8. “Commanding Heights”: 1947–1957

One man did not join the celebrations that midnight. Mahatma Gandhi stayed in Calcutta, fasting, striving to keep the peace in a city that just a year earlier had been ravaged by killing. He saw no cause for celebration. Instead of the cheers of rejoicing, he heard the cries of the women ripped open in the internecine frenzy; instead of the slogans of freedom, he heard the shouts of the crazed assaulters firing their weapons at helpless refugees, and the silence of trains arriving full of corpses massacred on their journey; instead of the dawn of Jawaharlal’s promise, he saw only the long dark night of horror that was breaking his country in two. In his own Independence Day message to the nation Jawaharlal could not help thinking of the Mahatma:

On this day, our first thoughts go to the architect of freedom, the Father of our Nation who, embodying the old spirit of India, held aloft the torch…. We have often been unworthy followers of his, and we have strayed from his message, but not only we, but the succeeding generations, will remember his message and bear the imprint in their hearts.

It was a repudiation as well as a tribute: the Mahatma was now gently relegated to the “old spirit of India” from whom the custodians of the new had “strayed.” In his crushing disillusionment with his own people (of all religions), the Mahatma announced that he would spend the rest of his years in Pakistan, a prospect that made the leaders of the League collectively choke. But he never got there: on January 30, 1948, a Hindu extremist angered by Gandhi’s sympathy for Muslims shot him dead after a prayer meeting. Mahatma Gandhi died with the name of God on his lips.

The grieving nation found grim solace only in the fact that his assassin had been a Hindu, not a Muslim; the retaliatory rage that a Muslim killer would have provoked against his coreligionists would have made the partition riots look like a school-yard brawl. “The light has gone out of our lives,” a brokenhearted Jawaharlal declared in a moving broadcast to the nation, “and there is darkness everywhere. . The light has gone out, I said, and yet I was wrong…. For that light represented something more than the immediate present; it represented the living truth, the eternal truths, reminding us of the right path, drawing us from error, taking this ancient country to freedom.” Jawaharlal Nehru had lost a father figure; after Motilal’s death he had grown at the feet of the Mahatma, relying on the older man’s wisdom, advice, and patronage. Now, at the age of fifty-eight, he was truly alone.

The first months of independence were anything but easy. Often emotional, Jawaharlal was caught up in the human drama of the times. He was seen weeping at the sight of a victim one day, and erupting in rage at a would-be assailant hours later. Friends thought his physical health would be in danger as he stormed from city to village, ordering his personal bodyguards to shoot any Hindu who might attack a Muslim, providing refuge in his own home in Delhi for Muslims terrified for their lives, giving employment to young refugees who had lost everything. The American editor Norman Cousins recounted how one night in August Hindu rioters in New Delhi, “inflamed by stories of Moslem terror … smashed their way into Moslem stores, destroying and looting and ready to kill”:

Even before the police arrived in force, Jawaharlal Nehru was on the scene …, trying to bring people to their senses. He spied a Moslem who had just been seized by Hindus. He interposed himself between the man and his attackers. Suddenly a cry went up: “Jawaharlal is here!” … It had a magical effect. People stood still…. Looted merchandise was dropped. The mob psychology disintegrated. By the time the police arrived people were dispersing. The riot was over…. The fact that Nehru had risked his life to save a single Moslem had a profound effect far beyond New Delhi. Many thousands of Moslems who had intended to flee to Pakistan now stayed in India, staking their lives on Nehru’s ability to protect them and assure them justice.

Affairs of state were just as draining. The new prime minister of India had to deal with the consequences of the carnage sweeping the country; preside over the integration of the princely states into the Indian Union; settle disputes with Pakistan on issues involving the division of finances, of the army, and of territory; cope with massive internal displacement, as refugees thronged Delhi and other cities; keep a fractious and divided nation together; and define both a national and an international agenda. On all issues but that of foreign policy, he relied heavily on Patel, who welded the new country together with formidable political and administrative skills and a will of iron. A more surprising ally was the former viceroy, now governor-general of India, Lord Mountbatten.

For all his culpability in rushing India to an independence drenched in blood, Mountbatten made Nehru partial amends by staying on in India for just under a year. As heir to a British government whose sympathy for the League had helped it carve out a country from the collapse of the Raj, Mountbatten enjoyed a level of credibility with the rulers of Pakistan that no Indian governorgeneral could have had. This made him a viable and impartial interlocutor with both sides at a time of great tension. When fighting broke out over Kashmir between the two Dominions (whose armies were still each commanded by a British general), Mountbatten helped prevent a deeper engagement by the Pakistani army and brought about an end to the war. Equally, as a governor-general above the political fray, he played a crucial role in persuading maharajahs and nawabs distrustful of the socialist Nehru to accept that they had no choice but to merge their domains into the Indian Union. And the governor-general and his wife distinguished themselves by their personal interest in and leadership of the emergency relief measures that saved millions of desperate refugees from misery and worse. In 1950, when India became a republic with its own Constitution, Jawaharlal arranged for it to remain within the British Commonwealth, acknowledging the British sovereign no longer as head of state but as the symbol of the free association of nations who wished to retain a British connection. Mountbatten’s influence was decisive in prompting Jawaharlal to make this choice. Nehru’s close relations with Edwina Mountbatten have been the stuff of much posthumous gossip, but his relationship with her husband was to have the more lasting impact on India’s history.

