At twelve noon, Friday, December 31, 1999, Moscow time, on the cusp of the new year, the new century, and the new millennium, a surprise announcement from the president’s office was televised across Russia from the Baltic Sea, where the sun had crept above the horizon, to the Bering Strait, where it had just dipped below. Boris Yeltsin, attired in a charcoal-gray suit and silver tie, with a tinseled holiday tree in the background, had videotaped it that morning. He was retiring seven months before the expiration of his mandate, he said hoarsely, and was handing over power to the prime minister and now acting president, Vladimir Putin, pending confirmation by the electorate. As the terse clip rolled, the presidential suite, paraphernalia, and “nuclear briefcase” were already in Putin’s hands and Yeltsin was clinking glasses at a leave-taking luncheon.1
Most viewers could not help recall a telecast from the Kremlin eight winters earlier, at seven P.M. on Western Christmas, December 25, 1991.2 In that funereal tableau, Mikhail Gorbachev, the resolute liquidator of the Cold War and the Iron Curtain and the irresolute reformer of communism, declared his resignation from the presidency of the Soviet Union and, with utmost reluctance, his acquiescence in unraveling the once mighty union itself. He abdicated to the same human being who would star in the 1999 presentation.
The uncanny thing is that vanquisher and vanquished, Yeltsin and Gorbachev, had so much in common. They came into the world twenty-nine days apart in 1931, Yeltsin on the first day of February and Gorbachev on the second of March. They were born to lowly parents in out-of-the-way villages on the Russian perimeter—at the fringe of the craggy Urals, almost in Siberia, for Yeltsin, and on the Caucasus isthmus, between the Caspian and the Black seas, for Gorbachev—at a time when those communities were hungry and under siege by the communist regime. Regardless, as grown men they served the regime and carved out vocations in its core as apparatchiks, members of the administrative machine of the Communist Party of the Soviet Union (CPSU).3 In the 1980s they strained every sinew to reform that machine: Gorbachev, in the top job as general secretary, recruited Yeltsin to a senior post for that very purpose. How odd, then, for them to wind up on either side of the barricades in 1991. And so they would remain until Yeltsin’s death sixteen years after.
In 1999 Yeltsin began his valedictory on a sunny note. He commended the constitutionally correct transfer of power and the advances in political, economic, and cultural freedoms while he was head of state, all running against the grain of Russia’s autocratic heritage. The solid showing of pro-government candidates in the recent parliamentary election had left him confident he could bow out in peace. “I have attained the goal of my life: Russia will never return to the past, Russia from now on will proceed only forward.”4
In midstream, though, Yeltsin switched gears and delivered a curiosity for any politician—a mea culpa:
I would like to say a few words more personal than I am accustomed to saying. I want to apologize to you. I beg your forgiveness for not making many of your and my dreams come true. What seemed simple to do proved to be excruciatingly difficult. I beg your forgiveness for not vindicating some of the hopes of those who believed that in one leap, with one stroke, we could jump from the gray, stagnant, totalitarian past into a cloudless, prosperous, and civilized future. I myself believed this. I thought we could overcome everything in one go.
One leap was not enough to do it. I was in certain respects naïve. Some problems revealed themselves to be exceptionally complicated. We slogged ahead through trial and error. Many people were shaken by these trying times.
But I want you to know what I have never spoken about before and what it is important for me to say today. The pain of each of you called forth pain in me and in my heart. I went through sleepless nights and torturous self-doubts about what to do so that people might live easier and better. For me no task outweighed this.
I am departing. I did all I could do.5
For anyone wishing to retrace the Yeltsin saga, his soul-baring farewell raises as many questions as it answers. It stays away from how he, a child of totalitarianism, got to dismantle it, and whether the project was quixotic or feasible. It does not offer a scoresheet of his or the other players’ experience in government. If the exercise to date had been that torturous, it does not tell why Russians should have been hopeful about going forward.
