite so satisfactory

from the point of view of those whose fate it is to express in their

lives the element of disharmony.

And in the same year he tries to explain the aberration:

. . . because we understood that for us there is no life in real life, and

because our nature was such that without life we could not live, we

ran away into the world of books, and began to live and to love

according to books, and made life and love a kind of occupation, a

kind of work, an anxious labour . . . In the end we bored and

irritated and maddened each other . . .

Be social or die ! That is my slogan. What is it to me that something universal lives, so long as the individual suffers, that solitary genius should live in heaven, while the common herd rolls in the

mud? What is it to me if I do apprehend . . . the essence of art or

religion or history, if I cannot share this with all those who should

be my human brothers, my brethren in Christ, but are in fact

strangers and enemies because of their ignorance? . . . I cannot bear

the sight of barefoot boys playing . . . in the gutter, poor men in

tatters, the drunken cab-driver, the soldier coming off duty, the

official padding along with a portfolio under his arm, the selfsatisfied army officer, the haughty nobleman. When I give a penny to a soldier or a beggar I almost cry, I run from him as if I had done

something terrible, as if I did not wish to hear the sound of my own

steps . . . Has a man the right to forget himself in art or science,

while this goes on?

He read the materialist Feuerbach and became a revolutionary

democrat, denouncing tyranny, ignorance, and the bestial lives of his

fellow countrymen with ever-increasing ferocity. After his escape

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V I SSARION B E L I N S K Y

from the spell of a half-understood German metaphysics he felt a

sense of extreme liberation. As always the reaction took an external

form and poured itself out i n passionate paeans to individualism. In a

letter to his friend Botkin he denounced his intellectual milieu for its

lack of seriousness and personal dignity:

. . . we are the unhappy Anarcharsises of the new Scythia. Why do

we all gape, yawn, bustle, and hurry and take an interest in everything and stick to nothing, and consume everything and remain hungry? We love one another, we love warmly and deeply, and how

have we shown our friendship? We used to be tremendously excited

about one another, enthusiastic, ecstatic, we hated one another, we

wondered about each other, we despised one another . . . When

separated from each other for long we pined and wept salt tears at

the mere thought of meeting, we were sick with love and affection :

when we met, our meetings were cold and oppressive, and we would

separate without regret. That is how it was, and it is time that we

stopped deceiving ourselves . . . Our learned professors are pedants,

a mass of social corruption . . . We are orphans, men without a

country . . . The ancient world is enchanting . . . its life contains

the seed of everything that is great, noble, valiant, because the

foundation of its life is personal pride; the dignity and sanctity of

the individual.

There follows an ecstatic comparison of Schiller to Tiberi us Gracchus

and of himself to Marat.

The human personality has become the point on which I fear I will

go off my head. I am beginning to love mankind a Ia Marat: to

make the smallest ponion of it happy I am ready, I do believe, to

destroy the rest by lire and sword.

He loves only the Jacobins-only they are effective: 'The two-edged

sword of word and deed-the Robespierres and the St Justs . . . not . . .

the sugary and ecstatic turns of phrase, the pretty idealism of the

Gironde', and this leads to socialism-of that pre-Marxist, 'Utopian'

kind, which Belinsky embraced before he understood it, because of

its promise of equality:

• . . socialism . . . idea of ideas, essence of essences . . • the alpha and

omega of faith and science. The day will come when nobody will

be burnt alive, nobody will have his head chopped off . . . There

will be no rich, no poor, no kings and subjects . . . [men] will be

brothers • . .

..

1 7 1

R U S·SIAN T H I N K E R S

I t i s this mystical vision that Dostoevsky had i n mind when a

good many years after Belinsky's death he said: 'He believed . . . that

socialism not only does not destroy the freedom of the individual

personality but, on the contrary, restores it to unheard-of splendour,

on new and this time adamantine foundations.' Belinsky was the first

man to tell Dostoevsky, then still young and obscure, that in his Poor

Folk he had done in one stroke what the critics vainly tried to do in

lengthy essays-he had revealed the life of the grey, humiliated,

Russian minor official as nobody had even done before; but he disliked

Dostoevsky personally and detested his Christian convictions, and

deliberately scandalised him by violent atheistic and blasphemous

tirades. His attitude to religion was that of Holbach or Diderot, and

for the same reasons: 'in the words God and rtligion I see only black

darkness, chains and the knout'.

