When my first novel Atlantis was published in 2005, it was against a backdrop of extraordinary real-life discoveries that were transforming our view of the rise of civilization. A century ago, most scholars would have put that formative period at the beginning of the Bronze Age, some five thousand years ago; now we know that many of the key developments – the first towns, with walls, towers and even temples – had appeared more than five thousand years before that, soon after the end of the Ice Age. Cambridge University, where I completed my PhD in archaeology in 1991, had long been a centre of expertise in this era, and by the time I left my academic teaching career ten years later to write full-time, it was clear that the Neolithic period was where the most exciting breakthroughs were being made in understanding the past. Not only were amazing new sites being excavated – mainly in modern Turkey, on the Anatolian plateau – but archaeologists were thinking in daring new ways, using finds to question long-held assumptions about the transformation from hunter-gatherer to agricultural societies. Most excitingly, they had begun to address the belief systems of our distant ancestors, to try to get inside their minds, something long thought beyond the scope of archaeology but where the new finds were shedding dazzling light. Was this a time of conflict, as the old beliefs of the hunter-gatherers were replaced by the new? Was it the birthplace of the gods? Much remains uncertain, but this sea change in archaeological thinking provides the backdrop to The Gods of Atlantis.
Atlantis revisited
My novel Atlantis was based on the premise that the sunken city, uniquely known from the fifth century BC Greek philosopher Plato’s dialogues Timaeus and Critias, was not Plato’s fictional creation but was truly derived – as he claims – from an account by the early sixth century BC Greek traveller Solon, who had heard it from an Egyptian priest in the temple at Sais in the Nile delta. The Egyptian priests had an unbroken tradition of knowledge extending far back into prehistory, and my novel began with the fictional discovery of a papyrus containing Solon’s original account of his visit to the temple. However, instead of basing the story in the Bronze Age, on the second-millennium BC eruption of the Aegean volcano of Thera and its effect on Minoan civilization – as do many archaeologists who take Plato’s story at face value – my Atlantis dated thousands of years earlier, a distant memory of a devastating flood and a lost city at the dawn of civilization, not in the Aegean, but in the Black Sea to the north-east. This placed Atlantis in the Neolithic – the ‘New Stone Age’ – at the time when agriculture was first developed, a period dating from soon after the end of the Ice Age about twelve thousand years ago until the widespread adoption of copper technology from about the fifth millennium BC.
My inspiration derived from remarkable evidence published during the 1990s that the Black Sea may have been cut off during the last Ice Age from the Aegean by a land bridge across the Bosporus Strait, and that the Black Sea remained at its Ice Age level – a hundred metres or more below the present shoreline – until the global sea level rise caused the waters of the Aegean to breach the land bridge and flood the Black Sea basin. During the Ice Age, the glaciers themselves had not reached as far south as the Black Sea, but the great melt had a global effect on coastal settlement. The possibility that the Black Sea flood did not occur until the sixth millennium BC, more than three millennia after the beginning of the Neolithic, meant that the flood could have inundated early farming communities that may now lie underwater off the northern shore of Turkey. Evidence for the fecundity of this region suggests that it should be included within the ‘fertile crescent’ where agriculture first developed, stretching from present-day Israel up through Anatolian Turkey and down into the Zagros mountains of Iran.
The idea that there could have been a city with monumental structures was inspired by real-life evidence from the early Neolithic: Jericho, in present-day Palestine, had city walls and a tower as early as the ninth millennium BC, and at Catalhoyuk in Anatolia, the excavations in the 1960s revealed a substantial town of the eighth millennium BC. Catalhoyuk even produced a famous wall painting that may show a town on the slopes of a double-peaked volcano, an image that appears in The Gods of Atlantis. I was also inspired by a theory that associated the spread of farming with the spread of Indo-European language, which had been sourced by many scholars to the Black Sea region about the seventh millennium BC. I could therefore imagine groups of early farmers fleeing the flood, some going overland to Mesopotamia and the Levant and Egypt, others by boat into the Aegean and further west – taking their animals with them, as we know happened in the Neolithic and may be remembered in the Old Testament account of Noah – and spreading agriculture, a common language and new technology far across Asia and Europe, and perhaps beyond.