In the library on the transition from Soviet-type communism, the Yeltsin bookshelf is slender. Almost all the works on it by Westerners were written before he stepped down, some long before; none was done with access to him; and together they miss out on “the submerged nine-tenths of the personality iceberg.”6 In Russia, no writer has so much as attempted an authoritative life of Yeltsin. As was bemoaned on his penultimate birthday in 2006, the existing publications are “politicized and maudlin” and “often slip into opinion pieces [publitsistika] not of the highest order.”7
Why this apathy? In Yeltsin’s native land, biography has never been a mainstream art form or the halfway house between academic and popular history that it is in the West.8 It was frowned upon under communism as irreconcilable with the struggle between monolithic social classes outlined by Marx and Engels in the Communist Manifesto. Poking into any Soviet citizen’s life and provenance—exposing details like socioeconomic, religious, and ethnic lineage, accusations against a relative, hidden enthusiasms or grudges—was treacherous for the subject. In post-Soviet Russia, biography and the search for roots are more in vogue. But books on political figures, at least so far, tend toward gimcrack sensationalism and the regurgitation of press clippings. As for Yeltsin, official attitudes cooled after Putin took over, and popular interest waned. A Russian would have thought twice about undertaking a serious tome on Yeltsin and would have been hard-pressed to get inside information about him.9
In the West, it has been suggested that Yeltsin scared authors off because he was sui generis and so hulking a presence.10 This argument does not pass muster. Historians have not ignored such unique, outsized figures as Washington, Lincoln, Churchill, and Hitler.11
The inverse possibility is not readily brushed aside. Maybe all individual actors would be insignificant in a scene scoured by large-scale social and political forces, as this one was. Yeltsin pointed out in Presidential Marathon, the last in his trilogy of memoirs, that as paramount leader he did not fly solo. “Much of what occurred depended on my actions, right or wrong,” he averred. “But in the end history is not written by individuals. There are general and sometimes cryptic patterns in the lives of nations.”12
The surreal events that ripped asunder a superpower are comparable to angry eruptions in the natural world. Mere interrogation of Soviet officialdom’s political monopoly in the late 1980s was for a snugly encased society “as if a meteorite had hit the planet, after which the climate changed and floods and earthquakes broke out,” wrote a Moscow essayist.13 The passing of the Soviet partocracy in 1991, a nanosecond in political time, has been equated with the extinction of the dinosaurs. A communist bloc guided in varying degrees by the USSR was omnipresent in the affairs of the twentieth century. As a Berkeley professor wrote in 1992, “We have thought in terms of East and West,” and now “there is no East as such.”14
Although vast collective forces were involved in its creation and development, communism was also an artifact of leadership, of concerted action to mobilize people for a joint purpose. So, at the outset, was the effort to save communism from its own follies—Gorbachev’s perestroika, or “restructuring” of the system. Gorbachev reminds us that “perestroika started from above. It could not have been otherwise in totalitarian conditions.”15 The Soviet old guard warded it off as best they could. Newcomers to the corridors of power gave it impetus and vied over its direction. They set the terms under which non-leaders, in concentric circles, entered into it. Not always alert to the effects, they let change snowball from reform to revolution. Thereupon, Yeltsin, and the subset of leaders who had hitched their chariot to his, came to constitutive choices about the future after communism and after the USSR.
The downplaying of Yeltsin, therefore, can be ascribed neither to his having too much stature and influence nor to his having too little. The clincher is something else again: that his odyssey from Homo sovieticus to Homo antisovieticus and Homo postsovieticus confronts us with one paradox after another. The Oxford English Dictionary gives a pair of primary definitions for “paradox”: “a phenomenon that exhibits some contradiction or conflict with preconceived notions of what is reasonable or possible” and “a person of perplexingly inconsistent life or behavior.” Yeltsin squares with both.