In 1 847 Gogo!, whose genius Belinsky had acclaimed, published a

violently anti-liberal and anti-western tract, calling for a return to

ancient patriarchal ways, a spiritually regenerated land of serfs, landlords, the tsar. The cup brimmed over. In a letter written from abroad Belinsky, in the last stages of his wasting disease, accused Gogo!

of betraying the light:

. . . one cannot be silent when, under cover of religion, backed by

the whip, falsehood and immorality are preached as truth and virtue.

Yes, I loved you, with all the passion with which a man tied by ties

of blood to his country loves its hope, its glory, its pride, one of its

great leaders along the path of consciousness, development and

progress . . . Russia sees her salvation not in mysticism, or aestheticism, or piety, but in the achievements of education, civilisation, and humane culture. She has no need of sermons (she has heard too

many), nor of prayers (she has mumbled them too often), but of

the awakening in the people of a feeling of human dignity, lost for

so many ages in mud and filth. It needs laws and rights in accordance

not with the teachings of the church, but with those of common

sense and justice . . . Instead of which she offers the terrible

spectacle of a land where men buy and sell other men without even

the cant of the Americans, who say that negroes are not men . . . a

country where there are no guarantees of personal libeny or honour

or property; not even a police state, only huge corporations of

official thieves and robbers . . . The government . . . knows well

what the landlords do to their peasants, and how many landlords

are massacred by their serfs every year . . . Preacher of the whip,

apostle of ignorance, champion of obscurantism and black reaction,

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V I S SA R I ON B E L I N SK Y

defender of a Tartar way of life-what are you doing? Look at the

ground beneath your feet. You are standing on the edge of an abyss.

You found your teachings upon the Orthodox Church, and that I

understand, for the Church has always favoured whips and prisons,

it has always grovelled to despotism. But what has this to do with

Christ? . . . Of course a Voltaire whose ridicule put out the flames

of fanaticism and illiteracy in Europe is far more a son of Christ,

flesh of His flesh, and bone of His bone, than all your parsons,

bishops, patriarchs, metropolitans . . . [Our country priests] are the

heroes of rude, popular tales . . . the priest is always the glutton, the

miser, the sycophant, the man lost to all sense of shame . . . Most

of our clergy are . . . either pedantic schoolmen, or else appallingly

ignorant and blind. Only our literature, in spite of a barbarous

censorship, shows signs of life and forward movement. That is why

the calling of the writer is so honoured among us, why even a

small literary gift makes for success; that is why the profession of

letters has thrown into the shade the glitter of epaulettes and gaudy

uniforms; that is why a liberal writer, even one whose capacity is

poor, excites general attention, while great poets who . . . sell their

gifts to serve the Orthodox Church, autocracy and nationalism,

quickly lose their popularity . . . The Russian people is right. It

sees in writers of Russia its only leaders, defenders, and saviours

from the darkness of Russian autocracy, orthodoxy, and nationalism.

It can forgive a bad book but not a harmful one.

He read this letter to his friends in Paris. 'This is a work of genius,'

Herun said in a low voice to Annenkov, who records the scene, 'and

I think his last will and testament. • This celebrated document became

the bible of Russian revolutionaries. Indeed it is for reading it to an

illicit discussion circle that Dostoevsky was condemned to death, then

sent to Siberia.

Belinsky in his final phase was a humanist, an enemy of theology

and metaphysics, and a radical democrat, and by the extreme force

and vehemence of his convictions turned purely literary disputes into

the beginnings of social and political movements. Turgenev said of

him that there are tWo types of writer: a writer may be brilliantly

imaginative and creative, but remain on the periphery of the collective

experience of the society to which he belongs. Or he may live at the

centre of his society, being connected 'organically' with the emotions

and state of mind of his community. Belinsky knew, as only true

social critics do, where the centre of moral gravity of a book, an

opinion, an author, a movement, an entire society, could be found.