The Neolithic revolution
The phrase ‘Neolithic revolution’ was coined in the 1950s by the prehistorian Gordon Childe to describe the dramatic changes that took place in the Near East after the Ice Age. As recently as 1980, when I first studied archaeology as an undergraduate, the Neolithic was still being approached in his terms, as a time when the invention of agriculture led to the first towns. This approach – in which economic rationale was the driving force behind change – and the rapidity of the ‘revolution’ seemed to be borne out by the evidence of Jericho and Catalhoyuk, towns that dated very soon after the first evidence for agriculture. But this picture has been turned on its head by new discoveries in eastern Turkey. It is less clear now that hunter-gatherers would have seen the advantages of agriculture in a region where foraging may have provided an easier livelihood; other factors were at play. The most extraordinary new finds are religious sites – temples, for want of a better word – that may have preceded the first towns and agriculture, yet whose construction required a level of labour organization that would have made these other developments – the construction of towns and monuments – possible. New religious ideas may therefore have been a driving force behind the rise of civilization. This stunning idea makes this period one of the most exciting in current archaeology. What has emerged is not only a new kind of Neolithic revolution, but also a revolution in the way we approach the past.
The site above all that has led to this revolution in ideas is in southern Turkey, at Gobekli Tepe, where excavations began in the 1990s and are still ongoing. In my novel Atlantis, Jack sees a Stonehenge-like structure in Atlantis that hints at the religious ideas that fleeing priests may have taken with them far to the west. At Gobekli Tepe, the archaeological reality behind this image is spectacularly revealed in an oval structure containing a circle of monolithic stones, carved in a way that suggests they may have been anthropomorphic. Extraordinarily, this ‘temple’ may date to 9500 BC, older even than Jericho. Another site in Turkey containing monolithic pillars has been discovered at Nevali Cori, and a third temple is at Cayonu. The finds from these sites discussed in this novel are all actual discoveries. The Cayonu site is now submerged by the waters of the Ataturk dam, suggestive of sites similar to these that may have been submerged along the Black Sea coast by another flood more than seven thousand years ago.
The birth of the gods
These ‘temple’ sites of the early Neolithic may represent a new form of religion, and the Neolithic revolution may above all have been a revolution in belief systems and the part they played in the rise of civilization. In order to understand what this new religion might have replaced, archaeologists have looked back to the rock paintings that first appear in caves in Europe about thirty-five thousand years ago. These caves, the basis for the fictional rock paintings in my novel, may have been portals into a spirit world, with spirit animals such as the bull – the aurochs – being used by shamans or seers as a way of transporting themselves into the supernatural, to a place where they could contact the dead. The famous female figurines of this period, with their exaggerated breasts and buttocks, may have been fertility symbols – good-luck charms – rather than ‘gods’; the much later mother goddesses of the Bronze Age may hark back to a clay figurine of this type found at Catalhoyuk, but if she was a ‘god’, it may have been as a transmogrification from the fertility symbol rather than evidence for a Palaeolithic – Old Stone Age – goddess cult. Good luck with fertility, good luck with the hunt – represented perhaps by the spirit animals of the caves – and a way of dealing with death may have been the building blocks of the first coherent belief system, one which did not involve gods or acts of worship as we would understand them today.
Some of the clearest evidence for this older belief system may be where it survived into the early Neolithic in private domestic contexts, visible for the first time in the earliest houses. Renewed excavations at Catalhoyuk since the 1980s have focused attention on the symbolism of art and artefacts within houses, including the bull’s-horn ‘bucrania’ that have become an iconic image of the site. Houses may have taken on some of the significance of caves in the Palaeolithic, with bulls ‘coming through’ the walls in the same way that animals appear in cave paintings, suggesting that man-made walls had taken over from rock as a portal into the spirit world.
The Neolithic evidence has drawn in archaeologists of earlier prehistory who have long pondered the significance of cave art, and have come to believe that Palaeolithic religion may have involved practices similar to those of the shaman or ‘seer’ in hunter-gatherer societies recorded by anthropologists. Using techniques such as repetitive chanting and sensory deprivation – as well as hallucinogenic drugs – shamans could achieve a trance-like state comparable to that of worshippers during intensive acts of devotion to a god. The similarity of these experiences has led scientists to suggest that they have a common neuropsychological basis, that they are ‘hard-wired’ into the brain as the sensations of altered consciousness. Common sensations include being in a vortex or a tunnel, floating in water, and visions of an upper and a lower world, the basis for the tiered cosmology of heaven, earth and hell common to many religions. Just as devout believers can ‘see’ divinity all round them, so those who believe in a spirit realm can partly inhabit that world in their day-to-day lives; belief alone may be enough to propel them into a state of altered consciousness. This is what archaeologists mean when they talk of getting inside the prehistoric mind: trying to see the world in a way that is unfamiliar to many today who are not believers in the supernatural. In a prehistoric world where there may have been less fear of being ‘out of control’, the pleasure of surrendering to hallucinogenic experiences was also a factor. The strength of early religion – the draw to its participants – may have been these altered-consciousness experiences in which the voyage in the mind was more important than the destination, in a belief system that did not revolve around the worship of gods or reward for devotion with a favoured place in the afterlife.