As prime minister, Jawaharlal had ultimate responsibility for many of the decisions taken during the tense period from 1947 to 1949, but it is true to say he was still finding his feet as a governmental leader and that on many key issues he simply went along with what Patel and Mountbatten wanted. Nehru was the uncontested voice of Indian nationalism, the man who had “discovered” India in his own imagination, but he could not build the India of his vision without help. When the Muslim rulers of Hindu-majority Junagadh and Hyderabad, both principalities surrounded by Indian territory, flirted with independence (in Hyderabad’s case) and accession to Pakistan (in Junagadh’s), the Indian army marched in and took over with scarcely a shot being fired. In both cases the decision was Patel’s, with acquiescence from Nehru. When the Hindu maharajah of Jammu and Kashmir tried to postpone a decision to accede to either India or Pakistan and found his state invaded by Pathan “irregulars” from Pakistan, it was Mountbatten who insisted on accession to India as a precondition for sending in the army to resist the invaders. Nehru, confident in the support of Kashmiri public opinion as manifest in the support of the secular nationalist Sheikh Abdullah, made accession conditional upon a reference to the will of the people: it was Jawaharlal’s proposal that a plebiscite be held immediately to ascertain their wishes. But when the Pakistani army joined the fray, and as the military tide turned in India’s favor, it was Mountbatten who prevailed upon Nehru, against Patel’s advice, to declare a cease-fire and take the dispute to the United Nations.

From the Indian nationalist point of view this was a gross error, since it converted what was thus far a domestic Indian problem into an international dispute. Jawaharlal’s decision to appeal to the UN has been seen within the country as a blunder that snatched diplomatic stalemate from the jaws of imminent military victory. But this is unreasonable; after all, Pakistan could just as easily have raised the issue at the UN, and it would have found some support. Recent scholarship has confirmed that British diplomacy at the time played a particularly active role in recasting the issue internationally to India’s disadvantage. Jawaharlal saw that policy considerations going well beyond Kashmir — including the West’s general desire to improve its standing in the Islamic world amid trauma in Palestine, and the potential usefulness of Pakistan as an advocate for Britain with the Arab countries — influenced London’s actions. But Nehru should hardly have been surprised to see other countries acting in pursuit of their own interests: the wonder was that a man of such sharp intelligence and insight should have failed to more clearly define and act upon India’s.

By August 1953 Jawaharlal’s Kashmir policy was in a shambles. His friend and ally Sheikh Abdullah had begun flirting with notions of independence, and Nehru made the painful decision to place him under arrest. A compliant pro-Congress politician replaced Abdullah, but the development changed the complexion of the Kashmir dispute, on which international opinion was now broadly ranged against India. Domestically Jawaharlal was criticized for granting Jammu and Kashmir a special constitutional status — prohibiting non-Kashmiris from buying land in the state, for example, a provision which made it impossible to resettle refugees from Pakistan there. Abroad, the dispute Nehru had first internationalized now hung over India’s head like the proverbial sword of Damocles, and the issue of Kashmir continued to bedevil relations with Pakistan throughout Jawaharlal’s tenure — and beyond.

Apart from handling weighty matters of state, Jawaharlal had to deal with issues of domestic politics. He had surprised some of his most ardent supporters by his reluctance to embrace radical change, and his willingness to retain, and indeed rely on, the very civil servants and armed services personnel who had served the British Raj, the “steel frame” of which continued as the administrative superstructure of independent India. The government proved its worth in handling the rehabilitation of some seven million refugees from Pakistan, a colossal political and administrative feat. But the civil service continued in the traditions of colonial governance learned from their British masters; Nehru did little to instill in them a development orientation or a new ethic of service to the people. Continuity, not change, was the watchword. Many of the freedom fighters, who had gone to jail while these officials prospered under the British, were dismayed.

The Congress socialists, heirs to those who had found Jawaharlal insufficiently radical in the 1920s and 1930s, formally split from the parent party in March 1948. Nehru shared their ideals but was, in their view, in thrall to capitalist and right-wing forces; his ability to compromise, to work with those he had once denounced, even his eclectic cabinet which drew upon all shades of Indian opinion, were seen as proof that socialism would never come to India through him. Jawaharlal lamented their departure and particularly that of their leader, a figure of rare integrity and strength of character, Jayaprakash (JP) Narayan. Had the Congress divided completely on ideological lines, Jawaharlal might have belonged with them; but he was prime minister and leader of a party that had won India’s freedom and still strived to represent the various currents of belief that had sustained this cause. Nehru sought instead to serve as a bridge between the two principal opposing forces within the Congress: the right, grouped around Patel and Rajendra Prasad, who were prepared to ban trade unions, woo the Hindu-nationalist Rashtriya Swayamsevak Sangh (RSS), dismiss Muslim officials, and promote the interests of the Hindu majority; and the socialist left whose policy prescriptions, in Jawaharlal’s own words, “show an amazing lack of responsibility.”

Ideology was not the only dividing issue; secularism was equally important. In resisting the anti-Muslim currents in his party that had come to the fore in the wake of partition, Jawaharlal recognized that Jinnah’s triumph in creating a Muslim nation had weakened the case for secularism in India and increased communal feeling in the minds of politicians who had earlier considered themselves Gandhians. The steady influx of Hindu refugees from Pakistan hardened attitudes in India. Jawaharlal’s correspondence in 1948 and 1949 shows him almost reduced to despair by the growth of anti-Muslim feeling — what he called the “refugee mentality.” But he remained a staunch defender of the place of Muslims in a secular India, a position from which he never wavered either personally or politically. His idea of India explicitly rejected the two-nation theory; having spurned the logic which had created a state for Muslims, he was not about to succumb to the temptation of mirroring that logic by allowing India to become a state for Hindus. “So long as I am Prime minister,” he declared in 1950, “I shall not allow communalism to shape our policy.” And during the 1952 elections he declared to a large crowd in Old Delhi: “If any person raises his hand to strike down another on the ground of religion, I shall fight him till the last breath of my life, both at the head of the government and from outside.”