,,

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R U S S IAN T H I N K E R S

The central issue o f Russian society was not political but social and

moral. The intelligent and awakened Russian wanted above all to be

told what to do, how to live as an individual, as a private person.

Turgenev testifies that never were people more interested in the

problems of life, and never less in those of pure aesthetic theory, than

in the 1 84os and 50s. The mounting repression made literature the

only medium within which any degree of free discussion of social

questions could take place. I ndeed the great controversy between

Slavophils and 'Westerners', between the view of Russia as a still

uncorrupted spiritual and social organism, bound by impalpable links

of common love, natural piety, and reverence for authority, to which

the application of artificial, 'soulless' western forms and institutions

had done, and would do, fearful damage; and, on the other hand, the

view of it held by the 'Westerners' as a retarded semi-Asiatic despotism

lacking even the rudiments of social justice and individual liberty-this

crucial debate, which split educated Russians in the nineteenth century,

was c.arried on principally in the semi-disguise of literary and philosophical argument. The authorities viewed neither side with favour, and, with some j ustice, regarded public discussion of any serious issue

as in itself a menace to the regime. Nevertheless the effective techniques of suppression, as we know them now, had not as yet been i nvented; and the half-clandestine controversy continued, sharpened

and rendered more personal by the acute consciousness of their own

social origins which infected the opinions and quality of feeling of the

principal adversaries themselves.

Russia in Belinsky's day, in the I 8JOS and the 1 840s, was still, in

the main, a feudal society. It was pre-industrial and, in certain parts

of it, semi-colonial. The state was based on sharply drawn divisions

which separated the peasantry from the merchants and from the lower

clergy, and there was a still wider gap which divided the gentry from

the nobility. It was not altogether impossible, although it was very

difficult and very uncommon, to rise from a lower to a higher stratum.

But in order to do this a man had to have not merely exceptional

energy, exceptional ambition and talent, but also a certain willingness

and capacity to jettison his past and to identify himself morally,

socially, and mentally with the higher milieu, which on certain terms,

if he tried hard enough, might be prepared to receive and assimilate

him. The most remarkable Russian in the eighteenth century, the

father of polite letters and of the natural sciences in his country,

Mikhail Lomonosov -'the Russian Leonardo'- was1a man of obscure

V I S SARION B E L I N SKY

and humble origin, but he rose and was transformed. There is a good

deal that is robust and vigorous, but nothing primitive, no trace of a

rustic accent in his writing. He had all the zeal of a convert and a

self-taught one at that, and did more than anyone to establish the

formal conventions of Russian literary prose and verse in the later

eighteenth century, rigorously modelled on the most elaborate European-that is to say French -practice of the time. Until the second quarter of the nineteenth century the social elite alone possessed

enough education, leisure, and trained taste to pursue the fine arts,

and in particular literature: they looked to the mandarins of the west,

and borrowed little-at most here and there a touch of local colourfrom the traditional arts and crafts still practised with skill and imagination by peasants and artisans in forgotten corners of the great

empire. Literature was an elegant accomplishment and was practised

largely by aristocratic dilettanti and their proteges in St Petersburg,

and to a lesser extent in Moscow- the first the seat of the government,

the second the home of wealthy merchants and of the more solid and

old-fashioned nobility, who looked with distaste on the chilly and

sophisticated atmosphere of the Europeanised capital. The most

characteristic names in the first generation of the great literary

renaissance-Karamzin and Zhukovsky, Pushkin and Griboedov,

Baratynsky and Venevitinov, Vyazemsky and Shakhovskoy, Ryleev

and both Odoevskys- belong to this social stratum. A few individuals

from outside were, indeed, permitted to enter: the critic and journalist

Polevoy, the pioneer of literary naturalism in Russia, was the son of

a merchant in Siberia; the lyrical poet Koltsov was a peasant to the

end of his days. But such exceptions did not greatly affect the established literary hierarchy. The socially humble Polevoy, after beginning bravely enough as a frondeur against the elite, gradually assimilated