How and why this type of belief system may have changed into the new religion seen at Gobekli Tepe, with its temple-like structures, is a matter for speculation. Earlier religious experience may have been inclusive, with access to the spirit world open to everyone, as reflected in its survival in the houses at Catalhoyuk; rather than being fixed to particular sites, religious practice may have been ‘portable’, involving sacred stones such as meteorites hinted at in the earliest foundation myths of the Bronze Age, noted below. The establishment of fixed sites for ritual may have come about during periods when the glaciers had receded and people were able to remain in one area for generations, particularly at the time of the first cave art in southern Europe and then after the end of the last Ice Age. That period, after about 10,000 BC, gave the ecological stability for long-term settlement that allowed the process to go further than it ever had before. Fixed places of ritual may have become increasingly exclusive, the preserve of shamans or priests empowered by their sway over increasingly large groups of hunter-gatherers who had begun to live in semi-permanent settlements. A new breed of priests may have been the first to exert authority over communities larger than kinship groups, and may have been behind the first communal endeavour in the building of ‘temples’ and then the organization of towns, agriculture and animal husbandry that were needed both to sustain the religious sites and to maintain and control population in one place.
The new religion
As people moved from ‘wild’ to ‘civilized’, as ‘man made himself ’ – in another memorable phrase of Gordon Childe – we may see the first glimmerings of anthropomorphic gods. Ancestors who had been sought in the spirit world became ancestors who were venerated, and permanent sites of ritual meant that specific ancestors could be remembered in association with a particular place. The altered consciousness of the voyage to the spirit world was transferred to piety and worship, so that the religious experience remained similar even if the belief had changed. In looking at the crucial step from venerating ancestors to the creation of named gods, it is impossible not to see deliberate human agency at work, driven by the psychology of power and control. The faceless pillars of Gobekli Tepe and Nevali Cori may represent the very threshold of the gods, not the result of a gradual process but an act of creation by a group of ambitious priests.
Veneration can quickly change to awe and fear, and the tiered cosmology of the old spirit world transmutes into heaven and hell – where people are trapped between fear of hell and a need to fulfil the requirements of reaching heaven. These changes were reflected in dramatically evolving lifestyles, from the unpredictability and excitement of the hunter-gatherer to the tedium and toil of the agriculturalist, where the new priesthood could present the promise of a better afterlife as a goal. It was these priests whose descendants would be the first kings, and it was they who were responsible for the birth of modern religion; the first acts of worship may in truth have been the first acts of obeisance to a new class of priest-kings. To paraphrase Gordon Childe, man not only made himself; he also made his gods.
The move from the natural world to a man-made world may also be seen on a much grander scale in a shift from sacred caves and mountains to burial mounds and pyramids. Whereas the ‘old’ religion may have carried on into the Neolithic in the private context of houses – much as older rituals were to do in later periods, for example in the continuance of pagan worship in Christian times – the new religion was focused on monumental sites such as Gobekli Tepe, which took over the function of caves and mountains as the focus for communal religious activity. The manipulation of belief by a new breed of priests may be the beginning of the tension between centralized, state-controlled religion and private belief and ritual, something I explored with early Christianity in my novel The Last Gospel. Throughout history this tension has been the cause of bloody persecution and conflict, and the possibility that this can be traced back to a violent dislocation at the dawn of civilization is suggested by the disturbing nature of the rituals revealed in the archaeological evidence, another part of the extraordinary revelation of the ‘new’ Neolithic.