Gandhi’s assassination by a Hindu fanatic strengthened his hand on the communal issue. Even Patel agreed to the RSS being banned, though the ban was lifted after a year. On other questions, ranging from the grant of “privy purses” (annual subventions to the erstwhile maharajahs to compensate for the loss of their princely states) to the clash between the right to property and the need for land reform, he found himself outmaneuvered by the party’s right wing. Patel ran his Home Ministry as firmly as he administered the country as a whole, and he brooked little interference from Nehru.

Lord Mountbatten left India for good on June 21, 1948, ten months after he had presided over its freedom — and its dismemberment. He was succeeded as governor-general of the Dominion by the man who had once been thought more likely than Jawaharlal to be Gandhi’s heir, C. Rajagopalachari. Though temperamentally a conservative, “Rajaji” had no patience for the communal sympathies of the Congress right, and so in his own way complemented Jawaharlal as head of state. But when the time came for that position to be converted to that of president of the Republic (upon the adoption of independent India’s new Constitution on the symbolic date of January 26, 1950, the old “Independence Day” becoming the new Republic Day), Patel engineered the election of his crony Rajendra Prasad as the Congress candidate. Jawaharlal had been completely by-passed; he was so surprised that he actually asked Prasad to withdraw and propose Rajagopalachari’s name himself. Prasad cleverly suggested that he would do whatever Nehru and Patel agreed upon, at which point Nehru understood and threw in the towel. One of Prasad’s first acts upon election was to ask that January 26 be changed to a date deemed more auspicious by his astrologers. Jawaharlal flatly turned him down, declaring that India would not be run by astrologers if he had anything to do with it. This time, Nehru won.

Nehru and Patel came dangerously close to a public clash only once. In 1950, under pressure from the right to intervene militarily in East Pakistan where a massacre of Hindus had begun, Jawaharlal first tried to work with his Pakistani counterpart, Liaquat Ali Khan, on a joint approach to communal disturbances, and then, when this had been ignored by Liaquat, offered President Prasad his resignation. (Stanley Wolpert has speculated that Jawaharlal, exhausted and heartsick, was contemplating eloping with Edwina Mountbatten, who had just been visiting him at the time.) But when Patel called a meeting of Congressmen at his home to criticize Jawaharlal’s weakness on the issue, Nehru fought back, withdrawing his offer of resignation, challenging Patel to a public debate on Pakistan policy, and even writing to Patel to express doubt as to whether the two of them could work together anymore. The counter-assault was so ferocious that Patel backed off and affirmed his loyalty to Jawaharlal, supporting the pact Nehru signed with his Pakistani counterpart (which had even prompted the two cabinet ministers from Bengal to resign). The entire episode marked the closest the Congress would ever come to repudiating Nehru in his lifetime.

But in those early days Jawaharlal was not always a successful political infighter. His setback over Prasad’s election was echoed in the elections to the Congress Party presidency a few months later. Having withdrawn from the race himself on the grounds that it would not be proper for him as prime minister to also serve as party president, Jawaharlal supported his old rival Kripalani against the rightist Purushottam Das Tandon (the very man whose inability to win Muslim support for the chairmanship of the Allahabad municipality had given Jawaharlal his experience of mayoralty in 1923). But Tandon had Patel’s backing, and despite Jawaharlal’s open opposition, won handily, with over 50 percent of the votes in a three-man field. Nehru publicly grumbled that the result would only please communal and reactionary forces in the country, and refused to join Tandon’s Working Committee. When finally cajoled into doing so he made no secret of his reluctance. He spent the next year undermining Tandon much as his mentor Mahatma Gandhi had undermined Bose thirteen years earlier. In September 1951 Jawaharlal brought matters to a head by resigning his party positions and making it clear that he and Tandon could not coexist: one of them had to go. Tandon did. Jawaharlal himself was elected Congress president, his earlier scruples about the prime minister serving in such a position completely forgotten.

There was another reason for the decisiveness of his victory. By this time Nehru’s greatest rival, Sardar Patel, was dead. He had a suffered a heart attack a few months after the Mahatma’s assassination; then stomach cancer struck, and in December 1950, having fulfilled his historic role of consolidating India’s fragile freedom, he passed away, aged seventy-six. Patel and Nehru had also served as a check upon each other, and his passing left Jawaharlal unchallenged. If ever there was a moment when he might have been tempted by the prospect of near-dictatorial authority, this might have been it, but Jawaharlal remained a convinced democrat. He was not, however, a naive one. He realized that the Home Ministry, with its control over the institutions of law and order, was a valuable tool for a potential competitor. He was therefore careful after the Sardar’s death to appoint only trusted associates — with no competing political ambitions or agendas of their own — to the Home Ministry.

Jawaharlal’s efforts to resist the right-wing tendencies within his party and government were not aided by the continuing departures of his socialist allies. JP Narayan’s exit in 1948 was followed by Kripalani’s and Kidwai’s resignation from the Congress in 1951. Kidwai had been a vital Muslim ally in Uttar Pradesh and was a serving member of Nehru’s cabinet when he left to join Kripalani in forming a left-wing party. But these desertions only made Jawaharlal more determined then ever to fight his corner. When President Prasad sought directly to send Parliament his objections to the Hindu Code Bill (an attempt to reform Hindu personal law that Jawaharlal was strongly promoting), Nehru told him this would be an unconstitutional interference in the work of his government and threatened to resign over the issue. Prasad backed off.