Yeltsinism scorned canonic wisdom in and about his motherland and flouted policies he had previously embraced. It has rightfully been said that no other contemporary leader “has played this many political roles” in a single lifetime.16 The scion of an agrarian household dispossessed by the Stalinists, Yeltsin led a hardscrabble Soviet childhood. Somehow, he became a CPSU stalwart and rose to a seat on its Politburo. He then turned out, phantasmagorically, to renounce his party card and be the communists’ nemesis. On October 21, 1987, he made what I call his “secret speech,” a phrase coined originally for Nikita Khrushchev’s denunciation of Joseph Stalin at the Twentieth Congress of the CPSU on February 25, 1956. His critique of Gorbachev’s policies led to dismissal from the party inner circle only two years after he had been admitted into it and to Yeltsin becoming leader of the opposition to Gorbachev, seeking to change the system radically from without. Innocuous as it might appear by comparison, the 1987 speech was as momentous a chapter in the history of communism as Khrushchev’s in 1956. On August 19, 1991, Yeltsin, this former party prefect in Sverdlovsk province, a beehive of the USSR’s military-industrial complex, stared down a hard-line coup d’état from the armor of a battle tank manufactured in that same province, and in a factory he knew inside out. “Life presents us with surprising paradoxes,” marvels one Muscovite raconteur. “Isn’t it amazing that destiny prepared the part of executioner of the Soviet system for… a Yeltsin who… was the archetypal Soviet man?”17 This dragon slayer sallied forth from the belly of the beast.
Paradoxes proliferated in the new Russia. Gorbachev in charge had distended cherished institutions and identities; Yeltsin shattered them and devised substitutes. While the changes he instituted were revolutionary in their scope and consequences, he recoiled from pronouncing them that. “The quintessential anti-revolutionary revolutionary,”18 he was as bent on moderating the revolution as on making it, and inducted into his administration a battalion of the functionaries from the party elite, the nomenklatura, he had been busy attacking as hoary reactionaries. Having catapulted to power as a populist critic of official privilege and arrogance did not deter Yeltsin from building a grossly unequal capitalist economy or ordering his conscript army to wage war in the breakaway republic of Chechnya. And his seasoning in the Communist Party apparatus predisposed him to construct a Russian “superpresidency” that fit uneasily with the democratic way.
All that said, Yeltsin refused to set up a disciplined post-communist party allegiant to him and in the parting act of his presidency he voluntarily relinquished power. In decisions like the privatization of industry, territorial devolution, and support for autonomous communications media, he frequently employed power to disperse power. In 1999, withal, the person to whom he ceded his position was a product of an organization that was an embodiment of Soviet values as staunch as the defunct CPSU: the KGB, the secret police that in Yeltsin’s youth had oppressed his kinfolk. As if that were not mystifying enough, Yeltsin, baptized Orthodox at birth and having been responsible in the 1970s for demolishing the house in which the Romanovs, Russia’s last royal family, were executed, gave them a Christian burial as president in 1998, and, in retirement, rediscovered religion and was interred amid full church rites in 2007.
Looking back at this dialectic with all the benefit of 20/20 hindsight, it is far from obvious what to take from it. And it is far from easy to escape the impression that one is chasing a slippery and constantly moving quarry.