Altered-consciousness visions
A common altered-consciousness experience is of travelling through a tunnel or vortex; the interpretation of this vision as a ‘portal’ into the spirit world may be seen in the swirling spirals of Neolithic rock art, and in the circular shape of prehistoric monuments ranging from Gobekli Tepe and Stonehenge to the huge concentric earthworks of prehistoric Britain. The strange swirling shape seen by Jack on one of the monoliths in Atlantis is inspired by a carving on a stone inside the Neolithic passage tomb at Knowth, Ireland, dating from the fourth millennium BC, believed by some to represent a face and by others to be a chance arrangement of circular and semicircular motifs. Although Knowth and the other ‘Megalithic’ sites of western Europe date four or five millennia after the earliest Neolithic sites of the Near East, they may represent societies at a comparable stage of development with similar belief systems, including rituals based on altered-consciousness experiences and the use of rocks and underground places as portals into the spirit world.
Human sacrifice
The stone basins in the inner sanctum of Atlantis in this novel were inspired by several beautifully decorated basins from the Irish passage tomb at Knowth, where they have been interpreted as receptacles for cremated remains or as water basins that may have been windows into the spirit world. At the Anatolian site of Cayonu, a stone basin was found with possible traces of human blood on its rim, the inspiration for Jack’s idea that the basins may have been filled not with water, but with human blood. Another structure at Cayonu known as the ‘House of the Dead’ contained a flat stone with residues of human blood, as well as aurochs and sheep blood; and yet another building held a slab decorated with a carving of a human head, also with traces of human blood. Beneath the House of the Dead were no fewer than sixty-six human skulls and bones from four hundred additional people. A disproportionately large number of the skulls were from young adults, male and female, suggesting that they may have been selected for killing. The possibility that human sacrifice was widespread is suggested by finds at Catalhoyuk, where infants were found buried under the thresholds and in the walls of houses, and at Jericho, where several infant skulls were found with vertebrae still in place, showing that the heads had been cut from intact bodies rather than taken from skeletons. At Cayonu, one of the most telling finds was a long flint knife with traces of human blood on the blade, suggesting that the obsidian blades found in cached deposits in houses at Catalhoyuk – long thought to have some symbolic meaning – may well have served this chilling function.
Whether sacrifice was an invention of the new religion or an inheritance from the old is unclear. The religion of the hunter-gatherers may have involved shamans or ‘seers’ transporting themselves into the spirit world, using sacred animals – for example, bulls – as vehicles to aid their journey. The inception of the Neolithic may have seen a step from imagination to reality, from the dream animals portrayed in the cave paintings to real animals sacrificed so that the moment of their death opened the portal. It has even been suggested that the first large-scale animal husbandry may have been to provide bulls for sacrifice. The shift from caves to open-air sites for communal ritual may have been associated with developing rituals of excarnation, where human bodies were exposed to be eaten by birds, a possibility suggested by depictions of vultures with body parts in a carving at Gobekli Tepe and a wall painting at Catalhoyuk. The step from this to human sacrifice may have been associated with the emergence of the new priestly elite who could use it to instil awe and fear and exert control. The idea of sacrifice as an ‘offering’ may have come about as religious practice shifted from the spirit travel of the shaman to the worship of gods closely associated with that new elite. If this interpretation is correct, then the early Neolithic ‘Garden of Eden’ may have been not only a place of revelation and creativity, but also one of bloodshed and terror.
These extraordinary and disturbing discoveries bring to mind later traditions of child sacrifice in the Near East, from the Biblical story of Abraham and Isaac to the Phoenicians and their western Mediterranean successors, the Carthaginians; elsewhere in the world, human sacrifice also occurred at places – including submerged caves and sinkholes, as well as man-made altars and pyramids – that may have been seen as access points to the spirit world, for example among the Aztec and Maya and their predecessors in Mesoamerica. The importance of blood and dismemberment is also seen elsewhere, for example among the Moche of Peru. A similarity between European megalithic tombs and the interior layout of Mesoamerican pyramids has also been suggested, including passageways with horizontal and vertical axes that may have given access to the underworld as well as to a spirit realm overhead; these structures may be seen as successors to natural caves used in the same way during the Palaeolithic. The idea of an ‘ axis mundi ’, a special place where the supernatural world can be reached, is common to many religions. Whether or not these cross-cultural similarities should be seen in terms of lines drawn on a map, of the diffusion of people and ideas, will always be a focus of fascinating debate; what does seem likely is that the receptivity of distant peoples to new religious ideas, rituals and structures – for example, pyramids – may have been increased by common neuropsychological experiences and visions that might have allowed these ideas to be absorbed rather than rejected.