The death of Patel and the sidelining of Rajaji also had a negative consequence. They left Jawaharlal literally peerless. With neither Patel nor Rajaji present in the councils of state, Nehru was deprived of the critical support, companionship, and challenge of an equal — someone whose standing and experience in the nationalist movement was as great, and as long, as his own. No longer was there anyone within the government or the party leadership to contest his authority or judgment. From now on, India’s triumphs and failures would rest on Jawaharlal’s shoulders alone.

In October 1951 India began conducting its first general elections, a process that took six months, engaged 176 million voters (85 percent of whom were illiterate), and saw more than 17,000 candidates from 75 political parties contest 489 seats in the national Parliament and 3,375 in the various state assemblies. The event was unprecedented, since it extended the franchise (limited under British rule) to all adults and embarked the nation upon a remarkable process of political education in the promises and the pitfalls of democracy. At a time when independence and the violence of partition were still fresh in the minds of voters, Nehru stewarded his party and his people into their first full appreciation of the rights and privileges that came with their freedom. As in 1936 and 1946, he campaigned extensively, traveling 25,000 miles, though this time mostly by plane. The voter turnout was respectable at 60 percent, and the Congress won an absolute majority of seats nationally (364 of the 489 seats) and in 18 of the 25 states — but on the strength of only 45 percent of the vote in the Westminster-style first-past-the-post system. Yet the process of having to defend itself and its policies in the face of organized opposition was healthy for the party. It was also salutary for its critics: the Socialists, for instance, were decimated (but the Communists emerged as India’s second-largest party). In his own constituency, Phulpur, Jawaharlal faced a Hindu sadhu who tried to exploit his coreligionists’ disillusionment with Nehru’s “appeasement” of Muslims. Nehru won by 233,571 votes to 56,718.

The general elections legitimized Congress rule and Jawaharlal Nehru’s prime ministership of India. It was an India whose internal political contours he would soon have to change. During the nationalist movement the Congress had affirmed the principle of linguistic states, arguing that language was the only viable basis for India’s political geography. But partition shocked Nehru (and Patel) into rejecting any proposal to redraw state boundaries, for fear of accelerating any latent fissiparous tendencies in the country. So independent India’s provincial boundaries remained drawn for administrative convenience until a southern Gandhian, Potti Sriramulu, undertook a fast-unto-death for the creation of a Telugu-speaking Andhra state — and, after fifty-five days of fasting, actually died. Protests erupted throughout the Telugu-speaking districts of Madras, and Nehru gave in. Andhra Pradesh was created and a States’ Reorganization Commission appointed, whose recommendation in 1955 to redraw India’s internal boundaries along mainly linguistic lines was largely implemented the following year.

Meanwhile, Jawaharlal saw in his 1952 electoral victory an affirmation of popular support for the principles of socialism and anti-imperialism that he had begun articulating publicly in the 1936 campaign. Though not formally a Marxist, Jawaharlal had revealed a susceptibility to Marxian analyses of historical forces in his early writings. In an unfinished review of Bertrand Russell’s 1918 book Roads to Freedom Nehru had already laid out the basics of his political philosophy. “Present-day democracy,” he wrote (in 1919), “manipulated by the unholy alliance of capital, property, militarism and an overgrown bureaucracy, and assisted by a capitalist press, has proved a delusion and a snare.” But “Orthodox Socialism does not give us much hope…. [A]n all-powerful state is no lover of individual liberty…. Life under Socialism would be a joyless and soulless thing, regulated to the minutest detail by rules and orders.” At the Lucknow Congress in 1936 Nehru had gone further, declaring: “I am convinced that the only key to the solution of the world’s problems and of India’s problems lies in socialism…. I see no way of ending the poverty, the vast unemployment, the degradation and the subjection of the Indian people except through socialism. That involves vast and revolutionary changes in our political and social structure, … a new civilization radically different from the present capitalist order. Some glimpse we can have of this new civilization in the territories of the USSR…. If the future is full of hope it is largely because of Soviet Russia.”

But he came to temper that view: Nehru was too much of a Gandhian to be a fellow-traveler of the Soviet Union, though he shared the admiration for the triumphs of the 1917 Revolution commonly felt by leftists of his generation. But he always put nationalism before ideology: convinced that the Communists’ loyalties were extraterritorial, he demanded of a band of Communists waving their hammer-and-sickle banner during the 1952 campaign, “Why don’t you go and live in the country whose flag you are carrying?” (They replied, in staggering ignorance of their critic: “Why don’t you go to New York and live with the Wall Street imperialists?”)

Jawaharlal’s constant search for the politically viable middle had kept him at the head of the eclectic Congress Party rather than led him to the ranks of his ideological soulmates, the Socialists. Nehruvian socialism was a curious amalgam of idealism (of a particularly English Fabian variety), a passionate if somewhat romanticized concern for the struggling masses (derived from his own increasingly imperial travels amid them), a Gandhian faith in self-reliance (learned at the spinning wheel and typified by the ostentatious wearing of khadi), a corollary distrust of Western capital (flowing from his elemental anticolonialism), and a “modern” belief in “scientific” methods like Planning (the capital letter is deliberate: Nehru elevated the technique to a dogma).