Likewise, Yeltsin the man teemed with inner complexities. Bill Clinton, who saw him at close quarters in eighteen negotiating sessions, likened him to “an Irish poet” or an artist who “sees politics as a novel he’s writing or a symphony he’s composing.”19 Clinton, a person of some complexity himself, and also given to reinvention and to questioning general frameworks, is an approving observer. In researching this volume, I have heard an earful of other similes, and not all are as appreciative of Yeltsin. A sampling would be those drawn to:
• Roles and occupations: aerialist, architect, boss, builder, chef, chess master, chieftain, Cossack, criminal, crusader, deceiver, demagogue, democrat, diva, drummer, foreman, godfather, grandpa, hedonist, hermit, jester, knight, lord of the manor, magus, man on a white horse, martyr, mutineer, neo-Bolshevik, patriarch, pied piper, prizefighter, reformer, revolutionary, roughneck, shock worker, sorcerer’s apprentice, sultan, surgeon, thespian, tsar, Viking;
• Historical personages: Alexander the Great, Muhammad Ali, Julius Caesar, Fidel Castro, Cincinnatus, Christopher Columbus, Deng Xiaoping, Galileo, Charles de Gaulle, Boris Godunov, Harry Houdini, Ivan the Terrible, Andrew Jackson, Jesus, Lyndon Johnson, Judas, Nikita Khrushchev, Lenin, Abraham Lincoln, Huey Long, Mao Zedong, Napoleon, Richard Nixon, Peter the Great, Augusto Pinochet, Vidkun Quisling, Franklin Roosevelt, Pëtr Stolypin, Margaret Thatcher;
• Characters from literature and folklore: King David, Faust, Gulliver, Hamlet, Haroun al-Rashid, Hercules, Robin Hood, Icarus, Ivanushka, Lazarus, King Lear, Il’ya Muromets, Oedipus, Don Quixote, Samson, Tom Sawyer, Leonard Zelig, Zeus;
• Physical objects and forces: battering ram, cyborg, electric shock, false-bottom suitcase, hurricane, mannequin, puppet, sledgehammer;
• Animal species: bear, boa constrictor, bull, bulldog, chameleon, crocodile, eagle, elephant, phoenix, tiger, tortoise, wolf.
Many of these will be discussed in the chapters that follow. It can be said here that no one image captures the whole man. As those who worked closely with him can confirm, the qualities that made Yeltsin tick always eluded others: “Much about him is arcane and under figurative lock and key.”20 The ideological doyen of perestroika, Aleksandr Yakovlev, noted that Yeltsin had “not a little of the extravagant” to him and regularly incorporated polar opposites. “He was too credulous and too suspicious, too daring and too careful, too open and too inclined to crawl back into his shell.”21 The same politico who at incandescent moments, especially of risk and crisis, could move mountains, could on other days be maddeningly indecisive or self-indulgent. In demotic memory, unfair as it is, the snapshot of Yeltsin on the tank in Moscow in August 1991, the valiant defender of democracy, collides with the Yeltsin of August 1994, when he tipsily conducted a German band alfresco at Berlin’s city hall. He could be “both a very big man and a very bad boy,” in the breezy epigram of Strobe Talbott, a fly on the wall at all of President Clinton’s summits with Yeltsin.22
The biography of this singular person provides an interpretive prism for the decline and fall of Soviet communism, the grandest of the past century’s failed social experiments, and for the harrowing genesis of post-communism.23 Yeltsin leaves nobody indifferent. He needs to be understood if we are to understand the age we inhabit and how we got here.
When Yeltsin made his debut in high Soviet politics in 1985, many onlookers, in the West in particular, misconstrued him as a bumpkin, or at best as a cat’s paw in a game controlled by others more gifted than he. When he parted ways with Gorbachev in 1987, they were overhasty to write his political obituary.24 There were those who saw him as a flash in the pan in his recusant phase and who thought he was fading out as Gorbachev and the USSR were sidelined in 1991.25 When these prognoses were refuted, the tenor changed to flattery, and Yeltsin as president was valorized as a veritable archangel of reform. At first at home and then abroad, this vision segued into one of haplessness and aloofness. His growing unpopularity, a deadly altercation with parliament in 1993, and health issues in 1995 prompted predictions of an imminent cessation of Yeltsin’s reign. Most cognoscenti foresaw an ignominious defeat in the 1996 presidential election, were he to hazard it—but he ran for re-election, won a dazzling victory, and was saluted as a political maestro. After 1996 the pendulum swung yet again. With political and economic crises peaking in 1998–99 and the hourglass running out on his second term, he was pilloried as a national embarrassment and his Russia as “a disastrous failure… threatening other countries with multiple contagions.”26
On the personal and moral level, there were those who maintained early on that Yeltsin did not hold a candle to his great rival, Gorbachev. President George H. W. Bush, underwhelmed when he first met Yeltsin in 1989, was incensed by Yeltsin’s demand in February 1991 that Gorbachev leave office. “This guy Yeltsin,” he muttered to staffers, “is really a wild man, isn’t he?”27 Bush came around on Yeltsin, but in the middle and late 1990s two other character leitmotifs gained currency. One brought to the forefront Yeltsin’s frailties and foibles and depicted him as someone “at the mercy of the pettiest passions,”28 notably his fondness for strong drink. The other latched onto what Russian wordsmiths titled “the Family” (with a capital “F”): supposedly a camarilla of advisers, officials, and big-business oligarchs associated with his daughter Tatyana Dyachenko and the plutocrat Boris Berezovskii, and, it was said, the force behind the throne in the twilight years of the Yeltsin presidency.