Epics and scripts
As well as pulling in the evidence of much earlier prehistory, the new finds from the Neolithic have caused scholars to look afresh at the foundation myths of the ancient Near Eastern civilizations to see whether they might hark back to a formative period soon after the end of the Ice Age. The Epic of Gilgamesh, probably first written down in Old Babylonian in the third millennium BC, is best known for its flood story, which parallels the Old Testament account and may derive from a memory of sea-level rise after the last Ice Age – perhaps even a Black Sea flood that inundated Neolithic settlements in the sixth millennium BC. If that is the case, it strengthens the idea that the central theme of the epic, the struggle and then friendship between the ‘wild’ Enkidu and the ‘civilized’ Gilgamesh, may reflect the period of transition between hunter-gatherers and settled ways of life in the early Neolithic. The epic is told largely as a dream narrative, suggesting the importance of dreams and their interpretation in a world where altered-consciousness experiences gave access to the spirits, and later the first ‘gods’, whose inchoate form is suggested by a reference elsewhere in Babylonian myth to the faceless ‘Annu’ coming from a mountain in the north, perhaps in the region of Anatolia or the Black Sea coast.
Another fascinating aspect of the Epic of Gilgamesh is the repeated reference to ‘sacred stones’, suggestive of the importance of stones in the archaeology of early Neolithic religion, and particularly the extraordinary account of the meteorite recounted here in Chapter 6: one so heavy that it could barely be lifted, bringing to mind the ancient Greek myth that the Trojan palladion was originally a thunderbolt sent down by Zeus, very probably referring to a meteorite. Meteorites in recent history have most readily been found on the polar icecaps, suggesting that these ancient stories may even recall discoveries made by hunter-gatherer ancestors – before the end of the Ice Age – of objects whose sacred significance was remembered into the Neolithic and the first period when the epics were being written down.
In my novel Atlantis I suggested that the symbols on the real-life Phaistos disc, a mysterious object found near the second-millennium BC palace of that name in Crete, may have been a lost Neolithic script of Anatolia. One of those symbols, the ‘Atlantis symbol’ seen by Jack and Costas as they dive through the lava tunnel, is on the banner of my website. While an early Anatolian origin for the Phaistos symbols remains possible, no writing system as we would understand it has yet been found pre-dating the early cuneiform of the clay tablets on which myths such as the Epic of Gilgamesh were first inscribed. However, as with so much else that is being overturned by the new discoveries from the Neolithic, we may need to reject the long-held assumption that writing developed in response to the need for record-keeping in the early cities, and instead look to the religious organization and belief systems that may have been behind such developments. The ‘Stone Age code’ in this novel is based on an actual assessment of symbols that are found repetitively and in groups in cave paintings of the Palaeolithic dating as far back as thirty-five thousand years ago. These and similar symbols could have been mnemonics, and together may have formed a narrative of myth or ritual; in that sense they may be regarded as a writing system. These new ways of thinking may allow us to see symbolic and narrative significance in artefacts that have already been excavated, even in the shape and association of stones. The extraordinary nature of the finds so far made at the Neolithic sites suggests that future excavations may reveal more certain evidence of this type than has yet been found.
Prehistoric voyages of the mind
In order to reach Uta-napishtim – the Babylonian Noah – in his mountain fastness, Gilgamesh undergoes a sea voyage that would have taken a lesser man ‘a month and fifteen days’, a span equivalent to a voyage from Mesopotamia to the tip of India or from the Strait of Gibraltar across the Atlantic. Voyages of this nature were well within the capabilities of people in the early Neolithic. Yet our understanding of the period has been plagued by the misconception that people were terrified of the open ocean, and that long-distance voyages only became common with the needs of colonization, trade and warfare after the first civilizations had developed. In fact, the fear of the open sea, fear of the unknown, that remains so strongly embedded in our psyche today may be traced back to this formative period in the early Neolithic, when people moved inland, when the resources of the sea became less important, and when control by the new elite involved keeping people in one place and restraining them from exploration. In the preceding period – the Mesolithic – people had lived near the sea and ranged widely, and hunter-gatherers of the Palaeolithic travelled thousands of miles over land and sea. People first crossed the ocean to Australia some fifty thousand years ago, and by fifteen thousand years ago people had travelled huge distances by sea along the west coast of the Americas from the Bering Strait.