This idiosyncratic variant of socialism became an increasing hallmark of his rule. Jawaharlal saw Indian capitalism as weak and concentrated in a few hands; to him the state was the only guarantor of the economic welfare of ordinary people. Some degree of planning was probably unavoidable; even the Bombay business community drew up a plan in 1944 for India’s rapid industrialization. There was certainly a need for the state to invest some resources where the private sector would not, particularly in infrastructure and in agriculture. The economist Jagdish Bhagwati has suggested that what India needed at the time was probably socialism on the land and capitalism in industry. Nehru tried the opposite. Despite Patel’s skepticism, Nehru prompted the government of India to adopt an Industrial Policy Resolution in April 1948 that granted the state monopolies over railways, atomic energy, and defense manufacturing as well as reserved rights relating to any new enterprise in a host of vital areas, from coal and steel to shipbuilding and communications. The Constitution that came into force on January 29, 1950 included a section on the “Directive Principles of State Policy” which enshrined socialist goals but made them objectives, not enforceable rights. In 1950 the government of India created a permanent Planning Commission with Jawaharlal Nehru as chairman.

The result was to embark the nation upon a series of Five-Year Plans, starting in 1952, that bore successively decreasing relation to reality; actively impeded, rather than facilitated, the country’s development; and shackled India to what became derisively known in economic circles as “the Hindu rate of growth” (a fitful 3 percent when the rest of the developing countries of Asia were racing along at 10 to 12 percent or better). Nehru’s mistrust of foreign capital kept out much-needed foreign investment but paradoxically made India more dependent on foreign aid. This applied not just to industry: the First Plan’s necessary emphasis on agriculture (essential following the loss of the “national granary,” West Punjab, to Pakistan) was so faulty in conception that by 1957 the country’s agricultural output had dropped below that of 1953 and the government was soon importing food grains in a country where four out of five Indians scratched their living from the land.

Nehru’s economic assumptions demonstrated that one of the lessons history teaches is that history often teaches the wrong lessons: since the East India Company had come to trade and stayed on to rule, Nehru was instinctively suspicious of every foreign businessman, seeing in every Western briefcase the thin end of a neo-imperial wedge. The Gandhian equation of political nationalism with economic self-sufficiency only served to underscore Nehru’s prejudice against capitalism, which (far from being synonymous with freedom) was in his mind equated principally with the slavery of his people. Protectionism was the inevitable result: in Jawaharlal’s mindset the essential corollary of political independence was economic independence. That this meant a far slower release from poverty for the Indian people he never understood.

There followed the inaptly named Industries (Development and Regulation) Act of 1951, which entrenched regulation and strangled development, and a series of similarly wrongheaded laws that enshrined what Rajaji called the “license-permit-quota Raj.” The road to disaster was, as usual, paved with good, even noble, intentions. In December 1954 the government, under Jawaharlal’s prodding, formally adopted the goal of “a socialistic pattern of society,” and the Congress resolved at Avadi the next year to place the state on the “commanding heights” of the national economy. Within a year the Second Five-Year Plan enshrined industrial self-sufficiency as the goal, to be attained by a state-controlled public sector which would dominate the “commanding heights” of the economy. This public sector would be financed by higher income, wealth, and sales taxes on India’s citizenry. India would industrialize, Indians would pay for it, and the Indian government would run the show. This approach was formalized in an Industrial Policy Resolution in 1956 that enshrined state capitalism in India while calling it socialism. Nehru placed bureaucrats rather than entrepreneurs upon the commanding heights, stifled initiative and investment, and spent the rest of his rule presiding over a system that sought to regulate stagnation and divide poverty.

Jawaharlal’s approach to the economy was in many ways characteristic of the great flaw that afflicted many freedom fighters: the experience of exclusion and prison gave them an excessively theoretical notion of governance, while nationalist passions injected mistrust of foreigners into policy. Public-sector ventures were run like government departments, overstaffed by bureaucrats with no commitment to their products and no understanding of business. Of course, some good came of Nehru’s bad economics: above all, the establishment of a norm of peaceful social change, eschewing both the violence from above favored by the Communists and the laissez-faire conservatism of the landed zamindars and commercial interests. Some would point also to the development of India’s industrial and intellectual infrastructure — the dams, steel mills, and institutes of technology that are the most visible result of Jawaharlal’s leadership of India’s economic policy. Yet others could argue both that these could have come through the private sector and that most of India’s public-sector industries were so inefficient that the country would actually have been better off without them. (Certainly the most successful steel plant in India was one set up in the private sector by the Tatas — under British rule.)

Jawaharlal bore a great deal of personal responsibility for the follies of planning, since it was not only led and directed by him in pursuit of his own convictions, but was conducted in a manner that discouraged dissent. All too often, opposition to planning was made to seem like opposition to a fundamental national interest and disloyalty to Jawaharlal himself. Under Nehru, socialism (as he practiced it) became a national dogma, to which his successors stayed loyal long after other developing countries, realizing the folly of his ways, had adopted a different path. Rajaji abandoned him to establish the Swatantra (Independence) Party in 1959 explicitly in protest against Nehru’s economic policies, but his was the only dissent from what became a national consensus, and the Swatantra, a pro — free enterprise, pro-Western, conservative party, never acquired enough support to mount a serious challenge to Nehruvian dominance.

The fact was that, following Patel’s death, Nehru had progressively turned into a leader without equal and without a rival. Having ousted Tandon and taken on the party presidency himself in 1951, Jawaharlal felt confident enough of his power within three years to relinquish it again. An unthreatening veteran, U. N. Dhebar, was chosen to replace him from January 1955, not by a full ballot of the All-India Congress Committee as in the past, but by the Congress Working Committee under Nehru’s chairmanship — a throwback to the days when that body simply rubber-stamped the Mahatma’s nominee for president. If some thought that Jawaharlal had become the uncrowned king of the Congress, the adjective was soon remedied by a fifty-year-old Tamilian woman who came up to him unbidden (at the very session in which he gave up his presidency) and placed a golden crown on his balding head. (She then turned to the audience and announced that Jawaharlal was a modern Lord Krishna, confusing the symbols of monarchy with those of mythology.) Nehru promptly handed the crown to Dhebar and asked him to sell it off to benefit the party’s coffers. But that minor moment of embarrassment epitomized a reality that Jawaharlal implicitly understood and never exploited.