himself completely to the style and methods of the dominant group,

and ended his life (it is true, after persecution by the authorities) as a

tame and frightened supporter of the Orthodox Church and the autocratic government. Koltsov, who retained his country idiom to the end, achieved fame precisely as such -as a primitive of genius, the simple

peasant unspoilt by fame who charmed the sophisticated ulons by

the freshness and spontaneity of his gifts, and touched his well-born

admirers by the almost exaggerated humility of his manner, and by

his unhappy and self-effacing life.

Belinsky broke this tradition and broke it for ever. This he did

because he entered the company of his social superiors on his own

..

R U S S I AN T H I N K E R S

terms-without surrendering anything. H e was an uncouth provincial

when he arrived in Moscow, and he retained many of the tastes,

prejudices, and habits of his class to the end of his life. He was born

in poverty and bred in the atmosphere, at once bleak and coarse, of

an obscure country town in a backward province. Moscow did, to

some degree, soften and civilise him, but there remained to the end

a core of crudeness, and a self-conscious, rough, sometimes aggressive

tone in his writing. This tone enters Russian literature, never to

leave it. Throughout the nineteenth century it is the distinguishing

characteristic of the political radicals impatient of the urbanity of the

non-political or conservative intelligentsia. As the revolutionary movement grew in intensity, this note becomes by turns strident and violent, or muted and ominous. Its use gradually became a matter of principle:

a weapon deliberately employed by the intellectual sans-culottts against

the supporters of the established order, the rude and defiant tone of

the leaders of the underprivileged and oppressed, determined to do

away once and for all with the polite fictions which merely conceal

the deadness, futility, and above all the heartless wickedness of the

prevailing system. Belinsky spoke with this accent because this kind

of harshness was natural to him, because he was widely-read but halfeducated, violently emotional, and unrestrained by conventional breeding or a naturally moderate temper, liable to storms of moral

indignation, constantly boiling and protesting and crying out against

iniquity or falsehood without regard to time or place or company.

His followers adopted his manner because they were the party of the

tnragls, and this became the traditional accent of the new truth which

had to be spoken with anger, with a sense of freshly suffered insult.

In this sense the real heir of Belinsky is the 'nihilist' Bazarov in

Turgenev's Fathers and Children. When the cultivated but insufferable uncfe in that novel, who stands for elegant manners and Pushkin and an aesthetic view of life (with which Turgenev himself feels to

some degree identified, although not without a sense of guilt), enquires

why the dissection of frogs and the other sordid paraphernalia of

modern anatomy should be regarded as so supremely interesting or

important, Bazarov replies with deliberate harshness and arrogance

that this is so because they are 'true'. This kind of violent houtade,

asserting the primacy of the material facts of life and nature, became

the o�cial battle cry of the rebellious section of the intelligentsia,

and it became a duty not merely to tell the unpalatable truth but to

say it as loudly, as harshly, as disagreeably as possible, to trample with

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V I SSARION B E L I N S K Y

excessive brutality upon the delicate aesthetic values of the older

generation, to employ shock tactics. The enemy was numerous,

powerful, and well-entrenched, and therefore the cause of truth could

not triumph without wholesale destruction of his defence works, however valuable or attractive they might be in themselves. Belinsky did not himself develop this attitude to its fullest and most destructive

extent, although Bakunin had begun to do so in his lifetime; he was

too sensitive to artistic experience as such, too deeply under the spell

of literary genius, whether it arne from a radial or a reactionary

source, and too honest to practise ruthlessness for its own sake. But the

unbending, puritanical attitude to the truth, and particularly the

passion for the seamy, the unmentionable side of everything, the

insistence on asserting it at whatever cost, at whatever sacrifice of

literary or social amenities, and consequently a certain exaggerated

emphasis on angular, blunt, unambiguous terms calculated to provoke

some kind of sharp reaction-that came from him and him alone, and

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