To those early travellers the ocean was not a barrier but a conduit, the most important conclusion reached by the adventurer Thor Heyerdahl after completing his ‘Ra’ expeditions in 1970 using reed boats. He was referring to his experience on the Atlantic Ocean, where in the right place – sailing south from Gibraltar – it is difficult not to be swept westwards across the ocean, a voyage that would have been well within the technology of early Neolithic seafarers using reed, skin or wooden boats. Yet there is another aspect to early seafaring that new research on Neolithic religion brings to the fore. A sea voyage was the final journey in the dream world of Gilgamesh, his ultimate adventure; and watery visions, of water being an access point to the underworld and of floating in an endless ocean, are common altered-consciousness experiences. Among people who were sensitized to these experiences, a voyage such as one across the Atlantic could be perceived at a level of consciousness unfamiliar to those of us who have not been driven to hallucination – as many are when pushed to their limits at sea – or to interpret those visions within a system of ritual and belief that gave structure to the experience. I have tried to bring something of this across in the Prologue. To these early seafarers, reality may have merged with the spirit world; the sea voyage became a voyage of the mind. For those still steeped in the old religion – the religion of spirit journeys – ocean voyages may not have provoked terror, but actually have been relished.
It seems possible that for the greater part of the history of Homo sapiens, it has been this type of belief system, rather than belief in gods and deferential acts of worship, that has sustained people’s spiritual needs – a system built on remembering and rationalizing dreams, and on other altered-consciousness experiences that seemed to access a supernatural world, a system whose common features may owe much to human neuropsychology. The inception of religion with anthropomorphic gods may have gone hand-in-hand with early state formation and the burgeoning power-base of the new leaders, something we may see appearing with dramatic speed and conflicting with the old religion at the remarkable sites of the early Neolithic – at Catalhoyuk, Gobekli Tepe, Nevali Cori, Cayonu – over nine thousand years ago. As more early sites are discovered and excavated – one day perhaps including submerged sites off the Black Sea coast of Turkey, even a real-life Atlantis – it may truly be possible to speak of archaeologists making the greatest discovery of all time, and revealing the birthplace of the gods.
The swirling vortex images from the Neolithic may be the origin of two ancient symbols that have come to have dark connotations, the swastika – first seen on Bronze Age pottery of Troy – and the Sonnenrad, the sun symbol that Heinrich Himmler incorporated in the decoration of his SS ‘order-castle’ at Wewelsburg. There, the symbol was placed in the floor as if it were at the apex of an axis mundi, an idea that would have been well within Himmler’s mystical vision of Wewelsburg, and it was this that led me to imagine the Zoo flak tower in Berlin in similar terms.
The Zoo flak tower was one of the most terrifying German creations of the Second World War, a vast five-storey concrete bunker that rose like a castle keep out of the grounds of the Berlin Zoo. The tower provided shelter for thousands of civilians during bombing raids, and had its own power supply, water reservoir and hospital; in the final hours of the Russian onslaught, the defenders even dropped explosives off the parapet like medieval soldiers pouring burning oil on attackers. It was one of three flak towers in Berlin and was ready for action in April 1941, along with the adjacent L-Tower, which housed the radar that directed the flak (anti-aircraft) fire.
The main armament of the Zoo tower comprised four huge twin 128mm guns, each barrel capable of firing up to ten rounds a minute. The tower was designed with elasticity in the ferroconcrete to withstand the shock of the guns firing at high elevations, which drove the recoil force down into the structure; but damage was caused to the concrete as well as to the gun crews’ hearing when the guns were fired at low elevations, at ground targets. The flak towers shot down many British and American bombers, as well as Russian dive-bombers in the 1945 onslaught that were engaged by the 37mm and quadruple 20mm guns on the outer gallery below the parapet. During the final assault the big guns provided withering fire against infantry and tanks until the Soviets advanced below the minimum elevation of the guns, and the last German defenders outside the tower were overwhelmed.
Of great significance for this novel, the Zoo tower also provided safe storage for art and antiquities from numerous Berlin museums, held in special air-conditioned rooms on the third floor – among them the Egyptian bust of Nefertiti, the carved frieze from Pergamon in Turkey, Kaiser Wilhelm II’s collection of coins and, most famously, the ‘Treasure of Priam’, excavated by Heinrich Schliemann at Troy in 1873, donated by him to the German people before his death in 1890, and held until the the beginning of the Second World War in the Museum for Pre- and Early History in Berlin.