At least not to the hilt. He could have used the adulation of the masses to turn himself into the dictator his own Modern Review article had suggested he might become. It was, indeed, the way most nationalist leaders in developing countries had gone. “Every conceivable argument has been available to tempt Mr. Nehru to forego democratic institutions in India,” the philosopher Bertrand Russell wrote. “Illiteracy and poverty, disease and ignorance, a great subcontinent to govern, severe differences between Muslim and Hindu, many scores of languages and varied cultures reflecting a tendency toward a breaking up of the Union.” Nehru rejected all these arguments.

Instead he went out of his way to demonstrate respect for the institutions of the state, showing due deference to the president as head of state (and even to the vice president, who had little to do but also outranked the prime minister in protocol terms). He treated Parliament as a serious and august body to which he was accountable, and ensured that his officials treated it as more than a forum for launching policy, but one whose demands and questions had to be treated with due deference. He set the example himself, spending hours in Parliament, suffering Prime Minister’s Question Time, and responding seriously to queries unworthy of his attention. He wrote regular monthly letters to the chief ministers of the provinces (later states) to share national and international concerns with them and consult them on issues of policy. He was astonishingly accessible to supplicants and complainants alike. As he explained,

It is perfectly true that I make myself accessible to every disgruntled element in India. That is my consistent practice. In fact, I go out of my way … [to be] accessible to everyone, time permitting. I propose to continue this because that is the way I control these people and, if I may say so, to some extent, India.

During the 1952 elections, when enthusiastic crowds shouted, “Pandit Nehru zindabad” (“Long live Pandit Nehru”), he would urge them to shout instead, “Naya Hindustan zindabad” (“Long live the new India”) or simply “Jai Hind” (“Victory to India”). When challenged on fundamental issues of policy his instinct was to offer his resignation: this instantly brought his critics around, but it was not the gesture of a Caesar. It revealed him to be both a democrat and a statesman conscious of his own indispensability.

Indispensable he was. In 1956 the cartoonist R. K. Laxman depicted Nehru playing several instruments simultaneously — a tabla with his right hand, a French horn with his left, a sitar propped up against a shoulder and a pair of cymbals at his feet, and even a party tooter in his mouth — as his audience of Congress stalwarts dutifully marked time. The instruments were labeled “financial affairs,” “foreign affairs,” “domestic affairs,” “Congress affairs,” and “SRC affairs” (for the States’ Reorganization Commission). Laxman titled his cartoon “The show must go on.” No one doubted the polyphonic excellence of the virtuoso performer.

World affairs had always been Jawaharlal’s favorite subject, and from the days when he drafted resolutions on international affairs for the annual sessions of the Congress, he enjoyed an unchallenged standing in the country as the maker and enunciator of policy. He carried this on into his prime ministership, retaining the External Affairs portfolio for himself. In one analyst’s words, “Nehru’s policies were India’s, and vice-versa.” (Indeed, for all practical purposes, India had no foreign policy, but Nehru did: senior Indian diplomats sometimes learned of policy from Nehru’s extempore speeches in Parliament.) This also meant that areas in which Jawaharlal was not particularly interested — geographically (Southeast Asia, Latin America, Africa) or substantively (international commerce and trade relations, defense and security policy) — were largely ignored. Diplomats conducted themselves in his image, focusing on policy, pronouncement, and protocol in the assertion of India’s nationhood rather than seeing foreign policy as a means of bringing economic and security benefits to the newly independent country. Given Jawaharlal’s extraordinary personal stature, no one dared challenge him; a few who did, early on, were given a taste of the prime minister’s temper, and learned quickly to acquiesce in whatever Nehru wanted. As a result, Indian foreign policy emerged whole from the head and heart of one man.

Jawaharlal saw foreign policy as an emanation of national values as he understood and articulated them, derived from Hindu precepts and Buddhist ethics. (“There was no cold war,” he once said, “in Ashoka’s8 heart.”) The repeated articulation of idealism as the basis of policy (going back to Nehru’s invocation of “one world” in his September 1946 broadcast as head of the interim government) was matched by an Olympian disdain for “power politics”: when the U.S. offered support for an “Indian Monroe Doctrine” in southern Asia in 1953, Nehru turned John Foster Dulles down with scorn. Indian diplomats who have seen the files swear that at about the same time Jawaharlal also declined a U.S. offer to take the permanent seat on the United Nations Security Council then held, with scant credibility, by Taiwan, urging that it be offered to Beijing instead. Nehru took pride in his principled approach to world politics. But it was one thing to fulminate against Great Power machinations, another to run a national foreign policy with little regard to the imperatives of power or the need for a country to bargain from a position of strength.