While these pictures are all overblown, some fudge the truth worse than others. For example, although he overindulged in alcohol, the habit must be seen in perspective and most of the time was not central to his public activities. And although the nexus between wealth and power in the Yeltsin period has to be of concern, he was no marionette of the oligarchs, whom he invented sociologically, and the idea of the late Yeltsin fronting for a palace-cum-business consortium has little relation to reality.
In the 1980s and 1990s, acting in spurts and out of intuition more than a panoramic master plan, Yeltsin made fateful decisions that put his society on a much more promising road than it had been on since 1917. He did so under arduous circumstances and avoided the apocalyptic scenarios—anarchy, nuclear blackmail, famine and industrial collapse, ethnic strife—that had haunted forecasts about the demise of one-party rule. For what he wrought, and for pulling it off in the main by ballots rather than bullets, he belongs with the instigators of the global trend away from authoritarianism and statism and toward democratic politics and market-based economics. As a democratizer, he is in the company of Nelson Mandela, Lech Wałesa, Mikhail Gorbachev, and Václav Havel. It is his due even when allowance is made for his blind spots and mistakes. As against those who would shrug him off as an oddball or an antihero, or who cannot get beyond his welter of contradictions to come to a summary judgment, my net assessment of Yeltsin is as a hero in history—enigmatic and flawed, to be sure, yet worthy of our respect and sympathy.29
I initially intended to restrict myself to a portrait of Yeltsin’s leadership of Russia as its elected president and to treat everything before that as preface. The further I got, however, the more I asked myself what those tumultuous years had to do with precedent, what molded the man and his instincts, and how the new Yeltsin, if that is what he was, ever emerged from the chrysalis of the old. It is anything but self-evident how the virtuoso product and agent of a dictatorship could end up as its hangman.
A 1995 skit in Kukly (Puppets), the political satire on Russian television, lampooned Yeltsin’s shifting loyalties. “Boriska,” the Yeltsin doll, plays Faust, situated in a medieval scholar’s laboratory thick with books and test tubes. Tongue in cheek, he intones:
Once I was a communist
Faithful to the marrow of my bones:
From all three deities [Marx, Engels, and Lenin] I drank
And ate of the constituent parts.
I kept watch at the [party] congresses,
But really I was a democrat in spirit,
I was brother to the wind and sun
And godmother to the people of Sverdlovsk.
Lo and behold, when the clock struck and the moment came—
I was president of Russia!30
In real life, the tale was not nearly so simple—not with Yeltsin’s abilities, not with his relationship to the ancien régime, not with his scorpions-in-a-bottle fight with Gorbachev or his conquest of power, and assuredly not with his use of power to make a new beginning.
My overarching aim in this “history made personal”31 is to submit Boris Yeltsin and his career to a textured scrutiny that does justice to their many-sided humanity. Years of fieldwork that afforded eye-opening interviews with Yeltsin, with family members, and with about 150 other principals, declassified files from the Soviet archives, and new memoirs shed fresh light on the extended drama of his life. It is necessary to explain why the lunge toward a better tomorrow did not cross the chasm with finality, as by his admission it did not. Indivisible from that, we must see why it was mounted, why by Boris Yeltsin, and why it took him and the former Soviet Union as far as it did.