In March 1945, under orders from Hitler and overseen by Reichsleiter Martin Bormann, many of the treasures in the Zoo tower were removed to a salt mine at Merkers in Austria, where they were discovered soon after by soldiers of General Patton’s US Third Army. Three crates were left behind; those containing the treasure of Priam. We know this because the Treasure disappeared after the war and for many years was thought lost. The true course of events has only recently been reconstructed, and much remains uncertain. The director of the Museum for Pre- and Early History, Dr Wilhelm Unverzagt, an ardent Nazi, is thought to have insisted that the crates remain in Berlin when the other treasures were removed in March 1945, though whether or not there was a higher authority behind that decision – Himmler would be a likely candidate, with his interest in prehistory – remains unknown. Unverzagt is thought to have stayed in the Zoo tower with the crates after the 2 May surrender to ensure that they were not looted by Russian soldiers but instead remained intact for transport to Moscow, where they remained hidden in the storerooms of the Pushkin Museum until they were rediscovered in 1987.
In the novel, I imagine the ‘Schliemann Gallery’ in the Museum for Early and Pre-History being presided over by a statue bust of Otto von Bismarck, the ‘Iron Chancellor’, who had been a friend of Schliemann’s; my image of the broken statue in the Zoo tower is based on a real-life shattered statue of Bismarck photographed in 1945 in the town square of Rigorplatz, outside Berlin, and the fictional statue in turn inspires the fictional Hoffman to think of Ozymandias, the toppled statue of the king in Shelley’s poem who seems to stand for all the crumbled dreams of power that Hoffman would have seen around him in those dark days of April 1945.
The Zoo tower provided a headquarters for Josef Goebbels in his final guise as Reich Commissioner for the Defence of Berlin, though he himself did not leave the Fuhrerbunker in the days leading up to the murder of his children and his own suicide. The words and actions of Heinrich Himmler portrayed in this novel are fictional, including his appearance at the Zoo tower on the morning after Hitler’s suicide on 30 April 1945. Nevertheless, Himmler’s movements over the final days before the German surrender were secretive and shrouded in mystery, and allow the possibility of a clandestine visit to Berlin as suggested here. On 28 April 1945, the BBC had reported Himmler’s attempt to negotiate with the Western Allies, and the following day Hitler declared him a traitor and ordered his arrest. Late on 1 May, Himmler attempted to negotiate with Grand Admiral Donitz, Hitler’s appointed successor, for a place in the new government, and over the next days he followed Donitz and his puppet government from Plon to Flensburg on the Baltic. Despite being dismissed by Donitz on 6 May, Himmler continued to retain the trappings of power, driving round with an SS escort and maintaining an aircraft. He was finally arrested in disguise – wearing an eye patch, with his moustache shaved off – by the British, and committed suicide in custody using a cyanide capsule on 23 May.
Oberstleutnant (Lieutenant-Colonel) Ernst Hoffman is fictional. In my story, Himmler promotes him two ranks higher to the SS equivalent of brigadier, SS-Brigadefuhrer. A real-life Stuka ace was closely associated with the Zoo tower: Oberst (Colonel) Hans-Ulrich Rudel, one of the most highly decorated German servicemen of the war, with over 2,500 combat missions to his credit. Rudel was a committed Nazi and much feted by the Nazi inner circle. On 8 February 1945, he was shot down and sent to the hospital in the Zoo tower to recover, spending over a month there and being visited by Goebbels and Goring. In a rare eyewitness account from inside the tower, Harry Schweitzer, a Hitler Youth flak auxiliary, described how Rudel was allowed on to the roof to see the 37mm guns in action, a matter of some interest to him as his Stuka mounted a version of the same weapon. Schweitzer was one of many Hitler Youth and Luftwaffe boy auxiliaries who manned the flak guns in Berlin, and he gives a vivid account of the final days in the Zoo tower: the terrible overcrowding, the asphyxiating conditions, attacks by dive-bombers, and the pulverizing effect of the 128mm guns when they were fired at low elevation into the city, causing shock waves so severe that they damaged the parapet of the tower. Colonel Hans-Oscar Wohlermann, a Panzer Corps artillery officer, described the horrific view from the gun platform: ‘One had a panoramic view of the burning, smouldering and smoking great city, a scene which again and again shook one to the core.’