The eighteen-day state visit of Yugoslav leader Tito (Josip Broz) from December 16, 1954 reflected a decisive shift in India’s foreign policy toward the doctrine that became known as “nonalignment.” Jawaharlal pulled out all the stops for Tito, a Communist who had thumbed his nose at the Soviet Union and preserved his country’s independence from both of the blocs then dividing the world. The joint declaration issued by Nehru and Tito on that occasion spelled out what had become known as the “Panch Sheel,” or five principles Jawaharlal wished to see followed in world affairs: respect for sovereignty, nonaggression, noninterference in internal affairs, equality, and “peaceful coexistence.” To Nehru, who had signed a similar accord with the People’s Republic of China earlier that year, this was the only possible recipe for a self-respecting independent nation and the only means to avoid entanglement in the cold war then bedeviling the world. But the Panch Sheel formula, hailed in China and Yugoslavia, was curiously devoid of any reference to other principles he had advocated during his long struggle for freedom: democracy, human rights, and self-determination. Nor was there any explicit correlation between the principles he was affirming and the needs of the Indian people; foreign policy was an end in itself, rather than a means to promote the security and well-being of the citizenry in whose name it was conducted.

Nowhere was this more apparent than in the fact that, under Nehru, the articulation of foreign policy took on the form of an extended, and excessively moralistic, running commentary on world affairs, once again something more understandable in a liberation movement than in a government. Nehru’s foreign policy positions were self-justifying emanations of his intellect; to link them to direct benefits to the Indian people was beneath him. (He refused, for instance, to raise the issue of food aid with Truman in 1949, saying he did not travel with a begging-bowl in his hand.) Nor did he draw the link between foreign policy and national security: if Kashmir and the northern borders had to be secured for India, and Western support was indispensable for this, his approach could scarcely have been better calculated to achieve the opposite effect. Indian sanctimony also periodically antagonized would-be friends among smaller states: in 1957, Thailand cancelled a royal visit to New Delhi after Jawaharlal made scathing references to its “Coca-Cola economy,” and the Japanese ambassador to the United Nations reported to Tokyo that his attempts to work with India had been rebuffed on the grounds that its policies were not sufficiently independent as to make collaboration worthwhile. Such positions might have satisfied the amour propre of a self-regarding elite, but to others they were both shortsighted and insufferable, and they would not be forgotten when, in years to come, India needed friends among those it had spurned.

The portrayal of Jawaharlal Nehru’s view of the world as synonymous with the larger interests of mankind, and of his voice as that of humanity’s conscience (a description actually used by Egyptian leader Gamal Abdel Nasser), did little to promote good bilateral relations with countries that might have been useful to India. The United States, in particular, found his criticism grating, and his first two visits there, in 1949 and 1956, occurring as they did at a time of widespread fear of communism in America, were not politically successful, though Jawaharlal was accorded all the attention due an international superstar. (The U.S. also prompted his most memorable public quip, when he remarked in 1949, “One must never visit America for the first time.”) Nehru’s sympathy to China, his improving relations with the Soviet Union, and his opposition to the U.S.’s policy of regional alliances modeled on NATO (Pakistan joined both CENTO, the Central Treaty Organization, and SEATO, the Southeast Asia Treaty Organization) made a clash inevitable. It did not help that the U.S. dismissed nonalignment in trenchant terms — neutrality between good and evil, Dulles famously proclaimed, was itself evil — whereas Nehru prized his independence of thought and action above all else. (A probably apocryphal anecdote has Dulles demanding of Nehru, “Are you for us or against us?” Nehru replied: “Yes.”)

The story was a little different with the Soviet Union, with which Jawaharlal sought to establish relations as soon as he took over the interim government in 1946. Stalin regarded him (and for that matter Gandhi) with undisguised suspicion as bourgeois democrats and faux revolutionaries, but the Soviets welcomed any sign that India was breaking free of British (and Western) influence. One of independent India’s first ambassadors in Moscow was Jawaharlal’s sister Nan, the gracious Vijayalakshmi Pandit (later the first woman president of the United Nations General Assembly). Pandit’s appointment was seen as an indication of the importance her brother attached to the relationship with the USSR, but she turned out not to be the wisest choice to convince Moscow of India’s anti-imperialist bona fides. The elegant Pandit spent so much time in Moscow’s Western diplomatic circles as to provoke one commentator to remark that “India’s ambassador forgot that Moscow was not the place to promote good relations between India and the USA.” Worse, she was indiscreet enough to express her personal anti-communism to American and British diplomats without first checking for bugs, and the Russians, unamused, did not find it worthwhile to grant her an audience with Stalin.

Things began looking up after the dictator’s death. The USSR’s willingness to enter into barter trade with India (Russian wheat in exchange for Indian jute and cotton), Moscow’s support for India over Kashmir (resulting from Soviet concerns about Western strategic designs in the area), and Nehru’s frequent criticisms of the West, all helped smooth the way to better relations. Jawaharlal’s visit to the USSR in June 1955 was a huge success (“I am leaving a part of my heart,” he declared upon his departure), as was its reciprocation by Khrushchev and Bulganin in November. The Russians were happy to oblige Jawaharlal by building the public-sector steel plants he so craved at a time when the West was insisting that such investment would have to come in the private sector. All the same, Jawaharlal kept his independence from the Communists, playing a neutral role on Korea (where India supported the West on the UN resolution and chaired the Repatriation Commission) and Indochina (though India’s chairmanship of the International Control Commission was seen by the U.S. as tilted toward the Communists). India’s mediation was also crucial in obtaining the release in 1955 of U.S. pilots downed in China, to which Jawaharlal had paid a visit the previous year, meeting Mao for an hour and Chou En-lai for three (the slogan “Hindi-Chini bhai bhai” — “Indians and Chinese are brothers” — was reportedly coined by Nehru at this time).

Jawaharlal’s independence from the two major political currents dividing the world did give India the rhetorical leadership of the newly independent nations, who saw in nonalignment a strategy for leveraging their material weakness on the world stage. The undoubted skill of Indian diplomats from Nehru on down in developing and articulating their positions meant that, through most of the 1950s, Nehru’s India enjoyed an international stature out of proportion to either its military strength or its material means. Jawaharlal bestrode global diplomacy like a colossus, quoted, admired, and feted; he embodied an emerging world that was just finding its voice, and he did so with grace and style. Even that old curmudgeon Churchill called Nehru the “Light of Asia.” (A well-worn story, perhaps apocryphal, has Churchill, recalling the years Nehru spent in British prisons, saying, “You must hate us.” To which Jawaharlal replied: “I was taught by a great man never to hate — and never to fear.”)

Jawaharlal was the principal mover behind the Afro-Asian Conference at Bandung in 1955; it was upon his insistence that China was invited to attend, over Western objections (and Israel was not, because of Arab ones). Nehru made a seventy-minute speech in Parliament before the meeting about the great importance of the occasion: for him Bandung marked the epochal moment when a world long dominated by imperial powers finally found its own feet. (He also arranged for an aircraft, Air India’s Kashmir Princess, to ferry Chinese diplomats to Bandung. The plane was blown up in midair by a time bomb allegedly placed in it by Taiwanese saboteurs; Chou En-lai, the intended target, was not on board.) The conference itself was something of an anticlimax, with cold war divisions diluting the final communiqué, and it is remembered chiefly for the impressive emergence of a soft-spoken but steely Chou En-lai as the moderate face of a Chinese government that had been in the shadows until then. Bandung was followed by the meeting of what the world came to see as the nonaligned triumvirate — Nehru, Nasser, and Tito — at Brioni in July 1956, where the seeds of what was to become a formal movement were sown.

Then came Suez — Nasser’s nationalization of the canal, followed by Israeli and Anglo-French invasions of Egyptian territory. The crisis brought out the anticolonial fighter in Jawaharlal. He cabled Nasser, declaring the events “a reversal of history which none of us can tolerate.” Nehru worked with the U.S. to ensure the withdrawal of the invaders and later contributed Indian troops to the United Nations peacekeeping operation that followed. His stance of firm opposition to Anglo-French imperialism won him, and India, great popularity in the Muslim world. An American diplomat, the former journalist Phillips Talbot, recalled his astonishment a few years later at seeing portraits of Nehru hanging in so many Egyptian homes. A Pakistani poet, Rais Amrohvi, published a verse declaring that Nehru was the kind of infidel Islam would love to embrace. The same year, though, the Soviet Union invaded Hungary to crush a nationalist ruler, and Jawaharlal, the great international moralist, at first remained silent, explaining to Parliament that “the broad facts were not clear to us.” He later declared that “in regard to Hungary or Egypt or anywhere else, any kind of suppression by violent elements of the freedom of the people was an outrage on liberty.”

The contrast between his responses to Egypt and to Hungary have often been cited in the West as evidence of Nehruvian hypocrisy, of a moralism that stood somewhere to the left of morality. True, Jawaharlal was instinctively biased against any hint of colonialism, and he was slow to see the Soviet domination of Eastern Europe in similar terms. But his prime ministership was replete with instances of intervention against non-Western tyranny. He protested against the writer Boris Pasternak’s detention in the Soviet Union; succeeded in obtaining the Yugoslav dissident Milovan Djilas’s release from solitary confinement (though he failed to persuade Tito to free Djilas altogether); and spoke up for jailed democrats in Nepal even at the cost of relations with that vital neighbor’s monarch. Despite a foreign policy that many saw as tilted against the West (a part of the world he associated more with imperialism than with freedom), Nehru remained a friend to liberty everywhere.

On the whole, India’s international standing in the 1950s was Nehru’s principal vindication. The thoughtful Lebanese diplomat Charles Malik, president of the United Nations General Assembly in 1958, paid tribute to five elements of Nehru’s leadership of India that bear quoting here: “the adoption and cultivation of representative government through free and democratic institutions; the serious and responsible grappling with the immense social and economic problems of the nation; the retention and cementing of the unity of the Republic through the great leadership that has been displayed; the leading international role that India has played, especially at the United Nations; and the bringing of questions of principle (such as equality, freedom, nondiscrimination, human rights, humanity, peace) to bear upon political questions.” The force of example, the nobility of aspiration, and the articulation of India’s interests as those of a humanistic universalism, all served to give Nehru’s India stature and prestige. India did not speak in terms of nation-state rivalry or patriotic chauvinism; under Nehru it sought an altogether loftier place on the world stage. For all its flaws, this credibility was not easily achieved. In the early years of freedom, for instance, the Soviets scoffed at the idea that India was genuinely independent. Nehru’s statements and actions dispelled their skepticism.

Jawaharlal’s first decade in office as prime minister of India was crowned by the award to him in 1955 by President Rajendra Prasad of the nation’s highest civilian honor, the Bharat Ratna. The “Light of Asia” was now officially the “Jewel of India.” There is a photograph of him at the ceremony, in his white achkan (formal long coat) with a red rose in the buttonhole, almost boyishly slim, smiling bashfully as the president and an aide-de-camp pin the decoration on him. He was sixty-six and in his pomp, a colossus on the national and international stages.

That first decade of power ended on a dramatic note of triumph. His dominance of the country was once again confirmed in the general elections of 1957, when the Congress Party was returned to office in an overwhelming victory — and with an increased majority in Parliament: 75 percent of the seats in the House and 65 percent in the state legislatures.

There was almost nowhere left to go but down.


8 Ashoka was a pacifist Buddhist monarch of the third century B.C.

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