Harry Schweitzer also described the announcement that came through internal tannoys for a breakout from the Zoo tower at about 2300 hours on 1 May. The tower was surrendered to the Soviets about an hour and a half later. A Luftwaffe doctor present, Dr Walter Hagedorn, estimated the numbers inside at more than 30,000 – mostly civilians – including 1,500 wounded and 500 dead. Miraculously, most of the survivors were able to leave unharmed. The circumstances of the final day in the tower are hazy, but provide a basis for the fictional scenario in this novel. On the evening of 30 April, the Russians sent German prisoners to the tower to try to persuade the garrison to surrender, assuring them that there would be no executions. The following morning, the Russians received a reply, signed by Colonel Haller, garrison commander, saying that the surrender would take place at midnight. But Haller had not been the official garrison commander, suggesting that there had been a coup; the reason for the delay was apparently to allow time for a breakout, on the assumption that the Russian assurances were worthless. In the event the breakout never occurred and the Russians reached the tower and took the surrender from Haller, who apparently told a Russian officer that two high-ranking generals were hiding inside. The Russian writer Konstantin Simonov was led to a concrete room, where he found one of the generals lying dead, eyes wide open and clutching a pistol, a dead woman by his side, and between the general’s legs ‘a bottle of champagne, one third full’.
The idea that Hoffman could have flown out of Berlin in a Fieseler Storch is based on a true-life episode from those final days of Nazi power, when the celebrated Nazi aviator Hanna Reitsch (herself also treated in the Zoo tower hospital, in 1943) flew the wounded Luftwaffe general Ritter von Greim into Berlin and then out again after he had visited the Hitler bunker. They survived Russian anti-aircraft fire and landed on a Berlin street in a badly damaged Storch on 27 April, leaving two days later in an Arado Ar 96, hours before Hitler’s suicide. Both aircraft types were lightweight, but the Storch in particular excelled at short take-off and landing.
After the surrender, the Zoo tower was used as a hospital and a shelter for the homeless, but in 1947 it was demolished by the British Royal Engineers, a huge job requiring a staggering thirty-five tons of dynamite. The resulting mountain of rubble – 412,000 cubic metres of it – was ground up and used for road construction during the 1950s, and in 1969 the foundations of the tower were removed. Today the site is occupied by the hippopotamus enclosure of the Berlin Zoo. To get a sense of its appearance, you can visit the remains of another of the three huge towers, the Humboldthain flak tower, which still survives on one side to its original height and has been converted into a memorial and viewing tower. Since 2004, the Berliner Underwelten Association has offered tours inside the ruins, and their efforts have revealed much that was previously buried. Whether or not more remains to be discovered at the site of the Zoo tower is unknown, but the enormous effort that went into its construction in the heart of Berlin suggests that more secrets of the Nazi period and those apocalyptic final days may yet be revealed beneath the modern city.
B-24 Liberator FK-856 is fictional, but is based on RAF Liberators that flew out of Nassau in the Bahamas as part of 111 Operational Training Unit until July 1945. The fictional pilot’s experiences with Bomber Command are inspired by the wartime career of my great-uncle, Flight Lieutenant William Norman Cook, DFC and Bar, RAF, a Lancaster pathfinder pilot who flew 59 operations over Nazi Europe. 111 OTU also carried out anti-submarine patrols, and their losses over the ‘Bermuda Triangle’ – no greater than the losses in any other training unit anywhere – included one Liberator that disappeared without trace on a training mission in 1945. Whether U-boats entered the Caribbean after the German surrender in May 1945 may never be known; the possibility is suggested by the extraordinary voyages of U-977 and U-530, whose captains refused to surrender and did not finally give up until 10 July and 17 August respectively, at Mar del Plata in Argentina.
The Prologue invokes imagery from The Epic of Gilgamesh, the ancient Near Eastern poem also known in its Akkadian version by its first line, Shanaqbai-muru, ‘He who saw the deep’ (in the Prologue I have imagined a similar meaning for the name Uta-napishtim, in a lost language). The passage quoted at the beginning of the book is my own rendering, though the translation of words and phrases owes much to previous scholarly versions including those of Reginald Campbell Thompson (1928), N. K. Sandars (1960 Penguin edition) and Andrew George (1999 Penguin edition). The modern poems referred to in this novel are Samuel Taylor Coleridge’s ‘Kubla Khan’ (Chapter 7), Wilfred Owen’s ‘Strange Meeting’ (Chapter 16) and Walter de la Mare’s ‘The Listeners’ (Epilogue). The cover image is based on the Nazi Sonnerod symbol in the floor of the SS Generals’ Hall at Wewelsburg Castle in Germany. Other images of sites and artefacts in this book are on my website www.davidgibbins.com